0001140361-16-056292.txt : 20160303 0001140361-16-056292.hdr.sgml : 20160303 20160303154400 ACCESSION NUMBER: 0001140361-16-056292 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160302 FILED AS OF DATE: 20160303 DATE AS OF CHANGE: 20160303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE OAKS BANCORP CENTRAL INDEX KEY: 0000921547 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 770388249 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 545 12TH ST CITY: PASO ROBLES STATE: CA ZIP: 93446 BUSINESS PHONE: 8052395200 MAIL ADDRESS: STREET 2: 545 12TH ST CITY: PASO ROBLES STATE: CA ZIP: 93446 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Osterbauer Robert CENTRAL INDEX KEY: 0001550160 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25020 FILM NUMBER: 161480952 MAIL ADDRESS: STREET 1: 1222 VINE ST. CITY: PASO ROBLES STATE: CA ZIP: 93446 4 1 doc1.xml FORM 4 X0306 4 2016-03-02 0 0000921547 HERITAGE OAKS BANCORP HEOP 0001550160 Osterbauer Robert 1222 VINE STREET PASO ROBLES CA 93446 0 1 0 0 Executive Vice President Common stock 2016-03-02 2016-03-02 4 D 0 638 7.39 D 23181 I Restricted stock Common stock 2016-03-01 2016-03-01 4 D 0 853 7.27 D 23819 I Restricted stock Common stock 2016-03-02 2016-03-02 4 A 0 345 7.39 A 9423 D Common stock 2016-03-01 2016-03-01 4 A 0 462 7.27 A 9078 D Stock option 7.84 2016-03-02 2025-03-02 Common stock 4613 30732 D Stock option 7.75 2015-03-03 2024-03-03 Common stock 3293 26119 D Stock option 6.65 2014-08-01 2023-08-01 Common stock 3979 22826 D Stock option 5 2015-05-01 2022-05-01 Common stock 18847 18847 D Vesting of restricted stock award. Vesting of restricted stock award less 391 shares (3/1/16), and 293 shares (3/2/16) withheld for taxes. Ryan T. Alvord Attorney-in-fact for Robert Osterbauer 2016-03-03