SC 14D9/A 1 kb14d9a.txt =============================================================================== SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ------------- SCHEDULE 14D-9 SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1) ------------- EMCO LIMITED (NAME OF SUBJECT COMPANY) EMCO LIMITED (NAME OF PERSON(S) FILING STATEMENT) COMMON SHARES (TITLE OF CLASS OF SECURITIES) 290839109 (CUSIP NUMBER OF CLASS OF SECURITIES) MARK F. WHITLEY VICE-PRESIDENT, GENERAL COUNSEL AND SECRETARY EMCO LIMITED PO BOX 5252 LONDON, ONTARIO, N68 4L6 (519) 645-3929 (NAME, ADDRESS AND TELEPHONE NUMBER OF PERSON AUTHORIZED TO RECEIVE NOTICE AND COMMUNICATIONS ON BEHALF OF THE PERSON(S) FILING STATEMENT) With copies to: GRAHAM P.C. GOW, ESQ. KENNETH BLACKMAN, ESQ. MCCARTHY TETRAULT LLP FRIED, FRANK, HARRIS, SHRIVER & JACOBSON SUITE 4700 ONE NEW YORK PLAZA TORONTO DOMINION BANK TOWER NEW YORK, NEW YORK 10004 TORONTO, ONTARIO M5K 1E6 (212) 859-8000 (416) 362-1812 [ ] CHECK THE BOX IF THE FILING RELATES SOLELY TO PRELIMINARY COMMUNICATIONS MADE BEFORE THE COMMENCEMENT OF A TENDER OFFER. =============================================================================== Item 6 is amended in its entirety to read as follows: Item 6. Interest in Securities of the Subject Company Except as set forth or incorporated by reference in this document, no transaction in Emco Shares have been effected during the past 60 days by the Company or any subsidiary of the Company or by any executive officer, director or affiliate of the Company. The information set forth under the captions "Trading in Securities of Emco" and "Issuances of Securities of Emco" of the Directors' Circular is incorporated in this document by reference. Details of purchases since December 30, 2002 under Emco's Employee Stock Purchase Plan and included under the captions "Trading in Securities of Emco" and "Issuances of Securities of Emco" of the Directors' Circular follow: PURCHASED FROM EMCO PRICE OR ON THE PER EMCO TORONTO SHARE STOCK DATE OF NUMBER OF (CANADIAN EXCHANGE NAME PURCHASE EMCO SHARES DOLLARS) ("TSX") ---- -------- ----------- -------- -------- ------------------------------------------------------------------------- Walter D. LeGrow Jan. 6, 2003 6.529 $12.96 TSX Jan. 8, 2003 13.777 $12.28 Emco Jan. 21, 2003 6.606 $12.85 TSX Jan. 22, 2003 12.667 $13.36 Emco Feb. 5, 2003 6.174 $13.71 TSX Feb. 7, 2003 12.241 $13.36 Emco Feb. 25, 2003 5.128 $16.50 TSX Feb. 25, 2003 12.193 $13.82 Emco ------------------------------------------------------------------------- Douglas E. Speers Jan. 6, 2003 40.06 $12.96 TSX Jan. 8, 2003 84.538 $12.28 Emco Jan. 21, 2003 40.398 $12.85 TSX Jan. 22, 2003 77.727 $13.36 Emco Feb. 5, 2003 37.886 $13.71 TSX Feb. 7, 2003 75.117 $13.36 Emco Feb. 25, 2003 31.468 $16.50 TSX Feb. 25, 2003 74.818 $13.82 Emco ------------------------------------------------------------------------- Gordon E. Currie Jan. 6, 2003 17.805 $12.96 TSX Jan. 8, 2003 37.573 $12.28 Emco Jan. 21, 2003 18.015 $12.85 TSX Jan. 22, 2003 34.546 $13.36 Emco Feb. 5, 2003 16.838 $13.71 TSX Feb. 7, 2003 33.386 $13.36 Emco Feb. 25, 2003 13.986 $16.50 TSX Feb. 25, 2003 33.253 $13.82 Emco ------------------------------------------------------------------------- Mark F. Whitley Jan. 6, 2003 11.091 $12.96 TSX Jan. 8, 2003 23.405 $12.28 Emco Jan. 21, 2003 12.01 $12.85 TSX Jan. 22, 2003 23.03 $13.36 Emco Feb. 5, 2003 11.226 $13.71 TSX Feb. 7, 2003 22.257 $13.36 Emco Feb. 25, 2003 9.324 $16.50 TSX Feb. 25, 2003 22.168 $13.82 Emco ------------------------------------------------------------------------- Roger K. Hollyman Jan. 6, 2003 14.466 $12.96 TSX Jan. 8, 2003 30.528 $12.28 Emco Jan. 21, 2003 14.637 $12.85 TSX Jan. 22, 2003 28.068 $13.36 Emco Feb. 5, 2003 13.681 $13.71 TSX Feb. 7, 2003 27.126 $13.36 Emco Feb. 25, 2003 11.364 $16.50 TSX Feb. 25, 2003 27.018 $13.82 Emco ------------------------------------------------------------------------- Bradford W. Latner Jan. 6, 2003 11.351 $12.96 TSX Jan. 8, 2003 47.905 $12.28 Emco Jan. 21, 2003 11.485 $12.85 TSX Jan. 22, 2003 44.045 $13.36 Emco Feb. 5, 2003 10.735 $13.71 TSX Feb. 7, 2003 42.566 $13.36 Emco Feb. 25, 2003 8.916 $16.50 TSX Feb. 25, 2003 42.397 $13.82 Emco ------------------------------------------------------------------------- Jaap Burck Jan. 6, 2003 11.87 $12.96 TSX Jan. 8, 2003 25.048 $12.28 Emco Jan. 21, 2003 11.97 $12.85 TSX Jan. 22, 2003 23.03 $13.36 Emco Feb. 5, 2003 11.226 $13.71 TSX Feb. 7, 2003 22.257 $13.36 Emco Feb. 25, 2003 9.324 $16.50 TSX Feb. 25, 2003 22.168 $13.82 Emco ------------------------------------------------------------------------- Richard J. Fantham Jan. 6, 2003 17.798 $12.96 TSX Jan. 8, 2003 39.138 $12.28 Emco Jan. 21, 2003 18.765 $12.85 TSX Jan. 22, 2003 35.985 $13.36 Emco Feb. 5, 2003 17.539 $13.71 TSX Feb. 7, 2003 34.777 $13.36 Emco Feb. 25, 2003 14.568 $16.50 TSX Feb. 25, 2003 34.638 $13.82 Emco ------------------------------------------------------------------------- SIGNATURE After due inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Amendment No. 1 to the statement is true, complete and correct. EMCO LIMITED Dated: March 4, 2003 By: /s/ Mark F. Whitley -------------------------------- Mark F. Whitley Vice President, General Counsel and Secretary