0001140361-12-040571.txt : 20120914 0001140361-12-040571.hdr.sgml : 20120914 20120914202448 ACCESSION NUMBER: 0001140361-12-040571 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120901 FILED AS OF DATE: 20120914 DATE AS OF CHANGE: 20120914 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Funari Joanne E. CENTRAL INDEX KEY: 0001415174 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25020 FILM NUMBER: 121093786 MAIL ADDRESS: STREET 1: 545 12TH STREET CITY: PASO ROBLES STATE: CA ZIP: 93446 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE OAKS BANCORP CENTRAL INDEX KEY: 0000921547 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 770388249 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 545 12TH ST CITY: PASO ROBLES STATE: CA ZIP: 93446 BUSINESS PHONE: 8052395200 MAIL ADDRESS: STREET 2: 545 12TH ST CITY: PASO ROBLES STATE: CA ZIP: 93446 4 1 doc1.xml FORM 4 X0306 4 2012-09-01 0 0000921547 HERITAGE OAKS BANCORP HEOP 0001415174 Funari Joanne E. 1222 VINE STREET PASO ROBLES CA 93446 0 1 0 0 EVP, Division of Heritage Oaks Common Stock 2012-09-01 4 A 0 10471 5.73 A 17194 D Common Stock - Stock Options 5.73 2012-09-01 4 A 0 13192 0 A 2013-09-01 2022-09-01 Common Stock 13192 67856 D Ms. Funari was granted the referenced restricted stock from the Company's 2005 Equity Plan. The shares are subject to forefeiture. The shares will vest over a 3 year vesting schedule beginning at year 1, vesting 33.33% over years 1, 2, and 3. Ms. Funari was granted the referenced shares of stock options under the Company's Equity Compensation Plan. The shares are subject to forefeiture. The shares will vest over a 4 year vesting schedule beginning at year 1, vesting 25% over years 1, 2, 3, and 4. Vickie Bengard, Attorney-in-Fact for Joanne Funari 2012-09-14