0000921114-14-000001.txt : 20140102 0000921114-14-000001.hdr.sgml : 20140101 20140102124619 ACCESSION NUMBER: 0000921114-14-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20140102 DATE AS OF CHANGE: 20140102 EFFECTIVENESS DATE: 20140102 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AmpliPhi Biosciences Corp CENTRAL INDEX KEY: 0000921114 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 911549568 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-209109 FILM NUMBER: 14500886 BUSINESS ADDRESS: STREET 1: 4870 SADLER ROAD STREET 2: SUITE 300 CITY: GLEN ALLEN STATE: VA ZIP: 23060 BUSINESS PHONE: 650-888-2422 MAIL ADDRESS: STREET 1: 4870 SADLER ROAD STREET 2: SUITE 300 CITY: GLEN ALLEN STATE: VA ZIP: 23060 FORMER COMPANY: FORMER CONFORMED NAME: TARGETED GENETICS CORP /WA/ DATE OF NAME CHANGE: 19940331 D 1 primary_doc.xml X0707 D LIVE 0000921114 AmpliPhi Biosciences Corp 4870 SADLER ROAD SUITE 300 GLEN ALLEN VA VIRGINIA 23060 804-205-5069 WASHINGTON TARGETED GENETICS CORP /WA/ Corporation true Philip Young 4870 Sadler Road Suite 300 Glen Allen VA VIRGINIA 23060 Executive Officer Director Jeremy Curnock Cook 4870 Sadler Road Suite 300 Glen Allen VA VIRGINIA 23060 Director Julian Kirk 4870 Sadler Road Suite 300 Glen Allen VA VIRGINIA 23060 Director Michael Perry 4870 Sadler Road Suite 300 Glen Allen VA VIRGINIA 23060 Director Anthony Smithyman 4870 Sadler Road Suite 300 Glen Allen VA VIRGINIA 23060 Director Baxter Phillips, III 4870 Sadler Road Suite 300 Richmond VA VIRGINIA 23060 Executive Officer Louis Drapeau 4870 Sadler Road Suite 300 Richmond VA VIRGINIA 23060 Director Kelley Wendt 4870 Sadler Road Suite 300 Richmond VA VIRGINIA 23060 Executive Officer Biotechnology Decline to Disclose 06b false 2013-12-19 false true false 0 Griffin Securities, Inc. 43229 Griffin Securities, Inc. 43229 17 State Street New York NY NEW YORK 10004 CA CALIFORNIA CT CONNECTICUT MD MARYLAND NJ NEW JERSEY NY NEW YORK TX TEXAS VA VIRGINIA true Roth Capital Partners, LLC 15407 Roth Capital Partners, LLC 15407 888 SAN CLEMENTE DRIVE NEWPORT BEACH CA CALIFORNIA 92660 CA CALIFORNIA CT CONNECTICUT MD MARYLAND NJ NEW JERSEY NY NEW YORK TX TEXAS VA VIRGINIA true 18001750 18001750 0 false 26 1080105 0 0 false AmpliPhi Biosciences Corp /s/ Kelley Wendt Kelley Wendt Chief Financial Officer 2014-01-02