0001140361-13-005144.txt : 20130207 0001140361-13-005144.hdr.sgml : 20130207 20130207150019 ACCESSION NUMBER: 0001140361-13-005144 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130205 FILED AS OF DATE: 20130207 DATE AS OF CHANGE: 20130207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pfau Michael E. CENTRAL INDEX KEY: 0001415173 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25020 FILM NUMBER: 13581902 MAIL ADDRESS: STREET 1: 545 12TH STREET CITY: PASO ROBLES STATE: CA ZIP: 93446 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE OAKS BANCORP CENTRAL INDEX KEY: 0000921547 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 770388249 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 545 12TH ST CITY: PASO ROBLES STATE: CA ZIP: 93446 BUSINESS PHONE: 8052395200 MAIL ADDRESS: STREET 2: 545 12TH ST CITY: PASO ROBLES STATE: CA ZIP: 93446 4 1 doc1.xml FORM 4 X0306 4 2013-02-05 0 0000921547 HERITAGE OAKS BANCORP HEOP 0001415173 Pfau Michael E. 1222 VINE STREET PASO ROBLES CA 93446 1 0 0 0 Common Stock 2013-02-05 4 P 0 100 5.62 A 74706 I Pfau Revocable Trust of 2003 Vickie Bengard, Attorney-in-Fact for Michael E. Pfau 2013-02-07 EX-24.1 2 poa1.htm POWER OF ATTORNEY Unassociated Document
Heritage Oaks Bancorp
Expect More
 
Insider Trading Pre-Clearance Procedure 
 
Power of Attorney
 
Know all by these presents that the undersigned hereby constitutes and appoints each of Vickie Bengard, Greg Cravens, Ryan Alvord and William Raver, signing singly, the undersigned's true and lawful attorney-in-fact to:
 
(1)           execute for and on behalf of the undersigned, in the undersigned's capacity as an officer and/or director of Heritage Oaks Bancorp (the "Company"), Forms 3, 4, and 5, Form ID's, Form 144, 13G, 13G's or any other SEC filings, in accordance with Section 16 of the Securities Exchange Act of 1934, and the rules thereunder;
 
(2)           do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4, or 5, Form ID's, Form 144's, 13G's, 13D's or any other SEC filings and complete and execute any amendment or amendments thereto, and timely file such form with the United States Securities and Exchange Commission and any stock exchange or similar authority; and
 
(3)           take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion.
 
The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in- fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934.
 
This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file under Section 16(a) of the Securities Exchange Act of 1934, with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact.
 
IN WITNESS whereof, the undersigned has caused this Power of Attorney to be executed as of this 27 day June, 2012
 
\s\ Micheal Pfau  
Signature
  
   
Micheal Pfau  
Print Name
  
 
*Any reference to the Company's policies in relation to Securities Exchange Commission Regulations or Requirements shall apply to all its subsidiaries and personnel thereof.