-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Sl7zaUZkgS8ilPeaFkQwE/6cimRTBBtRda5tq4WdwOCoRyc5gSXad2JY9kWPN2rW L9RD06Api/dvmUE655LAKw== 0001010775-03-000005.txt : 20030130 0001010775-03-000005.hdr.sgml : 20030130 20030130153643 ACCESSION NUMBER: 0001010775-03-000005 CONFORMED SUBMISSION TYPE: U-12-IB PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030130 EFFECTIVENESS DATE: 20030130 GROUP MEMBERS: A.M. CLEARY GROUP MEMBERS: D.L. MILLER GROUP MEMBERS: G.E. CAMUS GROUP MEMBERS: G.J. MORSCHES GROUP MEMBERS: J. O'NEAL GROUP MEMBERS: J. R. PERRY GROUP MEMBERS: J.E. DORSETT GROUP MEMBERS: J.P. CATASEIN GROUP MEMBERS: J.R. MINTER GROUP MEMBERS: K.J. RANDEL GROUP MEMBERS: M.A. MATIJASICH GROUP MEMBERS: P.D. FULLER GROUP MEMBERS: R.E. HARRISON GROUP MEMBERS: R.G. LONG GROUP MEMBERS: R.W. LEWIS GROUP MEMBERS: S.P. MURPHY GROUP MEMBERS: W.T. ORR SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHERN CO CENTRAL INDEX KEY: 0000092122 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 580690070 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-12-IB SEC ACT: 1935 Act SEC FILE NUMBER: 012-00001 FILM NUMBER: 03532020 BUSINESS ADDRESS: STREET 1: 270 PEACHTREE ST CITY: ATLANTA STATE: GA ZIP: 30303 BUSINESS PHONE: 4045065000 MAIL ADDRESS: STREET 1: 270 PEACHTREE STREET CITY: ATLANTA STATE: GA ZIP: 30303 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MIRANT CORP CENTRAL INDEX KEY: 0001010775 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 582056305 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-12-IB BUSINESS ADDRESS: STREET 1: 1155 PERIMETER CENTER WEST STREET 2: SUITE 100 CITY: ATLANTA STATE: GA ZIP: 30338 BUSINESS PHONE: 6785795000 MAIL ADDRESS: STREET 1: 1155 PERIMETER CENTER WEST STREET 2: SUITE 100 CITY: ATLANTA STATE: GA ZIP: 30338 FORMER COMPANY: FORMER CONFORMED NAME: SEI HOLDINGS INC DATE OF NAME CHANGE: 19960315 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHERN ENERGY INC DATE OF NAME CHANGE: 19980729 U-12-IB 1 u12.txt FORM U-12-IB SECURITIES AND EXCHANGE COMMISSION Washington, D.C. Three year period ending 2002 FORM U-12(I)-B (THREE-YEAR STATEMENT) (SUPPLEMENTARY STATEMENT ONLY) Statement Pursuant to Section 12(i) of Public Utility Holding Company Act of 1935 by a Person Regularly Employed or Retained by a Registered Holding Company or a Subsidiary Thereof and Whose Employment Contemplates Only Routine Expenses as Specified in Rule 71(b) 1. Name and business address of person filing statement. See attached Exhibit A 2. Names and business addresses of any persons through whom the undersigned proposes to act in matters included within the exemption provided by paragraph (b) of Rule U-71. None. 3. Registered holding companies and subsidiary companies by which the undersigned is regularly employed or retained. Mirant Corporation (formerly Southern Energy, Inc.) and its subsidiaries (subsidiaries of Southern Company until April 2, 2001). 4. Position or relationship in which the undersigned is employed or retained by each of the companies named in item 3, and brief description of nature of services to be rendered in each such position or relationship. Members of management at Mirant Corporation during the applicable time period. 