0001140361-16-078899.txt : 20160906
0001140361-16-078899.hdr.sgml : 20160906
20160906135521
ACCESSION NUMBER: 0001140361-16-078899
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160901
FILED AS OF DATE: 20160906
DATE AS OF CHANGE: 20160906
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HERITAGE OAKS BANCORP
CENTRAL INDEX KEY: 0000921547
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 770388249
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 545 12TH ST
CITY: PASO ROBLES
STATE: CA
ZIP: 93446
BUSINESS PHONE: 8052395200
MAIL ADDRESS:
STREET 2: 545 12TH ST
CITY: PASO ROBLES
STATE: CA
ZIP: 93446
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fugate Mark C
CENTRAL INDEX KEY: 0001315950
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25020
FILM NUMBER: 161870527
MAIL ADDRESS:
STREET 1: PO BOX 365
CITY: SANTA MARIA
STATE: CA
ZIP: 93456
4
1
doc1.xml
FORM 4
X0306
4
2016-09-01
0
0000921547
HERITAGE OAKS BANCORP
HEOP
0001315950
Fugate Mark C
1222 VINE STREET
PASO ROBLES
CA
93446
1
0
0
0
Common stock
2016-09-01
4
A
0
3101
8.06
A
3101
I
Restricted Stock
Common stock
11828
I
Mark Colt Fugate IRA
Common stock
10759
D
Common stock
105441
I
Please see note (2)
Common stock
1082
I
Stephanie Fugate IRA
Stock option
3.10
2010-09-01
2020-09-01
Common stock
7500
17875
D
Stock option
4.50
2009-02-02
2019-02-02
Common stock
2500
10375
D
Stock option
11.48
2008-02-01
2018-02-01
Common stock
2625
7875
D
Stock option
15.24
2007-11-01
2017-11-01
Common stock
5250
5250
D
Restricted shares granted pursuant to the Company's 2015 Equity Incentive Plan. The shares vest 100% one year from the grant date. The shares are subject to forfeiture.
Mark C. Fugate is custodian for Andrew A. Dalmau, Michelle Dalmau, Natalie Dalmau, Bethany Fugate, Kathryn Fugate, Timothy Fugate, Kelsey Lahr, and Miranda Lahr, minors under the California Uniform Transfers to Minors Act; Mr. Fugate also has an interest in the 2008 Fugate Family Trust, (combined indirect shares total 105,441).
Ryan Alvord attorney-in-fact for Mark C. Fugate
2016-09-06