0000009211-20-000028.txt : 20201001
0000009211-20-000028.hdr.sgml : 20201001
20201001123728
ACCESSION NUMBER: 0000009211-20-000028
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
SMALLING JR,STEVEN,DAVID,
FILED AS OF DATE: 20200930
DATE AS OF CHANGE: 20201001
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROBERT W. BAIRD & CO. INCORPORATED
CENTRAL INDEX KEY: 0000009211
IRS NUMBER: 396037917
STATE OF INCORPORATION: WI
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-01204
FILM NUMBER: 201215182
BUSINESS ADDRESS:
STREET 1: 777 E. WISCONSIN AVENUE
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
BUSINESS PHONE: 414-765-3636
MAIL ADDRESS:
STREET 1: P.O. BOX 672
CITY: MILWAUKEE
STATE: WI
ZIP: 53201
FORMER COMPANY:
FORMER CONFORMED NAME: ROBERT W. BAIRD & CO. Inc
DATE OF NAME CHANGE: 20161216
FORMER COMPANY:
FORMER CONFORMED NAME: ROBERT W. BAIRD & CO. INCORPORATED
DATE OF NAME CHANGE: 20150401
FORMER COMPANY:
FORMER CONFORMED NAME: ROBERT W. BAIRD & CO. Inc
DATE OF NAME CHANGE: 20150317
MA-I/A
1
primary_doc.xml
MA-I/A
0000009211
XXXXXXXX
Lauren Jamrose
414-298-6175
registrationdepartment@rwbaird.com
registrationdepartment@rwbaird.com
N
N
Steven
David
SMALLING JR
5498381
N
1
0000009211
ROBERT W. BAIRD & CO. INCORPORATED
12-29-2014
N
07-17-2014
0000009211
LOCATED
12-29-2014
700 Milam Street
Suite 1300
Houston
TX
77002
STEVEN
DAVID
SMALLING
DAVID
NMN
SMALLING
12-2014
ROBERT W. BAIRD & CO. INCORPORATED
Houston
WI
77002
Y
Y
Support Banker
02-2008
12-2014
RBC CAPITAL MARKETS, LLC
Houston
TX
77002
N
Y
VICE PRESIDENT
07-2005
02-2008
PUBLIC FINANCIAL MANAGEMENT INC.
Austin
TX
78701
N
N
CONSULTANT
01-2004
07-2005
MUNICIPAL ADVISORY COUNCIL OF TEXAS
Austin
TX
78701
N
N
FINANCIAL ANALYST
Y
06-2020
Wilchester Men's Club
880 Yorkchester Dr
Houston
TX
77079
N
Y
Board Member
Treasurer,
1
handling the funds raised and the payment to charities
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
09-30-2020
Mandy Burrill
Sr. Registration Analyst