-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ck+Ohgv3eQoaCT7XxFaGLfht8zMi7UMz2jUkHQFcn0fb2ZytmqjOM51ultjbd5qL BlYODm5BDyiXPL/WTqH/5w== 0000950172-03-001166.txt : 20030409 0000950172-03-001166.hdr.sgml : 20030409 20030408180010 ACCESSION NUMBER: 0000950172-03-001166 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030409 GROUP MEMBERS: BLACKFRIARS CORP. GROUP MEMBERS: C. HOGEL TRUST GROUP MEMBERS: GORBRIDGE HOLDINGS CORP. GROUP MEMBERS: K. COLBURN GROUP MEMBERS: R. COLBURN GROUP MEMBERS: TRUST OF K. COLBURN GROUP MEMBERS: TRUST OF R. COLBURN SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EMCO LTD CENTRAL INDEX KEY: 0000920982 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-HARDWARE & PLUMBING & HEATING EQUIPMENT & SUPPLIES [5070] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-47688 FILM NUMBER: 03643226 BUSINESS ADDRESS: STREET 1: 620 RICHMOND ST CITY: LONDON ONTARIO CANAD STATE: A6 ZIP: 00000 BUSINESS PHONE: 5196453900 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: 2022841 ONTARIO INC CENTRAL INDEX KEY: 0001219405 IRS NUMBER: 00000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 199 BAY ST STE 5300 CITY: TORONTO ONTARIO CANADA STATE: A6 ZIP: MRL189 BUSINESS PHONE: 4168695500 MAIL ADDRESS: STREET 1: 199 BAY ST STE 5300 CITY: TORONTO ONTARIO CANADA STATE: A6 ZIP: M5L189 SC 13D/A 1 tor39808.txt SC 13D - AMENDMENT NO. 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 __________________________ SCHEDULE 13D (Amendment No. 1) UNDER THE SECURITIES EXCHANGE ACT OF 1934 Emco Limited -------------------------------------------- (Name of Issuer) Common Shares, No Par Value Per Share ----------------------------------------------- (Title of Class of Securities) 290839109 ------------------------------------------------ (CUSIP Number) David Bradford with copy to: Secretary Stephen M. Banker Blackfriars Corp. Skadden, Arps, Slate, Meagher & Flom LLP 555 Skokie Blvd Suite #555 Four Times Square Northbrook, Illinois 60062 New York, New York 10036 (818) 597-3750 (212) 735-3000 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) April 8, 2003 ------------------------------------------------------------ (Date of Event which Requires Filing of this Statement) ________________________________ If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box |_| The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subsequent class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 290839109 13D Page 2 of 13 Pages =============================================================================== (1) Name of Reporting Persons. IRS Identification Nos. of Above Persons (Entities Only) 2022841 Ontario Inc. - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) |X| (b) |_| - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Source of Funds (See Instructions) AF - ------------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e). |_| - ------------------------------------------------------------------------------- (6) Citizenship or Place of Organization Ontario - ------------------------------------------------------------------------------- Number of (7) Sole Voting Power Shares Beneficially Owned None by Each ------------------------------------------ Reporting (8) Shared Voting Power Person With 15,223,873 ------------------------------------------ (9) Sole Dispositive Power None ------------------------------------------ (10) Shared Dispositive Power 15,223,873 - ------------------------------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person* 15,223,873 - ------------------------------------------------------------------------------- (12) Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) |_| - ------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 95.7% - ------------------------------------------------------------------------------- (14) Type of Reporting Person (See Instructions) CO =============================================================================== CUSIP No. 290839109 13D Page 3 of 13 Pages =============================================================================== (1) Name of Reporting Persons. IRS Identification Nos. of Above Persons (Entities Only) Gorbridge Holdings Corp. - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) |x| (b) |_| - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Source of Funds (See Instructions) AF - ------------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e). |_| - ------------------------------------------------------------------------------- (6) Citizenship or Place of Organization Delaware - ------------------------------------------------------------------------------- Number of (7) Sole Voting Power Shares Beneficially Owned None by Each -------------------------------------- Reporting (8) Shared Voting Power Person With 15,223,873 -------------------------------------- (9) Sole Dispositive Power None -------------------------------------- (10) Shared Dispositive Power 15,223,873 - ------------------------------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person* 15,223,873 - ------------------------------------------------------------------------------- (12) Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) |_| - ------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 95.7% - ------------------------------------------------------------------------------- (14) Type of Reporting Person (See Instructions) CO =============================================================================== CUSIP No. 290839109 13D Page 4 of 13 Pages =============================================================================== (1) Name of Reporting Persons. IRS Identification Nos. of Above Persons (Entities Only) Blackfriars Corp. - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) |X| (b) |_| - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Source of Funds (See Instructions) WC - ------------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e). |_| - ------------------------------------------------------------------------------- (6) Citizenship or Place of Organization Delaware - ------------------------------------------------------------------------------- Number of (7) Sole Voting Power Shares Beneficially Owned None by Each ----------------------------------------- Reporting (8) Shared Voting Power Person With 15,223,873 ----------------------------------------- (9) Sole