5. (a) Compensation received during the prior reporting period and estimated to be received over the next two calendar years by the undersigned or others, directly or indirectly, for services rendered by the undersigned, from each of the companies designated in item 3. (Use column (a) as supplementary statement only.) Salary or other compensations Name of received to be Person or company from whom received recipient received or to be received (a) (b) See attached Exhibit B N/A Mirant Services, LLC (formerly Southern Energy Resources, Inc.) (b) Basis for compensation if other than salary. N/A 6. (To be answered in supplementary statement only.) Expenses incurred by the undersigned or any person named in item 2, above, during the calendar year in connection with the activities described in item 4, above, and the source or sources of reimbursement for same. (a) Total amount of routine expenses charged to client: See attached Exhibit C (b) Itemized list of all other expenses: N/A Date January 29, 2003 (Signed) -------------------- /S/ Glenn E. Camus /S/ Joseph P. Catasein /S/ Anne M. Cleary /S/ John Edward Dorsett, Jr. /S/ Peter D. Fuller /S/ Randy E. Harrison /S/ Robert W. Lewis /S/ Raymond G. Long /S/ Martin A. Matijasich /S/ Douglas L. Miller /S/ J. Rob Minter /S/ Gary J. Morsches /S/ Sean P. Murphy /S/ John O'Neal /S/ William T. Orr /S/ Jeffrey R. Perry /S/ Kimberly J. Randle EXHIBIT A Name and business address of persons filing statements: Glenn E. Camus, 1111 Louisiana Street, Houston, TX 77002 Joseph P. Catasein, 9755 Huntcliff Trace, Dunwoody, GA 30350 Anne M. Cleary, 1155 Perimeter Center West, Atlanta, GA 30338 John Edward Dorsett, Jr., 1155 Perimeter Center West, Atlanta, GA 30338 Peter D. Fuller, 1155 Perimeter Center West, Atlanta, GA 30338 Randy E. Harrison, 240 Slayton Circle, Roswell, GA 30075 Robert W. Lewis, 595 Heyward Circle, Marietta, GA 30064 Raymond G. Long, 1155 Perimeter Center West, Atlanta, GA 30338 Martin A. Matijasich, 1155 Perimeter Center West, Atlanta, GA 30338 Douglas L. Miller, 1155 Perimeter Center West, Atlanta, GA 30338 J. Rob Minter, 137 Hills Bridge Rd, Fayetteville, GA 30215 Gary J. Morsches, 1013 Kettering Place, Alpharetta, GA 30022 Sean P. Murphy, 1155 Perimeter Center West, Atlanta, GA 30338 John O'Neal, 1155 Perimeter Center West, Atlanta, GA 30338 William T. Orr, 4024 Hamilton Mill Place, Buford, GA 30519 Jeffrey R. Perry, 1155 Perimeter Center West, Atlanta, GA 30338 Kimberly J. Randle, 4568 Village Drive, Dunwoody, GA 30338 EXHIBIT B 5. (a) Compensation received during the prior reporting period Salary or other compensations Name of received recipient (a) Glenn E. Camus Being filed pursuant to Rule 104 Joseph P. Catasein Being filed pursuant to Rule 104 Anne M. Cleary Being filed pursuant to Rule 104 John Edward Dorsett, Jr. Being filed pursuant to Rule 104 Peter D. Fuller $0 (approx.) Randy E. Harrison Being filed pursuant to Rule 104 Robert W. Lewis Being filed pursuant to Rule 104 Raymond G. Long Being filed pursuant to Rule 104 Martin A. Matijasich Being filed pursuant to Rule 104 Douglas L. Miller Being filed pursuant to Rule 104 J. Rob Minter Being filed pursuant to Rule 104 Gary J. Morsches $0 (approx.) Sean P. Murphy Being filed pursuant to Rule 104 John O'Neal $0 (approx.) William T. Orr Being filed pursuant to Rule 104 Jeffrey R. Perry $0 (approx.) Kimberly J. Randle Being filed pursuant to Rule 104 EXHIBIT C 6. (To be answered in supplementary statement only.) Expenses incurred by the undersigned or any person named in item 2, above, during the calendar year in connection with the activities described in item 4, above, and the source or sources of reimbursement for same. (a) Total amount of routine expenses charged to client: Name Amount Glenn E. Camus None Joseph P. Catasein None Anne M. Cleary $8,000 (approx.) John Edward Dorsett, Jr. None Peter D. Fuller None Randy E. Harrison None Robert W. Lewis None Raymond G. Long None Martin A. Matijasich None Douglas L. Miller None J. Rob Minter $22,400 (approx.) Gary J. Morsches None Sean P. Murphy $1,000 (approx.) John O'Neal None William T. Orr None Jeffrey R. Perry None Kimberly J. Randle $15,000 (approx.) -----END PRIVACY-ENHANCED MESSAGE-----