0001438934-18-000260.txt : 20180815 0001438934-18-000260.hdr.sgml : 20180815 20180815145624 ACCESSION NUMBER: 0001438934-18-000260 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180815 DATE AS OF CHANGE: 20180815 EFFECTIVENESS DATE: 20180815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HIGH INCOME OPPORTUNITIES PORTFOLIO CENTRAL INDEX KEY: 0000921370 IRS NUMBER: 043162766 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-08464 FILM NUMBER: 181020742 BUSINESS ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617-482-8260 MAIL ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 FORMER COMPANY: FORMER CONFORMED NAME: HIGH INCOME PORTFOLIO DATE OF NAME CHANGE: 19940406 0000921370 S000005235 HIGH INCOME OPPORTUNITIES PORTFOLIO C000014260 HIGH INCOME OPPORTUNITIES PORTFOLIO N-PX 1 brd2k30000921370.txt BRD2K30000921370.TXT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER: 811-08464 NAME OF REGISTRANT: High Income Opportunities Portfolio ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: Two International Place Boston, MA 02110 NAME AND ADDRESS OF AGENT FOR SERVICE: Maureen A. Gemma, Esq. Two International Place Boston, MA 02110 REGISTRANT'S TELEPHONE NUMBER: 617-482-8260 DATE OF FISCAL YEAR END: 10/31 DATE OF REPORTING PERIOD: 07/01/2017 - 06/30/2018 High Income Opportunities Portfolio -------------------------------------------------------------------------------------------------------------------------- ACADIA HEALTHCARE COMPANY, INC. Agenda Number: 934747215 -------------------------------------------------------------------------------------------------------------------------- Security: 00404A109 Meeting Type: Annual Meeting Date: 03-May-2018 Ticker: ACHC ISIN: US00404A1097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: E. Perot Bissell Mgmt For For 1.2 Election of Director: Vicky B. Gregg Mgmt For For 2. Advisory vote on the compensation of the Mgmt For For Company's named executive officers as presented in the Proxy Statement. 3. Ratify the appointment of Ernst & Young LLP Mgmt For For as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018. -------------------------------------------------------------------------------------------------------------------------- CAESARS ENTERTAINMENT CORPORATION Agenda Number: 934796232 -------------------------------------------------------------------------------------------------------------------------- Security: 127686103 Meeting Type: Annual Meeting Date: 30-May-2018 Ticker: CZR ISIN: US1276861036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Mark Frissora Mgmt For For James Hunt Mgmt For For John Dionne Mgmt For For Richard Schifter Mgmt Withheld Against 2. To ratify the appointment of Deloitte & Mgmt For For Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2018. 3. To transact such other business as may Mgmt Against Against properly come before the meeting or any adjournment of the meeting. -------------------------------------------------------------------------------------------------------------------------- COMMSCOPE HOLDING COMPANY, INC. Agenda Number: 934744358 -------------------------------------------------------------------------------------------------------------------------- Security: 20337X109 Meeting Type: Annual Meeting Date: 04-May-2018 Ticker: COMM ISIN: US20337X1090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Austin A. Adams Mgmt For For 1b. Election of Director: Stephen C. Gray Mgmt For For 1c. Election of Director: L. William Krause Mgmt For For 2. Ratification of the appointment of Ernst & Mgmt For For Young LLP as the Company's independent registered public accounting firm for 2018. 3. Non-binding, advisory vote to approve the Mgmt For For compensation paid to our named executive officers. -------------------------------------------------------------------------------------------------------------------------- CONSTELLIUM N.V. Agenda Number: 934814662 -------------------------------------------------------------------------------------------------------------------------- Security: N22035104 Meeting Type: Annual Meeting Date: 24-May-2018 Ticker: CSTM ISIN: NL0010489522 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Share increase under the 2013 Equity Mgmt Against Against Incentive Plan (Agenda item 4(ii)) 2. Adoption of the Annual Accounts 2017 Mgmt For For (Agenda item 5) 3. Release from liability Executive Board Mgmt For For Member (Agenda item 7) 4. Release from liability Non-Executive Board Mgmt For For Members (Agenda item 8) 5. Authorization to the Board to allow the Mgmt For For Company to repurchase its own shares (Agenda item 9) 6. Authorization to the Board to issue shares Mgmt For For and/or grant rights to subscribe for shares (Agenda item 10) 7. Authorization to the Board to limit or Mgmt For For exclude pre-emptive rights upon the issuance of shares and/or the granting of rights to subscribe for shares (Agenda item 11) 8a. Re-election of Board Member: Michiel Mgmt For For Brandjes (Agenda items 12(a) through 12(b)) 8b. Re-election of Board Member: Martha Brooks Mgmt For For (Agenda items 12(a) through 12(b)) 8c. Re-election of Board Member: Philippe C.A. Mgmt For For Guillemot (Agenda items 12(a) through 12(b)) 8d. Re-election of Board Member: Peter Hartman Mgmt For For (Agenda items 12(a) through 12(b)) 8e. Re-election of Board Member: John Ormerod Mgmt For For (Agenda items 12(a) through 12(b)) 8f. Re-election of Board Member: Lori Walker Mgmt For For (Agenda items 12(a) through 12(b)) 8g. Re-election of Board Member: Stephanie Mgmt For For Frachet (Agenda items 12(a) through 12(b)) 9. Appointment of PricewaterhouseCoopers for Mgmt For For 2018 as independent auditor (Agenda item 