Dispositive Power None ----------------------------------------- (10) Shared Dispositive Power 15,223,873 - ------------------------------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person* 15,223,873 - ------------------------------------------------------------------------------- (12) Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) |_| - ------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 95.7% - ------------------------------------------------------------------------------- (14) Type of Reporting Person (See Instructions) CO =============================================================================== CUSIP No. 290839109 13D Page 5 of 13 Pages =============================================================================== (1) Name of Reporting Persons. IRS Identification Nos. of Above Persons (Entities Only) C. Hogel Trust - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) |X| (b) |_| - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Source of Funds (See Instructions) AF - ------------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e). |_| - ------------------------------------------------------------------------------- (6) Citizenship or Place of Organization Illinois - ------------------------------------------------------------------------------- Number of (7) Sole Voting Power Shares Beneficially Owned None by Each ---------------------------------- Reporting (8) Shared Voting Power Person With 15,223,873 ---------------------------------- (9) Sole Dispositive Power None ---------------------------------- (10) Shared Dispositive Power 15,223,873 - ------------------------------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person* 15,223,873 - ------------------------------------------------------------------------------- (12) Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) |_| - ------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 95.7% - ------------------------------------------------------------------------------- (14) Type of Reporting Person (See Instructions) OO =============================================================================== CUSIP No. 290839109 13D Page 6 of 13 Pages =============================================================================== (1) Name of Reporting Persons. IRS Identification Nos. of Above Persons (Entities Only) Trust of K. Colburn - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) |X| (b) |_| - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Source of Funds (See Instructions) AF - ------------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e). |_| - ------------------------------------------------------------------------------- (6) Citizenship or Place of Organization Illinois - ------------------------------------------------------------------------------- Number of (7) Sole Voting Power Shares Beneficially Owned None by Each ------------------------------------ Reporting (8) Shared Voting Power Person With 15,223,873 ------------------------------------ (9) Sole Dispositive Power None ------------------------------------ (10) Shared Dispositive Power 15,223,873 - ------------------------------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person* 15,223,873 - ------------------------------------------------------------------------------- (12) Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) |_| - ------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 95.7% - ------------------------------------------------------------------------------- (14) Type of Reporting Person (See Instructions) OO =============================================================================== CUSIP No. 290839109 13D Page 7 of 13 Pages =============================================================================== (1) Name of Reporting Persons. IRS Identification Nos. of Above Persons (Entities Only) Trust of R. Colburn - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) |X| (b) |_| - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Source of Funds (See Instructions) AF - ------------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e). |_| - ------------------------------------------------------------------------------- (6) Citizenship or Place of Organization Illinois - ------------------------------------------------------------------------------- Number of (7) Sole Voting Power Shares Beneficially Owned None by Each -------------------------------------- Reporting (8) Shared Voting Power Person With 15,223,873 -------------------------------------- (9) Sole Dispositive Power None -------------------------------------- (10) Shared Dispositive Power 15,223,873 - ------------------------------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person* 15,223,873 - ------------------------------------------------------------------------------- (12) Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) |_| - ------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 95.7% - ------------------------------------------------------------------------------- (14) Type of Reporting Person (See Instructions) OO =============================================================================== CUSIP No. 290839109 13D Page 8 of 13 Pages =============================================================================== (1) Name of Reporting Persons. IRS Identification Nos. of Above Persons (Entities Only) K. Colburn - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) |X| (b) |_| - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Source of Funds (See Instructions) AF - ------------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e). |_| - ------------------------------------------------------------------------------- (6) Citizenship or Place of Organization United States - ------------------------------------------------------------------------------- Number of (7) Sole Voting Power Shares Beneficially Owned None by Each ------------------------------------ Reporting (8) Shared Voting Power Person With 15,223,873 ------------------------------------ (9) Sole Dispositive Power None ------------------------------------ (10) Shared Dispositive Power 15,223,873 - ------------------------------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person* 15,223,873 - ------------------------------------------------------------------------------- (12) Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) |_| - ------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 