-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MOX//G5QZHmQFj8O44VD941qgBA1MKZmyGrtVUGsakceixPFzDYe7D0o0GhGzPqD k+Cww641LKBY3ROPl3PT6g== 0001010775-01-500023.txt : 20010131 0001010775-01-500023.hdr.sgml : 20010131 ACCESSION NUMBER: 0001010775-01-500023 CONFORMED SUBMISSION TYPE: U-12-IB PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010130 GROUP MEMBERS: JAMES A. WARD GROUP MEMBERS: SOUTHERN ENERGY INC SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHERN CO CENTRAL INDEX KEY: 0000092122 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 580690070 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-12-IB SEC ACT: SEC FILE NUMBER: 012-00001 FILM NUMBER: 1519092 BUSINESS ADDRESS: STREET 1: 270 PEACHTREE ST CITY: ATLANTA STATE: GA ZIP: 30303 BUSINESS PHONE: 4045065000 MAIL ADDRESS: STREET 1: 270 PEACHTREE STREET CITY: ATLANTA STATE: GA ZIP: 30303 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHERN ENERGY INC CENTRAL INDEX KEY: 0001010775 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 582056305 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-12-IB BUSINESS ADDRESS: STREET 1: 1155 PERIMETER CENTER WEST STREET 2: SUITE 100 CITY: ATLANTA STATE: GA ZIP: 30338 BUSINESS PHONE: 770-821-70 MAIL ADDRESS: STREET 1: 1155 PERIMETER CENTER WEST STREET 2: SUITE 100 CITY: ATLANTA STATE: GA ZIP: 30338 FORMER COMPANY: FORMER CONFORMED NAME: SEI HOLDINGS INC DATE OF NAME CHANGE: 19960315 U-12-IB 1 u12ward.txt FORM U-12-IB SECURITIES AND EXCHANGE COMMISSION Washington, D.C. Three year period ending 2000 FORM U-12(I)-B (THREE-YEAR STATEMENT) (SUPPLEMENTARY STATEMENT ONLY) Statement Pursuant to Section 12(i) of Public Utility Holding Company Act of 1935 by a Person Regularly Employed or Retained by a Registered Holding Company or a Subsidiary Thereof and Whose Employment Contemplates Only Routine Expenses as Specified in Rule 71(b) 1. Name and business address of person filing statement. James A. Ward, 1155 Perimeter Center West, Atlanta, GA 30338 2. Names and business addresses of any persons through whom the undersigned proposes to act in matters included within the exemption provided by paragraph (b) of Rule U-71. None 3. Registered holding companies and subsidiary companies by which the undersigned is regularly employed or retained. Southern Company, Southern Energy, Inc. (dba Mirant Corporation) and its subsidiaries. 4. Position or relationship in which the undersigned is employed or retained by each of the companies named in item 3, and brief description of nature of services to be rendered in each such position or relationship. Senior Vice President of Mirant Corporation 5. (a) Compensation received during the prior reporting period and estimated to be received over the next two calendar years by the undersigned or others, directly or indirectly, for services rendered by the undersigned, from each of the companies designated in item 3. (Use column (a) as supplementary statement only.) Salary or other compensations Name of received to be Person or company from whom received recipient received or to be received (a) (b) James A. $1,205,174 N/A Mirant Services, LLC Ward (b) Basis for compensation if other than salary. N/A 6. (To be answered in supplementary statement only.) Expenses incurred by the undersigned or any person named in item 2, above, during the calendar year in connection with the activities described in item 4, above, and the source or sources of reimbursement for same. (a) Total amount of routine expenses charged to client: $8,000 (b) Itemized list of all other expenses: N/A Date January 29, 2001 (Signed) /S/ James A. Ward ---------------- -----END PRIVACY-ENHANCED MESSAGE-----