0000009211-23-000031.txt : 20230728
0000009211-23-000031.hdr.sgml : 20230728
20230728131046
ACCESSION NUMBER: 0000009211-23-000031
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
MA-I INDIVIDUAL: NESMITH,RYAN,RAE,
FILED AS OF DATE: 20230728
DATE AS OF CHANGE: 20230728
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROBERT W. BAIRD & CO. INCORPORATED
CENTRAL INDEX KEY: 0000009211
IRS NUMBER: 396037917
STATE OF INCORPORATION: WI
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-01204
FILM NUMBER: 231121864
BUSINESS ADDRESS:
STREET 1: 777 E. WISCONSIN AVENUE
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
BUSINESS PHONE: 414-298-1779
MAIL ADDRESS:
STREET 1: P.O. BOX 672
CITY: MILWAUKEE
STATE: WI
ZIP: 53201
FORMER COMPANY:
FORMER CONFORMED NAME: ROBERT W. BAIRD & CO. Inc
DATE OF NAME CHANGE: 20161216
FORMER COMPANY:
FORMER CONFORMED NAME: ROBERT W. BAIRD & CO. INCORPORATED
DATE OF NAME CHANGE: 20150401
FORMER COMPANY:
FORMER CONFORMED NAME: ROBERT W. BAIRD & CO. Inc
DATE OF NAME CHANGE: 20150317
MA-I/A
1
primary_doc.xml
MA-I/A
0000009211
XXXXXXXX
Lauren Jamrose
414-298-6175
ljamrose@rwbaird.com
registrationdepartment@rwbaird.com
N
0000009211-15-000007
N
RYAN
RAE
NESMITH
5448357
N
1
0000009211
ROBERT W. BAIRD & CO. INCORPORATED
12-23-2014
N
07-17-2014
0000009211
LOCATED
12-23-2014
6363 State Hwy 161, Suite 310
Suite 1300 Pennzoil Place
Irving
TX
75038
12-2014
ROBERT W. BAIRD & CO. INCORPORATED
Irving
TX
75038
Y
Y
Public Finance Banker
06-2012
12-2014
RBC CAPITAL MARKETS, LLC
HOUSTON
TX
77002
N
Y
FINANCIAL CONSULTANT
11-2007
06-2012
RBC CAPITAL MARKETS, LLC
HOUSTON
TX
77002
N
Y
FINANCIAL CONSULTANT
08-2007
11-2007
Unemployed
Houston
TX
77063
N
N
Unemployed
05-2007
08-2007
AEGIS MORTGAGE CORPORATION
Houston
TX
77042
N
Y
VP - WHOLE LOAN TRADER
01-2007
05-2007
AEGIS MORTGAGE CORPORATION
Houston
TX
77042
N
Y
CREDIT ANALYST III
09-2006
01-2007
AEGIS WHOLESALE CORPORATION
Houston
TX
77042
N
Y
VP - SUBPRIME PRICING
05-2005
09-2006
AEGIS MORTGAGE CORPORATION
Houston
TX
77042
N
Y
SR. SECONDARY MARKET ANALYST
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
07-28-2023
Mandy Burrill
Sr Compliance Officer-Registrations