0001140361-16-053400.txt : 20160216 0001140361-16-053400.hdr.sgml : 20160215 20160216171150 ACCESSION NUMBER: 0001140361-16-053400 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160216 DATE AS OF CHANGE: 20160216 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE OAKS BANCORP CENTRAL INDEX KEY: 0000921547 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 770388249 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 545 12TH ST CITY: PASO ROBLES STATE: CA ZIP: 93446 BUSINESS PHONE: 8052395200 MAIL ADDRESS: STREET 2: 545 12TH ST CITY: PASO ROBLES STATE: CA ZIP: 93446 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OHare Daniel J CENTRAL INDEX KEY: 0001310300 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25020 FILM NUMBER: 161430159 MAIL ADDRESS: STREET 1: 1150 PALM STREET CITY: SAN LUIS OBISPO STATE: CA ZIP: 93401 5 1 doc1.xml FORM 5 X0306 5 2015-12-31 0 0 1 0000921547 HERITAGE OAKS BANCORP HEOP 0001310300 OHare Daniel J 1222 VINE STREET PASO ROBLES CA 93446 1 0 0 0 Common stock 2015-03-03 4 P 0 L 207 7.71 A 40615 D Common stock 2015-06-15 4 P 0 L 247 7.83 A 40615 D Common stock 2015-08-31 4 P 0 L 253 7.69 A 40615 D Common stock 2015-11-30 4 P 0 L 231 8.50 A 40615 D Common stock 2015-03-03 4 P 0 L 138 7.71 A 22010 I (2) Common stock 2015-06-15 4 P 0 L 164 7.83 A 22010 I (2) Common stock 2015-08-31 4 P 0 L 169 7.69 A 22010 I (2) Common stock 2015-11-30 4 P 0 L 154 8.50 A 22010 I (2) Acquired pursuant to dividend reinvestment plan. Acquired pursuant to a dividend reinvestment plan. GBP&B Tax & Business Service Inc. 401(K) Daniel J. O'Hare & Allen E. Eschenbach Trustees. Daniel J. O'Hare directly owns 40,615 shares, including 22,010 shares in an individual 401(K) account, and indirectly owns 25,123 shares, including 3,113 shares of restricted stock. His aggregate beneficial ownership is 65,738 shares. Ryan Alvord attorney-in-fact for Daniel J. O'Hare 2016-02-16