0001752724-21-000880.txt : 20210108
0001752724-21-000880.hdr.sgml : 20210108
20210108152351
ACCESSION NUMBER: 0001752724-21-000880
CONFORMED SUBMISSION TYPE: N-CEN
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20201031
FILED AS OF DATE: 20210108
DATE AS OF CHANGE: 20210108
EFFECTIVENESS DATE: 20210108
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HIGH INCOME OPPORTUNITIES PORTFOLIO
CENTRAL INDEX KEY: 0000921370
IRS NUMBER: 043162766
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: N-CEN
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-08464
FILM NUMBER: 21517282
BUSINESS ADDRESS:
STREET 1: TWO INTERNATIONAL PLACE
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 617-482-8260
MAIL ADDRESS:
STREET 1: TWO INTERNATIONAL PLACE
CITY: BOSTON
STATE: MA
ZIP: 02110
FORMER COMPANY:
FORMER CONFORMED NAME: HIGH INCOME PORTFOLIO
DATE OF NAME CHANGE: 19940406
0000921370
S000005235
HIGH INCOME OPPORTUNITIES PORTFOLIO
C000014260
HIGH INCOME OPPORTUNITIES PORTFOLIO
N-CEN
1
primary_doc.xml
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TWO INTERNATIONAL PLACE
BOSTON
02110
US-MA
US
617-482-8260
State Street Bank and Trust Company
1 Lincoln Street
Boston
02111
617-786-3000
Custody and Accounting Records.
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Scott E. Wennerholm
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Susan J. Sutherland
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Helen Frame Peters
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Mark R. Fetting
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George J. Gorman
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Keith Quinton
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Cynthia E. Frost
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William H. Park
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Marcus L. Smith
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Valerie A. Mosley
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Thomas E. Faust Jr.
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Richard F. Froio
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Two International Place
Boston
02110
XXXXXX
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Eaton Vance Distributors, Inc.
8-47939
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N
Deloitte & Touche LLP
34
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HIGH INCOME OPPORTUNITIES PORTFOLIO
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State Street Bank and Trust Company
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N
N/A
N/A
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Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
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Boston Management and Research
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Eaton Vance Advisers International Ltd
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Y
GB
N
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
N
Euroclear Bank
549300OZ46BRLZ8Y6F65
BE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
State Street Bank and Trust Company (Edinburgh, GB, Branch)
571474TGEMMWANRLN572
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Royal Bank of Canada
ES7IP3U3RHIGC71XBU11
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Trust Company Canada
549300L71XG2CTQ2V827
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
N
Eaton Vance Management
549300RJ0CSL5M1B7J96
Y
N
N
Cowen and Company, LLC
8-22522
000007616
549300WR155U7DVMIW58
1084.78000000
UBS Securities LLC
8-22651
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T6FIZBDPKLYJKFCRVK44
2500.00000000
Bofa Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
1625.00000000
JonesTrading Institutional Services LLC
8-26089
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1950.00000000
Canaccord Genuity Group Inc.
8-3271
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5493002DR5KW4JP7YS87
CA
1282.06000000
Goldman Sachs & Co. LLC
8-129
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750.00000000
RBC Capital Markets, LLC
8-45411
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549300LCO2FLSSVFFR64
975.00000000
Virtu Itg LLC
8-44218
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549300S41SMIODVIT266
8614.73000000
Robert W. Baird & Co. Incorporated
8-497
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600.00000000
Morgan Stanley & Co. LLC
8-15869
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20444.07000000
J.P. Morgan Securities LLC
8-35008
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218835230.00000000
Barclays Capital Inc.
8-41342
000019714
AC28XWWI3WIBK2824319
98227751.52000000
Flow Traders U.S. Institutional Trading LLC
8-69711
000282266
549300H90VV8DK5UM624
39397029.65000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
120651594.55000000
Jefferies LLC
8-15074
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53688839.17000000
Wells Fargo Securities, LLC
8-65876
000126292
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41206135.37000000
Credit Suisse Securities (USA) LLC
8-422
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1V8Y6QCX6YMJ2OELII46
82663772.71000000
Bofa Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
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Goldman Sachs & Co. LLC
8-129
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Morgan Stanley & Co. LLC
8-15869
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1219443399.48000000
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true
INTERNAL CONTROL RPT
2
NCEN_2849747702385785.txt
REPORT OF INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
To the Trustees and Investors of High Income Opportunities
Portfolio:
In planning and performing our audit of the financial statements
of High Income Opportunities Portfolio (the "Portfolio") as of and
for the year ended October 31, 2020, in accordance with the
standards of the Public Company Accounting Oversight Board
(United States) (PCAOB), we considered the Portfolio's internal
control over financial reporting, including controls over
safeguarding securities, as a basis for designing our auditing
procedures for the purpose of expressing our opinion on the
financial statements and to comply with the requirements of
Form N-CEN, but not for the purpose of expressing an opinion
on the effectiveness of the Portfolio's internal control over
financial reporting. Accordingly, we express no such opinion.
The management of the Portfolio is responsible for establishing
and maintaining effective internal control over financial reporting.
In fulfilling this responsibility, estimates and judgments by
management are required to assess the expected benefits and
related costs of controls. A portfolio's internal control over
financial reporting is a process designed to provide reasonable
assurance regarding the reliability of financial reporting and the
preparation of financial statements for external purposes in
accordance with generally accepted accounting principles. A
portfolio's internal control over financial reporting includes those
policies and procedures that (1) pertain to the maintenance of
records that, in reasonable detail, accurately and fairly reflect the
transactions and dispositions of the assets of the portfolio; (2)
provide reasonable assurance that transactions are recorded as
necessary to permit preparation of financial statements in
accordance with generally accepted accounting principles, and
that receipts and expenditures of the portfolio are being made
only in accordance with authorizations of management and
trustees of the portfolio; and (3) provide reasonable assurance
regarding prevention or timely detection of unauthorized
acquisition, use, or disposition of a portfolio's assets that could
have a material effect on the financial statements.
Because of its inherent limitations, internal control over financial
reporting may not prevent or detect misstatements. Also,
projections of any evaluation of effectiveness to future periods
are subject to the risk that controls may become inadequate
because of changes in conditions, or that the degree of
compliance with the policies or procedures may deteriorate.
A deficiency in internal control over financial reporting exists
when the design or operation of a control does not allow
management or employees, in the normal course of performing
their assigned functions, to prevent or detect misstatements on a
timely basis. A material weakness is a deficiency, or a
combination of deficiencies, in internal control over financial
reporting, such that there is a reasonable possibility that a
material misstatement of the portfolio's annual or interim financial
statements will not be prevented or detected on a timely basis.
Our consideration of the Portfolio's internal control over financial
reporting was for the limited purpose described in the first
paragraph and would not necessarily disclose all deficiencies in
internal control that might be material weaknesses under
standards established by the PCAOB. However, we noted no
deficiencies in the Portfolio's internal control over financial
reporting and its operation, including controls for safeguarding
securities, that we consider to be a material weakness, as
defined above, as of October 31, 2020.
This report is intended solely for the information and use of
management and the Trustees of High Income Opportunities
Portfolio and the Securities and Exchange Commission and is
not intended to be and should not be used by anyone other than
these specified parties.
/s/ Deloitte & Touche LLP
Boston, Massachusetts
December 21, 2020