0001140361-16-078899.txt : 20160906 0001140361-16-078899.hdr.sgml : 20160906 20160906135521 ACCESSION NUMBER: 0001140361-16-078899 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160901 FILED AS OF DATE: 20160906 DATE AS OF CHANGE: 20160906 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE OAKS BANCORP CENTRAL INDEX KEY: 0000921547 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 770388249 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 545 12TH ST CITY: PASO ROBLES STATE: CA ZIP: 93446 BUSINESS PHONE: 8052395200 MAIL ADDRESS: STREET 2: 545 12TH ST CITY: PASO ROBLES STATE: CA ZIP: 93446 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fugate Mark C CENTRAL INDEX KEY: 0001315950 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25020 FILM NUMBER: 161870527 MAIL ADDRESS: STREET 1: PO BOX 365 CITY: SANTA MARIA STATE: CA ZIP: 93456 4 1 doc1.xml FORM 4 X0306 4 2016-09-01 0 0000921547 HERITAGE OAKS BANCORP HEOP 0001315950 Fugate Mark C 1222 VINE STREET PASO ROBLES CA 93446 1 0 0 0 Common stock 2016-09-01 4 A 0 3101 8.06 A 3101 I Restricted Stock Common stock 11828 I Mark Colt Fugate IRA Common stock 10759 D Common stock 105441 I Please see note (2) Common stock 1082 I Stephanie Fugate IRA Stock option 3.10 2010-09-01 2020-09-01 Common stock 7500 17875 D Stock option 4.50 2009-02-02 2019-02-02 Common stock 2500 10375 D Stock option 11.48 2008-02-01 2018-02-01 Common stock 2625 7875 D Stock option 15.24 2007-11-01 2017-11-01 Common stock 5250 5250 D Restricted shares granted pursuant to the Company's 2015 Equity Incentive Plan. The shares vest 100% one year from the grant date. The shares are subject to forfeiture. Mark C. Fugate is custodian for Andrew A. Dalmau, Michelle Dalmau, Natalie Dalmau, Bethany Fugate, Kathryn Fugate, Timothy Fugate, Kelsey Lahr, and Miranda Lahr, minors under the California Uniform Transfers to Minors Act; Mr. Fugate also has an interest in the 2008 Fugate Family Trust, (combined indirect shares total 105,441). Ryan Alvord attorney-in-fact for Mark C. Fugate 2016-09-06