0001144204-15-056182.txt : 20150923
0001144204-15-056182.hdr.sgml : 20150923
20150923183320
ACCESSION NUMBER: 0001144204-15-056182
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150921
FILED AS OF DATE: 20150923
DATE AS OF CHANGE: 20150923
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AmpliPhi Biosciences Corp
CENTRAL INDEX KEY: 0000921114
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 911549568
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4870 SADLER ROAD
STREET 2: SUITE 300
CITY: GLEN ALLEN
STATE: VA
ZIP: 23060
BUSINESS PHONE: 804-205-5069
MAIL ADDRESS:
STREET 1: 4870 SADLER ROAD
STREET 2: SUITE 300
CITY: GLEN ALLEN
STATE: VA
ZIP: 23060
FORMER COMPANY:
FORMER CONFORMED NAME: TARGETED GENETICS CORP /WA/
DATE OF NAME CHANGE: 19940331
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Johnson Wendy S.
CENTRAL INDEX KEY: 0001652822
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37544
FILM NUMBER: 151121746
MAIL ADDRESS:
STREET 1: 800 E. LEIGH STREET
STREET 2: SUITE 209
CITY: RICHMOND
STATE: VA
ZIP: 21219
4
1
v420738_4.xml
OWNERSHIP DOCUMENT
X0306
4
2015-09-21
0
0000921114
AmpliPhi Biosciences Corp
APHB
0001652822
Johnson Wendy S.
800 EAST LEIGH STREET, SUITE 209
RICHMOND
VA
23219
1
1
0
0
See Remarks
Stock Option (right to buy)
6.38
2015-09-21
4
A
0
16200
0
A
2025-09-21
Common Stock
16200
16200
D
The shares underlying this option shall vest and become exercisable in accordance with the following schedule: 6,500 shares will vest on an equal monthly basis over a four year period commencing on August 3, 2015, the date of the Company's most recent annual meeting of the shareholders, and 9,700 shares will vest over the same four year period, subject to the additional requirement that the market price of the common stock of AmpliPhi Biosciences Corporation reach $25.00 per share before the option expires.
Interim Chief Operating Officer
/s/ Wendy S. Johnson
2015-09-23