-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ELDuGJ+SgHFXAxSJWhCNKRum1HKP+2VwRkveKfI5Kgg9bhaZ02R2sng73iPzvDBc 16qt1zirrjpCfn+YCTk+VA== 0001140361-09-002626.txt : 20090203 0001140361-09-002626.hdr.sgml : 20090203 20090203175004 ACCESSION NUMBER: 0001140361-09-002626 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090130 FILED AS OF DATE: 20090203 DATE AS OF CHANGE: 20090203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fugate Mark C CENTRAL INDEX KEY: 0001315950 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25020 FILM NUMBER: 09566061 BUSINESS ADDRESS: BUSINESS PHONE: 805-922-6646 MAIL ADDRESS: STREET 1: PO BOX 365 CITY: SANTA MARIA STATE: CA ZIP: 93456 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE OAKS BANCORP CENTRAL INDEX KEY: 0000921547 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 770388249 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 545 12TH ST CITY: PASO ROBLES STATE: CA ZIP: 93446 BUSINESS PHONE: 8052395200 MAIL ADDRESS: STREET 2: 545 12TH ST CITY: PASO ROBLES STATE: CA ZIP: 93446 4 1 doc1.xml FORM 4 X0303 4 2009-01-30 0 0000921547 HERITAGE OAKS BANCORP HEOP 0001315950 Fugate Mark C 545 12TH STREET PASO ROBLES CA 93446 1 0 0 0 Common Stock 2009-01-30 4 P 0 72 4.75 A 87941 I Trustee Mark & Stephanie Fugate Family Trust udta dated May 6, 2008.. Common Stock 2009-01-30 4 P 0 328 5.00 A 88269 I Trustee -Mark & Stephanie Fugate Family Trust udta dated May 6, 2008 Common Stock 2009-01-30 4 P 0 400 4.795 A 88669 I Stephanie Fugate, IRA Stock Options 4.50 2009-02-02 4 A 0 2500 0 A 2010-02-02 2019-02-02 Common Stock 2500 2500 D 1) Mr. Fugate purchased a total of 800 shares; 400 in his family trust and 400 shares in his wife's name. 2) On February 2, 2009, Mark C Fugate was granted 2,500 shares of stock options under the Company?s Equity Compensation Plan. The shares are subject to forfeiture and will vest at 33.33% per year over a three year vesting term. Tana L Eade as Power of Attorney for Mark C. Fugate 2009-02-03 -----END PRIVACY-ENHANCED MESSAGE-----