0001140361-16-075170.txt : 20160808 0001140361-16-075170.hdr.sgml : 20160808 20160808152218 ACCESSION NUMBER: 0001140361-16-075170 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160804 FILED AS OF DATE: 20160808 DATE AS OF CHANGE: 20160808 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE OAKS BANCORP CENTRAL INDEX KEY: 0000921547 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 770388249 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 545 12TH ST CITY: PASO ROBLES STATE: CA ZIP: 93446 BUSINESS PHONE: 8052395200 MAIL ADDRESS: STREET 2: 545 12TH ST CITY: PASO ROBLES STATE: CA ZIP: 93446 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Simas Alexander CENTRAL INDEX KEY: 0001288758 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25020 FILM NUMBER: 161813920 MAIL ADDRESS: STREET 1: 2550 PROFESSIONAL PARKWAY CITY: SANTA MARIA STATE: CA ZIP: 93455 4 1 doc1.xml FORM 4 X0306 4 2016-08-04 0 0000921547 HERITAGE OAKS BANCORP HEOP 0001288758 Simas Alexander 1222 VINE STREET PASO ROBLES CA 93446 1 0 0 0 Common stock 2016-08-05 5 A 0 3113 8.27 A 69685 D Common stock 2015-08-04 4 P 0 2500 8.3935 A 66572 D Common stock 2016-08-04 4 P 0 4000 8.2253 A 64072 D Common stock 2016-08-05 4 D 0 3113 8.27 D 0 I Restricted Stock Stock option 3.10 2010-09-01 2020-09-01 Common stock 7500 17875 D Stock option 4.50 2009-02-02 2019-02-02 Common stock 2500 13375 D Stock option 11.48 2008-02-01 2018-02-01 Common stock 2625 7875 D Stock option 15.24 2007-11-01 2017-11-01 Common stock 5250 5250 D Vesting of restricted stock. This transaction was executed in multiple trades at prices ranging from $8.19 to $8.25. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Ryan Alvord attorney-in-fact for Alexander F. Simas 2016-08-08