-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FncpLzqaA6Fvs9FrfD2+2sCMcVfNEin8WHRju/fAM+5s0HaxuEHuDrYHIarp4prW osxJNjIng+M8VleE4acpxw== 0000950172-03-001178.txt : 20030409 0000950172-03-001178.hdr.sgml : 20030409 20030409163515 ACCESSION NUMBER: 0000950172-03-001178 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030407 FILED AS OF DATE: 20030409 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EMCO LTD CENTRAL INDEX KEY: 0000920982 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-HARDWARE & PLUMBING & HEATING EQUIPMENT & SUPPLIES [5070] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23716 FILM NUMBER: 03644290 BUSINESS ADDRESS: STREET 1: 620 RICHMOND ST CITY: LONDON ONTARIO CANAD STATE: A6 ZIP: 00000 BUSINESS PHONE: 5196453900 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: 2022841 ONTARIO INC CENTRAL INDEX KEY: 0001219405 RELATIONSHIP: OWNER IRS NUMBER: 00000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 199 BAY ST STE 5300 CITY: TORONTO ONTARIO CANADA STATE: A6 ZIP: MRL189 BUSINESS PHONE: 4168695500 MAIL ADDRESS: STREET 1: 199 BAY ST STE 5300 CITY: TORONTO ONTARIO CANADA STATE: A6 ZIP: M5L189 3 1 ontario3.txt FORM 3 FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION _____________________ WASHINGTON, D.C. 20549 | OMB APPROVAL | |_____________________| INITIAL STATEMENT OF |OMB NUMBER: 3235-0104| BENEFICIAL OWNERSHIP OF SECURITIES |EXPIRES: | | JANUARY 31, 2005 | Filed pursuant to Section 16(a) of the |ESTIMATED AVERAGE | Securities Exchange Act of 1934, |BURDEN HOURS | Section 17(a) of the Public Utility |PER RESPONSE..... 0.5| Holding Company Act of 1935 |_____________________| or Section 30(h) of the Investment Company Act of 1940 - ------------------------------------------------------------------------------- 1. Name and Address of Reporting Person* 2022841 Ontario Inc. ----------------------------------------------------------------------- (Last) (First) (Middle) 555 Skokie Blvd. ----------------------------------------------------------------------- (Street) Northbrook Illinois 60052 ----------------------------------------------------------------------- (City) (State) (Zip) - ------------------------------------------------------------------------------- 2. Date of Event Requiring Statement (Month/Day/Year) April 7, 2003 - ------------------------------------------------------------------------------- 3. I.R.S. Identification Number of Reporting Person, if an entity (voluntary) -- - ------------------------------------------------------------------------------- 4. Issuer Name and Ticker or Trading Symbol Emco Limited (Nasdaq: "EMLTF") - ------------------------------------------------------------------------------- 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) [ ] Director [ X ] 10% Owner [ ] Officer (give title below) [ ] Other (specify title below) - ------------------------------------------------------------------------------- 6. If Amendment, Date of Original (Month/Day/Year) - ------------------------------------------------------------------------------- 7. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person --- Form filed by More than One Reporting Person --- - ------------------------------------------------------------------------------- =========================================================================== TABLE I - NON-DERIVATIVE SECURITIES BENEFICIALLY OWNED - --------------------------------------------------------------------------- 1. Title of Security|2. Amount of |3. Ownership |4. Nature of | | (Instr. 4) | Securities | Form: Direct| Indirect | | | Beneficially| (D) or | Beneficial | | | Owned | Indirect (I)| Ownership | | | (Instr. 4) | (Instr. 5) | (Instr. 5) | |____________________|_______________|_______________|____________________| - --------------------------------------------------------------------------- Common shares, |See "Explanat- | |See "Explanation | no par value |ion of Re- | D |of Responses" below | |sponses" below | | | - --------------------------------------------------------------------------- | | | | | | | | - --------------------------------------------------------------------------- | | | | | | | | - --------------------------------------------------------------------------- =========================================================================== TABLE II - DERIVATIVE SECURITIES BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) - ------------------------------------------------------------------------------- 1. Title of Derivative Security (Instr. 4) N/A - ------------------------------------------------------------------------------- 2. Date Exercisable and Expiration Date (Month/Day/Year) -- -- ------------------- ------------------ Date Exercisable Expiration Date - ------------------------------------------------------------------------------- 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) -- -- ---------------------------------- ------------------------ Title Amount or Number of Shares - ------------------------------------------------------------------------------- 4. Conversion or Exercise Price of Derivative Security -- - ------------------------------------------------------------------------------- 5. Ownership Form of Derivative Securities: Direct(D) or Indirect(I) (Instr. 5) -- - ------------------------------------------------------------------------------- 6. Nature of Indirect Beneficial Ownership (Instr. 5) -- =========================================================================== Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. EXPLANATION OF RESPONSES: (1) Pursuant to the Support Agreement dated February 19, 2003 (the "Support Agreement") by and among Emco Limited (the "Company"), 2022841 Ontario Inc. (the "Offeror") and Blackfriars Corp. ("Blackfriars"), the Offeror, an indirect wholly owned subsidiary of Blackfriars, commenced a tender offer on February 28, 2003, for all of the outstanding common shares (the "Common Shares") of the Company at a price per share of Cdn$16.60 per Common Share, in cash without interest. The tender offer expired at 8:00 p.m. Eastern time, April 7, 2003 at which point 15,223,873 Common Shares had been validly tendered and not withdrawn pursuant to the tender offer and where purchased by the Offeror; such number represents the number of Common Shares in which the Reporting Person has a beneficial interest as of the date of this Form 3. The Common Shares validly purchased represent 95.7% of the Company's outstanding Common Shares. /s/ Christopher Pappo April 8, 2003 ----------------------------------- ------------------ Name: Christopher Pappo DATE Title: Chief Financial Officer ** SIGNATURE OF REPORTING PERSON * If the form is filed by more than one reporting person, see Instruction 5(b)(v). ** INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACTS CONSTITUTE FEDERAL CRIMINAL VIOLATIONS. SEE 18 U.S.C. 1001 AND 15 U.S.C. 78ff(a). NOTE: FILE THREE COPIES OF THIS FORM, ONE OF WHICH MUST BE MANUALLY SIGNED. IF SPACE PROVIDED IS INSUFFICIENT, SEE INSTRUCTION 6 FOR PROCEDURE. =========================================================================== -----END PRIVACY-ENHANCED MESSAGE-----