0001437749-19-002013.txt : 20190207 0001437749-19-002013.hdr.sgml : 20190207 20190207102235 ACCESSION NUMBER: 0001437749-19-002013 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190207 DATE AS OF CHANGE: 20190207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McGraw Lawrence D CENTRAL INDEX KEY: 0001490956 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24100 FILM NUMBER: 19573794 MAIL ADDRESS: STREET 1: 1016 CIVIC CENTER DRIVE NW CITY: ROCHESTER STATE: MN ZIP: 55901 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HMN FINANCIAL INC CENTRAL INDEX KEY: 0000921183 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 411777397 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1016 CIVIC CENTER DRIVE NORTHWEST CITY: ROCHESTER STATE: MN ZIP: 55901 BUSINESS PHONE: 5075351200 MAIL ADDRESS: STREET 1: 1016 CIVIC CENTER DRIVE NW CITY: ROCHESTER STATE: MN ZIP: 55901 5 1 rdgdoc.xml FORM 5 X0306 5 2018-12-31 0 0 0000921183 HMN FINANCIAL INC HMNF 0001490956 McGraw Lawrence D 1016 CIVIC CENTER DRIVE NW ROCHESTER MN 55901 1 EVP of Home Federal Svgs Bank Common Stock 52886 D Common Stock 4541 I ESOP Option to Buy 11.2100 2017-01-26 2026-01-25 Common Stock 3674 3674 D Option to Buy 11.2100 2018-01-26 2026-01-25 Common Stock 3675 3675 D Option to Buy 11.2100 2019-01-26 2026-01-25 Common Stock 3675 3675 D Updated to include shares purchased in 2018 through the Employee Stock Purchase Plan. Updated for the 2018 allocation from the Employee Stock Ownership Plan. /s/ Jon Eberle by Power of Attorney for Larry McGraw 2019-02-07