0001437749-17-001914.txt : 20170208 0001437749-17-001914.hdr.sgml : 20170208 20170208140116 ACCESSION NUMBER: 0001437749-17-001914 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170208 DATE AS OF CHANGE: 20170208 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HMN FINANCIAL INC CENTRAL INDEX KEY: 0000921183 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 411777397 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1016 CIVIC CENTER DRIVE NORTHWEST CITY: ROCHESTER STATE: MN ZIP: 55901 BUSINESS PHONE: 5075351200 MAIL ADDRESS: STREET 1: 1016 CIVIC CENTER DRIVE NW CITY: ROCHESTER STATE: MN ZIP: 55901 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HMN FINANCIAL INC EMPLOYEE STOCK OWNERSHIP PLAN CENTRAL INDEX KEY: 0000926795 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24100 FILM NUMBER: 17581910 BUSINESS ADDRESS: STREET 1: 1016 CIVIC CENTER DR N.W. CITY: ROCHESTER STATE: MN ZIP: 55901 BUSINESS PHONE: 5075351200 MAIL ADDRESS: STREET 1: 1016 CIVIC CENTER DR. N.W. CITY: ROCHESTER STATE: MN ZIP: 55901 5 1 rdgdoc.xml FORM 5 X0306 5 2016-12-31 0 0 0000921183 HMN FINANCIAL INC HMNF 0000926795 HMN FINANCIAL INC EMPLOYEE STOCK OWNERSHIP PLAN 1016 CIVIC CENTER DRIVE NW ROCHESTER MN 55901 1 ESOP Trustee Common Stock 2016-12-31 5 J 0 24377 0 D 279746 D Reflects allocation to vested employees for the period ending 12/31/2016 Only reflects shares held in the unallocated account of the ESOP. Does not include 339,870 shares that have been allocated to participants who have voting power over their shares. /s/ Linda Shultz, Trustee 2017-02-08