0000009211-20-000028.txt : 20201001 0000009211-20-000028.hdr.sgml : 20201001 20201001123728 ACCESSION NUMBER: 0000009211-20-000028 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 SMALLING JR,STEVEN,DAVID, FILED AS OF DATE: 20200930 DATE AS OF CHANGE: 20201001 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROBERT W. BAIRD & CO. INCORPORATED CENTRAL INDEX KEY: 0000009211 IRS NUMBER: 396037917 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-01204 FILM NUMBER: 201215182 BUSINESS ADDRESS: STREET 1: 777 E. WISCONSIN AVENUE CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-765-3636 MAIL ADDRESS: STREET 1: P.O. BOX 672 CITY: MILWAUKEE STATE: WI ZIP: 53201 FORMER COMPANY: FORMER CONFORMED NAME: ROBERT W. BAIRD & CO. Inc DATE OF NAME CHANGE: 20161216 FORMER COMPANY: FORMER CONFORMED NAME: ROBERT W. BAIRD & CO. INCORPORATED DATE OF NAME CHANGE: 20150401 FORMER COMPANY: FORMER CONFORMED NAME: ROBERT W. BAIRD & CO. Inc DATE OF NAME CHANGE: 20150317 MA-I/A 1 primary_doc.xml MA-I/A 0000009211 XXXXXXXX Lauren Jamrose 414-298-6175 registrationdepartment@rwbaird.com registrationdepartment@rwbaird.com N N Steven David SMALLING JR 5498381 N 1 0000009211 ROBERT W. BAIRD & CO. INCORPORATED 12-29-2014 N 07-17-2014 0000009211 LOCATED 12-29-2014 700 Milam Street Suite 1300 Houston TX 77002 STEVEN DAVID SMALLING DAVID NMN SMALLING 12-2014 ROBERT W. BAIRD & CO. INCORPORATED Houston WI 77002 Y Y Support Banker 02-2008 12-2014 RBC CAPITAL MARKETS, LLC Houston TX 77002 N Y VICE PRESIDENT 07-2005 02-2008 PUBLIC FINANCIAL MANAGEMENT INC. Austin TX 78701 N N CONSULTANT 01-2004 07-2005 MUNICIPAL ADVISORY COUNCIL OF TEXAS Austin TX 78701 N N FINANCIAL ANALYST Y 06-2020 Wilchester Men's Club 880 Yorkchester Dr Houston TX 77079 N Y Board Member Treasurer, 1 handling the funds raised and the payment to charities N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 09-30-2020 Mandy Burrill Sr. Registration Analyst