0001140361-16-061481.txt : 20160419 0001140361-16-061481.hdr.sgml : 20160419 20160419115513 ACCESSION NUMBER: 0001140361-16-061481 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160401 FILED AS OF DATE: 20160419 DATE AS OF CHANGE: 20160419 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE OAKS BANCORP CENTRAL INDEX KEY: 0000921547 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 770388249 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 545 12TH ST CITY: PASO ROBLES STATE: CA ZIP: 93446 BUSINESS PHONE: 8052395200 MAIL ADDRESS: STREET 2: 545 12TH ST CITY: PASO ROBLES STATE: CA ZIP: 93446 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Osterbauer Robert CENTRAL INDEX KEY: 0001550160 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25020 FILM NUMBER: 161578395 MAIL ADDRESS: STREET 1: 1222 VINE ST. CITY: PASO ROBLES STATE: CA ZIP: 93446 4 1 doc1.xml FORM 4 X0306 4 2016-04-01 0 0000921547 HERITAGE OAKS BANCORP HEOP 0001550160 Osterbauer Robert 1222 VINE STREET PASO ROBLES CA 93446 0 1 0 0 Executive Vice President Common stock 2016-04-01 4 A 0 5000 7.80 A 28181 I Restricted stock Common stock 9423 D Stock option 7.84 2016-03-02 2025-03-02 Common stock 4613 30732 D Stock option 7.75 2015-03-03 2024-03-03 Common stock 3293 26119 D Stock option 6.65 2014-08-01 2023-08-01 Common stock 9948 22826 D Stock option 5.00 2015-05-01 2025-05-01 Common stock 18847 18847 D Restricted stock grant pursuant to 2015 Equity Incentive Plan. The shares are subject to forfeiture. The shares vest equally over a three year vesting schedule beginning April 1, 2017. Options vest equally over a four year period beginning on the dated indicated. Options vest equally over a three year period beginning on the dated indicated. Ryan Alvord Attorney-in-fact for Robert Osterbauer 2016-04-19