-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R9WOCXpnwRUPY5SqMyl7/DSlkYo0fkAeb4+R+kWjXiYlRB5TzV+48oJtRbEPXlqg V52MMkb3aQUAiw6gJ5btzQ== 0001140361-10-025572.txt : 20100615 0001140361-10-025572.hdr.sgml : 20100615 20100615163947 ACCESSION NUMBER: 0001140361-10-025572 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100611 FILED AS OF DATE: 20100615 DATE AS OF CHANGE: 20100615 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pfau Michael E. CENTRAL INDEX KEY: 0001415173 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25020 FILM NUMBER: 10897741 MAIL ADDRESS: STREET 1: 545 12TH STREET CITY: PASO ROBLES STATE: CA ZIP: 93446 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE OAKS BANCORP CENTRAL INDEX KEY: 0000921547 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 770388249 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 545 12TH ST CITY: PASO ROBLES STATE: CA ZIP: 93446 BUSINESS PHONE: 8052395200 MAIL ADDRESS: STREET 2: 545 12TH ST CITY: PASO ROBLES STATE: CA ZIP: 93446 4 1 doc1.xml FORM 4 X0303 4 2010-06-11 0 0000921547 HERITAGE OAKS BANCORP HEOP 0001415173 Pfau Michael E. 545 12TH STREET PASO ROBLES CA 93446 1 0 0 0 Preferred Series B 2010-06-11 4 O 0 75 1000.00 D 0 D Common Stock 2010-06-11 4 O 0 23077 3.25 A 40059 I Michael E Pfau Trustee, Pfau Revocable Trust of 2003 The shares of Series B Preferred Stock converted into common shares at the conversion rate of $3.25 per common share. Tana L Draper Power of Attorney for Michael E. Pfau 2010-06-15 -----END PRIVACY-ENHANCED MESSAGE-----