0001437749-17-001914.txt : 20170208
0001437749-17-001914.hdr.sgml : 20170208
20170208140116
ACCESSION NUMBER: 0001437749-17-001914
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170208
DATE AS OF CHANGE: 20170208
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HMN FINANCIAL INC
CENTRAL INDEX KEY: 0000921183
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 411777397
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1016 CIVIC CENTER DRIVE NORTHWEST
CITY: ROCHESTER
STATE: MN
ZIP: 55901
BUSINESS PHONE: 5075351200
MAIL ADDRESS:
STREET 1: 1016 CIVIC CENTER DRIVE NW
CITY: ROCHESTER
STATE: MN
ZIP: 55901
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HMN FINANCIAL INC EMPLOYEE STOCK OWNERSHIP PLAN
CENTRAL INDEX KEY: 0000926795
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-24100
FILM NUMBER: 17581910
BUSINESS ADDRESS:
STREET 1: 1016 CIVIC CENTER DR N.W.
CITY: ROCHESTER
STATE: MN
ZIP: 55901
BUSINESS PHONE: 5075351200
MAIL ADDRESS:
STREET 1: 1016 CIVIC CENTER DR. N.W.
CITY: ROCHESTER
STATE: MN
ZIP: 55901
5
1
rdgdoc.xml
FORM 5
X0306
5
2016-12-31
0
0
0000921183
HMN FINANCIAL INC
HMNF
0000926795
HMN FINANCIAL INC EMPLOYEE STOCK OWNERSHIP PLAN
1016 CIVIC CENTER DRIVE NW
ROCHESTER
MN
55901
1
ESOP Trustee
Common Stock
2016-12-31
5
J
0
24377
0
D
279746
D
Reflects allocation to vested employees for the period ending 12/31/2016
Only reflects shares held in the unallocated account of the ESOP. Does not include 339,870 shares that have been allocated to participants who have voting power over their shares.
/s/ Linda Shultz, Trustee
2017-02-08