0001144204-15-054447.txt : 20150910 0001144204-15-054447.hdr.sgml : 20150910 20150910164607 ACCESSION NUMBER: 0001144204-15-054447 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150908 FILED AS OF DATE: 20150910 DATE AS OF CHANGE: 20150910 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AmpliPhi Biosciences Corp CENTRAL INDEX KEY: 0000921114 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 911549568 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4870 SADLER ROAD STREET 2: SUITE 300 CITY: GLEN ALLEN STATE: VA ZIP: 23060 BUSINESS PHONE: 804-205-5069 MAIL ADDRESS: STREET 1: 4870 SADLER ROAD STREET 2: SUITE 300 CITY: GLEN ALLEN STATE: VA ZIP: 23060 FORMER COMPANY: FORMER CONFORMED NAME: TARGETED GENETICS CORP /WA/ DATE OF NAME CHANGE: 19940331 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Johnson Wendy S. CENTRAL INDEX KEY: 0001652822 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37544 FILM NUMBER: 151101610 MAIL ADDRESS: STREET 1: 800 E. LEIGH STREET STREET 2: SUITE 209 CITY: RICHMOND STATE: VA ZIP: 21219 4 1 v420066_4.xml OWNERSHIP DOCUMENT X0306 4 2015-09-08 0 0000921114 AmpliPhi Biosciences Corp APHB 0001652822 Johnson Wendy S. 800 EAST LEIGH STREET, SUITE 209 RICHMOND VA 23219 1 1 0 0 See Remarks Stock Option (right to buy) 7.46 2015-09-08 4 A 0 49965 0 A 2025-09-08 Common Stock 49965 49965 D One-half of the shares underlying this option will vest and become exercisable upon AmpliPhi Bioscience Corporation's (the "Company") satisfaction of certain business goals. One-half of the shares underlying this option will vest on an equal monthly basis over the 12 months following July 1, 2015, subject to the Consulting Agreement, dated September 3, 2015, by and between the Company and Wendy S. Johnson, remaining in effect as of the applicable vesting date. Interim Chief Operating Officer /s/ Wendy S. Johnson 2015-09-10