0001140361-15-034394.txt : 20150903 0001140361-15-034394.hdr.sgml : 20150903 20150903171934 ACCESSION NUMBER: 0001140361-15-034394 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150901 FILED AS OF DATE: 20150903 DATE AS OF CHANGE: 20150903 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE OAKS BANCORP CENTRAL INDEX KEY: 0000921547 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 770388249 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 545 12TH ST CITY: PASO ROBLES STATE: CA ZIP: 93446 BUSINESS PHONE: 8052395200 MAIL ADDRESS: STREET 2: 545 12TH ST CITY: PASO ROBLES STATE: CA ZIP: 93446 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CASTLE JASON CENTRAL INDEX KEY: 0001613796 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25020 FILM NUMBER: 151092759 MAIL ADDRESS: STREET 1: 1222 VINE STREET CITY: PASO ROBLES STATE: CA ZIP: 93346 4 1 doc1.xml FORM 4 X0306 4 2015-09-01 0 0000921547 HERITAGE OAKS BANCORP HEOP 0001613796 CASTLE JASON 1222 VINE STREET PASO ROBLES CA 93446 0 1 0 0 Chief Financial Officer Common Stock 2015-09-01 4 A 0 3334 7.50 A 9609 I Restricted Common Stock 1797 D Stock Option 7.50 2015-09-01 4 A 0 14732 0 A 2016-09-01 2025-09-01 Common Stock 14732 14732 D Stock Option 7.84 2016-03-02 2025-03-02 Common Stock 6919 6919 D Stock Option 7.01 2015-09-02 2024-09-02 Common Stock 10037 10037 D Stock Option 7.75 2015-03-01 2024-03-01 Common Stock 2490 2490 D Stock Option 7.65 2015-02-01 2024-02-01 Common Stock 10082 10082 D Restricted stock grant pursuant to 2015 Equity Incentive Plan. The shares are subject to forfeiture. The shares vest equally over a three year vesting schedule beginning September 1, 2016. Incentive stock options granted pursuant to 2015 Equity Incentive Plan. Options vest equally over a four year period beginning September 1, 2016. Options vest equally over a four year period. Options vest equally over a five year period. Gregory Gehlmann, Attorney-in-Fact for Jason Castle 2015-09-03