0001144204-15-047008.txt : 20150806 0001144204-15-047008.hdr.sgml : 20150806 20150806175159 ACCESSION NUMBER: 0001144204-15-047008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150805 FILED AS OF DATE: 20150806 DATE AS OF CHANGE: 20150806 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AmpliPhi Biosciences Corp CENTRAL INDEX KEY: 0000921114 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 911549568 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4870 SADLER ROAD STREET 2: SUITE 300 CITY: GLEN ALLEN STATE: VA ZIP: 23060 BUSINESS PHONE: 804-205-5069 MAIL ADDRESS: STREET 1: 4870 SADLER ROAD STREET 2: SUITE 300 CITY: GLEN ALLEN STATE: VA ZIP: 23060 FORMER COMPANY: FORMER CONFORMED NAME: TARGETED GENETICS CORP /WA/ DATE OF NAME CHANGE: 19940331 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Salka Michael Scott CENTRAL INDEX KEY: 0001542981 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23930 FILM NUMBER: 151034419 MAIL ADDRESS: STREET 1: PO BOX 3577 CITY: RANCHO SANTA FE STATE: CA ZIP: 92067-3577 4 1 v417470_4.xml OWNERSHIP DOCUMENT X0306 4 2015-08-05 0 0000921114 AmpliPhi Biosciences Corp APHB 0001542981 Salka Michael Scott 800 EAST LEIGH STREET, SUITE 209 RICHMOND VA 23219 1 1 0 0 Chief Executive Officer Stock Option (right to buy) 0.189 2015-08-05 4 A 0 19985810 0 A 2025-08-05 Common Stock 19985810 19985810 D Two-thirds of the shares underlying this option will vest and become exercisable upon AmpliPhi Bioscience Corporation's (the "Company") satisfaction of certain business goals. One-third of the shares underlying this option will vest and become exercisable in accordance with the following schedule: 25% of such shares shall vest on the one year anniversary of the start of Mr. Salka's employment with the Company, and thereafter 1/48th of such shares shall vest on each monthly anniversary of the start of Mr. Salka's employment with the Company. /s/ M. Scott Salka 2015-08-06