0001437749-20-002389.txt : 20200212 0001437749-20-002389.hdr.sgml : 20200212 20200212101357 ACCESSION NUMBER: 0001437749-20-002389 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200212 DATE AS OF CHANGE: 20200212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HMN FINANCIAL INC EMPLOYEE STOCK OWNERSHIP PLAN CENTRAL INDEX KEY: 0000926795 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24100 FILM NUMBER: 20600839 BUSINESS ADDRESS: STREET 1: 1016 CIVIC CENTER DR N.W. CITY: ROCHESTER STATE: MN ZIP: 55901 BUSINESS PHONE: 5075351200 MAIL ADDRESS: STREET 1: 1016 CIVIC CENTER DR. N.W. CITY: ROCHESTER STATE: MN ZIP: 55901 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HMN FINANCIAL INC CENTRAL INDEX KEY: 0000921183 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 411777397 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1016 CIVIC CENTER DRIVE NORTHWEST CITY: ROCHESTER STATE: MN ZIP: 55901 BUSINESS PHONE: 5075351200 MAIL ADDRESS: STREET 1: 1016 CIVIC CENTER DRIVE NW CITY: ROCHESTER STATE: MN ZIP: 55901 5 1 rdgdoc.xml FORM 5 X0306 5 2019-12-31 0 0 0000921183 HMN FINANCIAL INC HMNF 0000926795 HMN FINANCIAL INC EMPLOYEE STOCK OWNERSHIP PLAN 1016 CIVIC CENTER DRIVE NW ROCHESTER MN 55901 1 ESOP Trustee Common Stock 2019-12-31 5 J 0 24317 0 D 206795 D Reflects allocation to vested employees for the period ending 12/31/2019 Only reflects shares held in the unallocated account of the ESOP. Does not include 346,097 shares that have been allocated to participants who have voting power over their shares. /s/ BMO Harris Bank NA Trustee, Peter Madsen, Vice President 2020-02-12 /s/ BMO Harris Bank NA Trustee, Andrew Paulus, Vice President 2020-02-12