0001140361-15-030049.txt : 20150805
0001140361-15-030049.hdr.sgml : 20150805
20150805185604
ACCESSION NUMBER: 0001140361-15-030049
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150803
FILED AS OF DATE: 20150805
DATE AS OF CHANGE: 20150805
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HERITAGE OAKS BANCORP
CENTRAL INDEX KEY: 0000921547
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 770388249
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 545 12TH ST
CITY: PASO ROBLES
STATE: CA
ZIP: 93446
BUSINESS PHONE: 8052395200
MAIL ADDRESS:
STREET 2: 545 12TH ST
CITY: PASO ROBLES
STATE: CA
ZIP: 93446
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LYNCH JAMES J
CENTRAL INDEX KEY: 0001222379
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25020
FILM NUMBER: 151030520
MAIL ADDRESS:
STREET 1: PATRIOT FINANCIAL PARTNERS, LP
STREET 2: 2929 ARCH STREET, 27TH FLOOR
CITY: PHILADELPHIA
STATE: PA
ZIP: 19104
4
1
doc1.xml
FORM 4
X0306
4
2015-08-03
0
0000921547
HERITAGE OAKS BANCORP
HEOP
0001222379
LYNCH JAMES J
1222 VINE STREET
PASO ROBLES
CA
93446
1
0
1
0
Common stock
2015-08-03
4
A
0
2646
8.03
A
3718924
I
FBO Patriot Financial Partners, LP
Common stock
2015-08-03
4
A
0
467
8.03
A
3716278
I
FBO Patriot Financial Partners Parallel LP
Stock option
3.10
2010-09-01
2020-09-01
Common stock
6395
6395
I
See footnote (2)
Stock option
3.10
2010-09-01
2020-09-01
Common stock
1105
1105
I
Please see footnote (2)
Restricted shares granted pursuant to the Company's 2015 Equity Incentive Plan. The shares vest 100% one year from the grant date. The shares are subject to forfeiture.
Patriot Financial Partners, G.P., L.P. ("Patriot GP") is a general partner of Patriot Financial Partners, L.P. and Patriot Financial Partners Parallel, L.P. (together, the "Funds). Accordingly, securities owned by the Funds may be regarded as being beneficially owned by Patriot GP. Patriot Financial Partners GP, LLC ("Patriot LLC") is the general partner of Patriot GP. Accordingly, securities owned or deemed to be owned by Patriot GP may be regarded as being beneficially owned by Patriot LLC. Mr. Lynch is a general partner of the Funds and Patriot GP and a member of Patriot LLC. Mr. Lynch disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16.
Ryan Alvord attorney-in-fact for James J. Lynch
2015-08-05