0001437749-21-006416.txt : 20210318 0001437749-21-006416.hdr.sgml : 20210318 20210318110833 ACCESSION NUMBER: 0001437749-21-006416 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210316 FILED AS OF DATE: 20210318 DATE AS OF CHANGE: 20210318 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EBERLE JON J CENTRAL INDEX KEY: 0001184966 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24100 FILM NUMBER: 21753515 MAIL ADDRESS: STREET 1: 1016 CIVIC CENTER DRIVE NW CITY: ROCHESTER STATE: MN ZIP: 55901 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HMN FINANCIAL INC CENTRAL INDEX KEY: 0000921183 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 411777397 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1016 CIVIC CENTER DRIVE NORTHWEST CITY: ROCHESTER STATE: MN ZIP: 55901 BUSINESS PHONE: 5075351200 MAIL ADDRESS: STREET 1: 1016 CIVIC CENTER DRIVE NW CITY: ROCHESTER STATE: MN ZIP: 55901 4 1 rdgdoc.xml FORM 4 X0306 4 2021-03-16 0000921183 HMN FINANCIAL INC HMNF 0001184966 EBERLE JON J 1016 CIVIC CENTER DRIVE NW ROCHESTER MN 55901 1 SVP, CFO & Treasurer Common Stock 2021-03-16 2021-03-16 4 S 0 145 20.28 D 78607 D Common Stock 2021-03-17 2021-03-17 4 S 0 8899 20.27 D 69708 D Common Stock 16750 I ESOP Represents a weighted average price of shares sold in multiple transactions at prices ranging from $20.25 to $20.31, inclusive. The reporting person undertakes to provide to the issuer, any of its shareholders, or the Commission staff, upon request, full information regarding the number of shares sold at each separate price. Represents a weighted average price of shares sold in multiple transactions at prices ranging from $20.25 to $20.42, inclusive. The reporting person undertakes to provide to the issuer, any of its shareholders, or the Commission staff, upon request, full information regarding the number of shares sold at each separate price. The sales of common stock reported were matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 181.278 shares, with the reporting person's purchases of 181.278 shares of common stock at a prices ranging from $13.4964 to $20.1654 per share pursuant to the issuer's Employee Stock Purchase Plan between October 9, 2020 and March 1, 2021. The reporting person has agreed to pay to the issuer the full amount of the profit realized in connection with the short-swing transactions and has paid a total of $700.83 to the issuer as a result. /s/ Jon Eberle 2021-03-18