13) -------------------------------------------------------------------------------------------------------------------------- LAUREATE EDUCATION, INC. Agenda Number: 934781370 -------------------------------------------------------------------------------------------------------------------------- Security: 518613203 Meeting Type: Annual Meeting Date: 23-May-2018 Ticker: LAUR ISIN: US5186132032 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Douglas L. Becker Mgmt Withheld Against Brian F. Carroll Mgmt Withheld Against Andrew B. Cohen Mgmt Withheld Against William L. Cornog Mgmt Withheld Against Pedro del Corro Mgmt Withheld Against Michael J. Durham Mgmt Withheld Against Kenneth W. Freeman Mgmt Withheld Against George Munoz Mgmt Withheld Against Dr. Judith Rodin Mgmt Withheld Against Eilif Serck-Hanssen Mgmt Withheld Against Ian K. Snow Mgmt Withheld Against Steven M. Taslitz Mgmt Withheld Against Quentin Van Doosselaere Mgmt Withheld Against 2. To approve the advisory vote to approve Mgmt For For named executive officer compensation. 3. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as Laureate's independent registered public accounting firm for the year ending December 31, 2018. 4. To recommend, by advisory vote, on the Mgmt 1 Year For frequency of future advisory votes on executive compensation. -------------------------------------------------------------------------------------------------------------------------- NEXTERA ENERGY PARTNERS, LP Agenda Number: 934696696 -------------------------------------------------------------------------------------------------------------------------- Security: 65341B106 Meeting Type: Annual Meeting Date: 21-Dec-2017 Ticker: NEP ISIN: US65341B1061 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: SUSAN D. AUSTIN Mgmt For For 1B. ELECTION OF DIRECTOR: PETER H. KIND Mgmt For For 1C. ELECTION OF DIRECTOR: JAMES L. ROBO Mgmt Against Against 1D. ELECTION OF DIRECTOR: JAMES N. SUCIU Mgmt For For 2. RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt For For TOUCHE LLP AS NEXTERA ENERGY PARTNERS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 3. APPROVAL, BY NON-BINDING ADVISORY VOTE, OF Mgmt Against Against NEXTERA ENERGY PARTNERS' COMPENSATION OF ITS NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT 4. NON-BINDING ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year Against OF FUTURE UNITHOLDER NON-BINDING ADVISORY VOTES ON THE COMPENSATION OF NEXTERA ENERGY PARTNERS' NAMED EXECUTIVE OFFICERS -------------------------------------------------------------------------------------------------------------------------- NUVASIVE, INC. Agenda Number: 934747114 -------------------------------------------------------------------------------------------------------------------------- Security: 670704105 Meeting Type: Annual Meeting Date: 03-May-2018 Ticker: NUVA ISIN: US6707041058 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Vickie L. Capps Mgmt For For 1b. Election of Director: John A. DeFord, Ph.D. Mgmt For For 2. Ratification of the appointment of Ernst & Mgmt For For Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018. 3. Approval of a non-binding advisory Mgmt For For resolution regarding the compensation of the Company's named executive officers for the fiscal year ended December 31, 2017. -------------------------------------------------------------------------------------------------------------------------- SEVEN GENERATIONS ENERGY LTD. Agenda Number: 934765059 -------------------------------------------------------------------------------------------------------------------------- Security: 81783Q105 Meeting Type: Annual Meeting Date: 03-May-2018 Ticker: SVRGF ISIN: CA81783Q1054 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 To fix the number of directors of the Mgmt For For Corporation to be elected at the Meeting at Eleven (11). 2 DIRECTOR Kent Jespersen Mgmt For For Marty Proctor Mgmt For For Kevin Brown Mgmt For For Avik Dey Mgmt For For Harvey Doerr Mgmt For For Paul Hand Mgmt For For Dale Hohm Mgmt For For Bill McAdam Mgmt For For Kaush Rakhit Mgmt For For Jackie Sheppard Mgmt For For Jeff van Steenbergen Mgmt For For 3 To appoint PricewaterhouseCoopers LLP as Mgmt For For auditors of the Corporation for the ensuing year and authorize the board of directors of the Corporation to fix the remuneration of the auditors. 4 To consider and approve, on an advisory Mgmt For For basis, a resolution on the Corporation's approach to executive compensation as disclosed in the Management Information Circular. -------------------------------------------------------------------------------------------------------------------------- WORLDPAY INC. Agenda Number: 934775199 -------------------------------------------------------------------------------------------------------------------------- Security: 981558109 Meeting Type: Annual Meeting Date: 16-May-2018 Ticker: WP ISIN: US9815581098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Charles Drucker Mgmt For For Karen Richardson Mgmt For For Boon Sim Mgmt For For Jeffrey Stiefler Mgmt For For 2. To approve, on an advisory basis, the Mgmt For For compensation of the Company's named executive officers. 3. To approve an amendment of the Worldpay, Mgmt For For Inc. Employee Stock Purchase Plan to facilitate operation of a Save-As-You-Earn (SAYE) sub-plan for employees in the United Kingdom. 4. To ratify the appointment of Deloitte & Mgmt For For Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018. * Management position unknown
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) High Income Opportunities Portfolio By (Signature) /s/ Payson F. Swaffield Name Payson F. Swaffield Title President Date 08/15/2018