95.7% - ------------------------------------------------------------------------------- (14) Type of Reporting Person (See Instructions) IN =============================================================================== CUSIP No. 290839109 13D Page 9 of 13 Pages =============================================================================== (1) Name of Reporting Persons. IRS Identification Nos. of Above Persons (Entities Only) R. Colburn - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) |X| (b) |_| - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Source of Funds (See Instructions) AF - ------------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e). |_| - ------------------------------------------------------------------------------- (6) Citizenship or Place of Organization United States - ------------------------------------------------------------------------------- Number of (7) Sole Voting Power Shares Beneficially Owned None by Each -------------------------------------- Reporting Person With (8) Shared Voting Power 15,223,873 -------------------------------------- (9) Sole Dispositive Power None -------------------------------------- (10) Shared Dispositive Power* 15,223,873 - ------------------------------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person* 15,223,873 - ------------------------------------------------------------------------------- (12) Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) |_| - ------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 95.7% - ------------------------------------------------------------------------------- (14) Type of Reporting Person (See Instructions) IN =============================================================================== This Amendment No. 1 (the "Amendment") amends and supplements the statement on Schedule 13D ("Schedule 13D") originally filed March 3, 2003 by 2022841 Ontario Inc. ("Purchaser"), Gorbridge Holdings Corp., Blackfriars Corp. ("Parent"), C. Hogel Trust, Trust of K. Colburn, Trust of R. Colburn, K. Colburn and R. Colburn. The Schedule 13D relates to Purchaser's offer (the "Offer") to purchase all of the outstanding common shares, no par value per share ("Common Shares"), of Emco Limited, an Ontario corporation (the "Company"), at a price of Cdn$16.60 per share, net to the seller in cash, without interest thereon. The terms and conditions of the Offer are set forth in the Offer to Purchase, dated as of February 28, 2003 (the "Offer to Purchase"), as amended, a copy of which was filed as Exhibit (a)(1) to the Tender Offer Statement on Schedule TO of Purchaser and Parent, filed with the Securities and Exchange Commission on February 28, 2003 (the "Schedule TO") and in the related letter of transmittal. Item 5. Interest in Securities of the Issuer Item 5 of the Schedule 13D is hereby amended and supplemented to include the following: The Offer expired at 8:00 p.m. (EST), on Monday April 7, 2003, and was not extended. Based on information provided by Computershare Trust Company of Canada, the depositary for the Offer, 15,223,873 Common Shares (including 310,803 Common Shares subject to guaranteed delivery), representing approximately 95.7% of the issued and outstanding Common Shares, were validly tendered pursuant to the Offer and not validly withdrawn. Purchaser has accepted for payment all Common Shares validly tendered and not withdrawn prior to the expiration of the Offer. Section 188 of the Business Corporation Act (Ontario) (the "OBCA") permits Purchaser to acquire the Common Shares not tendered pursuant to the Offer if, within 120 days after the date of the Offer, the Offer is accepted by the holders of not less than 90% of the Common Shares (other than Common Shares held by or on behalf of Purchaser and its affiliates or associates). As a result of the purchase of 95.7% of the outstanding Common Shares by Purchaser in the Offer, Purchaser intends to acquire all remaining publicly held Common Shares pursuant to Section 188 of the OBCA. Remaining public holders of Common Shares will be sent materials to allow them to elect to exchange their Common Shares for Cdn$16.60 per Common Share or to dissent and demand fair value for their Common Shares, in each case in accordance with Section 188 of the OBCA. SIGNATURES AND POWERS OF ATTORNEY Each person whose signature appears below hereby constitutes and appoints Christopher Pappo and K. Colburn and R. Colburn and each of them, with full power to act without the other, as attorneys-in-fact and agents for the undersigned, with full power of substitution and resubstitution, in any and all capacities (until revoked in writing) to sign any and all amendments to this Statement on Schedule 13D, and to file the same, with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing, ratifying and confirming all that said attorneys-in-fact and agents or any of them, or their or his substitutes, may lawfully do or cause to be done by virtue thereof. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: April 8, 2003 2022841 ONTARIO INC. By: /s/ Christopher Pappo --------------------------- Christopher Pappo Chief Financial Officer After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: April 8, 2003 GORBRIDGE HOLDINGS CORP. By: /s/ K. Colburn ------------------------------ K. Colburn President After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: April 8, 2003 BLACKFRIARS CORP. By: /s/ K. Colburn ---------------------------- K. Colburn President After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: April 8, 2003 C. H0GEL TRUST By: /s/ K. Colburn -------------------------- K. Colburn Trustee By: /s/ R. Colburn --------------------------- R. Colburn Trustee After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: April 8, 2003 TRUST OF K. COLBURN By: /s/ K. Colburn ---------------------------- K. Colburn Trustee After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: April 8, 2003 TRUST OF R. COLBURN By: /s/ R. Colburn ----------------------------- R. Colburn Trustee After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: April 8, 2003 /s/ K. Colburn ------------------------------- K. Colburn After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: April 8, 2003 /s/ R. Colburn --------------------------------- R. Colburn -----END PRIVACY-ENHANCED MESSAGE-----