0001437749-21-006416.txt : 20210318
0001437749-21-006416.hdr.sgml : 20210318
20210318110833
ACCESSION NUMBER: 0001437749-21-006416
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210316
FILED AS OF DATE: 20210318
DATE AS OF CHANGE: 20210318
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: EBERLE JON J
CENTRAL INDEX KEY: 0001184966
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-24100
FILM NUMBER: 21753515
MAIL ADDRESS:
STREET 1: 1016 CIVIC CENTER DRIVE NW
CITY: ROCHESTER
STATE: MN
ZIP: 55901
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HMN FINANCIAL INC
CENTRAL INDEX KEY: 0000921183
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 411777397
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1016 CIVIC CENTER DRIVE NORTHWEST
CITY: ROCHESTER
STATE: MN
ZIP: 55901
BUSINESS PHONE: 5075351200
MAIL ADDRESS:
STREET 1: 1016 CIVIC CENTER DRIVE NW
CITY: ROCHESTER
STATE: MN
ZIP: 55901
4
1
rdgdoc.xml
FORM 4
X0306
4
2021-03-16
0000921183
HMN FINANCIAL INC
HMNF
0001184966
EBERLE JON J
1016 CIVIC CENTER DRIVE NW
ROCHESTER
MN
55901
1
SVP, CFO & Treasurer
Common Stock
2021-03-16
2021-03-16
4
S
0
145
20.28
D
78607
D
Common Stock
2021-03-17
2021-03-17
4
S
0
8899
20.27
D
69708
D
Common Stock
16750
I
ESOP
Represents a weighted average price of shares sold in multiple transactions at prices ranging from $20.25 to $20.31, inclusive. The reporting person undertakes to provide to the issuer, any of its shareholders, or the Commission staff, upon request, full information regarding the number of shares sold at each separate price.
Represents a weighted average price of shares sold in multiple transactions at prices ranging from $20.25 to $20.42, inclusive. The reporting person undertakes to provide to the issuer, any of its shareholders, or the Commission staff, upon request, full information regarding the number of shares sold at each separate price.
The sales of common stock reported were matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 181.278 shares, with the reporting person's purchases of 181.278 shares of common stock at a prices ranging from $13.4964 to $20.1654 per share pursuant to the issuer's Employee Stock Purchase Plan between October 9, 2020 and March 1, 2021. The reporting person has agreed to pay to the issuer the full amount of the profit realized in connection with the short-swing transactions and has paid a total of $700.83 to the issuer as a result.
/s/ Jon Eberle
2021-03-18