0001140361-16-060319.txt : 20160405 0001140361-16-060319.hdr.sgml : 20160405 20160405172156 ACCESSION NUMBER: 0001140361-16-060319 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160224 FILED AS OF DATE: 20160405 DATE AS OF CHANGE: 20160405 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE OAKS BANCORP CENTRAL INDEX KEY: 0000921547 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 770388249 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 545 12TH ST CITY: PASO ROBLES STATE: CA ZIP: 93446 BUSINESS PHONE: 8052395200 MAIL ADDRESS: STREET 2: 545 12TH ST CITY: PASO ROBLES STATE: CA ZIP: 93446 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAGOMARSINO SIMONE CENTRAL INDEX KEY: 0001084960 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25020 FILM NUMBER: 161555551 4 1 doc1.xml FORM 4 X0306 4 2016-02-24 0 0000921547 HERITAGE OAKS BANCORP HEOP 0001084960 LAGOMARSINO SIMONE 1222 VINE STREET PASO ROBLES CA 93446 1 1 0 0 President / CEO Common stock 2016-02-24 4 D 0 10162 7.71 A 13246 I Restricted stock - performance based Common stock 2016-04-01 4 A 0 6706 7.80 A 19952 I Restricted stock Common stock 103254 D Stock option 7.84 2016-03-02 2025-03-02 Common stock 66882 148803 D Stock option 7.65 2015-02-03 2024-02-03 Common stock 81921 81921 D Forfeiture of 7,080 shares of performance-based Restricted Stock Award. On February 24, 2016, the compensation committee determined that the required performance goals for 2015 (1/3 of the initial award) were not met. Initial award was on 2/1/2014. Forfeiture of 3,082 shares of performance-based Restricted Stock Award. On February 24, 2016, the compensation committee determined that the required performance goals for 2015 (1/3 of the initial award) were not met. Initial award was on 3/2/2015. Restricted stock grant pursuant to 2015 Equity Incentive Plan. The shares are subject to forfeiture. The shares vest equally over a three year vesting schedule beginning April 1, 2017. Bryon Layes Attorney-in-fact for Simone Lagomarsino 2016-04-05