-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OKf/yh5L4QJpeDnmKit7CMC7Du3fewLATH6h7/AGKCwMmULcaXo0cEwvlz5jmNBz mWhhHN/Yn3ob07gtwIqXAA== 0001181431-07-003318.txt : 20070111 0001181431-07-003318.hdr.sgml : 20070111 20070111140047 ACCESSION NUMBER: 0001181431-07-003318 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061227 FILED AS OF DATE: 20070111 DATE AS OF CHANGE: 20070111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Balyasny Dmitry CENTRAL INDEX KEY: 0001377456 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24050 FILM NUMBER: 07525451 BUSINESS ADDRESS: BUSINESS PHONE: 312 499 2999 MAIL ADDRESS: STREET 1: 181 W. MADISON STREET STREET 2: SUITE 3600 CITY: CHICAGO STATE: IL ZIP: 60602 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VISIUM BALANCED OFFSHORE FUND LTD CENTRAL INDEX KEY: 0001356805 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24050 FILM NUMBER: 07525452 BUSINESS ADDRESS: STREET 1: P O BOX 2681GT CENTURY YARD 4TH FL STREET 2: CRICKET SQUARE HUTCHINS DR CITY: GRAND CAY CAY ISL STATE: E9 ZIP: 00000 BUSINESS PHONE: 345-949-1040 MAIL ADDRESS: STREET 1: P O BOX 2681GT CENTURY YARD 4TH FL STREET 2: CRICKET SQUARE HUTCHINS DR CITY: GRAND CAY CAY ISL STATE: E9 ZIP: 00000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VISIUM LONG BIAS FUND L P CENTRAL INDEX KEY: 0001356806 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24050 FILM NUMBER: 07525453 BUSINESS ADDRESS: STREET 1: 650 MADISON AVE 19TH FL CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-808-2351 MAIL ADDRESS: STREET 1: 650 MADISON AVE 19TH FL CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Visium Balanced Fund LP CENTRAL INDEX KEY: 0001345030 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24050 FILM NUMBER: 07525454 BUSINESS ADDRESS: STREET 1: 650 MADISON AVE 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 MAIL ADDRESS: STREET 1: 650 MADISON AVE 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Atlas Global, LLC CENTRAL INDEX KEY: 0001377458 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24050 FILM NUMBER: 07525457 BUSINESS ADDRESS: STREET 1: 135 E. 57TH STREET, 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212 808 2300 MAIL ADDRESS: STREET 1: 135 E. 57TH STREET, 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Atlas Master Fund, Ltd. CENTRAL INDEX KEY: 0001377459 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24050 FILM NUMBER: 07525458 BUSINESS ADDRESS: STREET 1: 135 E. 57TH STREET, 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212 808 2300 MAIL ADDRESS: STREET 1: 135 E. 57TH STREET, 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BALYASNY ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001218710 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24050 FILM NUMBER: 07525459 BUSINESS ADDRESS: STREET 1: 181 W MADISON STE 3600 CITY: CHICAGO STATE: IL ZIP: 60602 BUSINESS PHONE: 3124992999 MAIL ADDRESS: STREET 1: 181 W MADISON STE 3600 CITY: CHICAGO STATE: IL ZIP: 60602 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Visium Capital Management, LLC CENTRAL INDEX KEY: 0001377453 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24050 FILM NUMBER: 07525450 BUSINESS ADDRESS: STREET 1: 135 E. 57TH STREET, 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212 808 2300 MAIL ADDRESS: STREET 1: 135 E. 57TH STREET, 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Atlas Global Investments II, Ltd. CENTRAL INDEX KEY: 0001377457 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24050 FILM NUMBER: 07525455 BUSINESS ADDRESS: STREET 1: 135 E. 57TH STREET, 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212 808 2300 MAIL ADDRESS: STREET 1: 135 E. 57TH STREET, 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHFIELD LABORATORIES INC /DE/ CENTRAL INDEX KEY: 0000920947 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 363378733 STATE OF INCORPORATION: DE FISCAL YEAR END: 0531 BUSINESS ADDRESS: STREET 1: 1560 SHERMAN AVE STREET 2: SUITE 1000 CITY: EVANSTON STATE: IL ZIP: 60201-4800 BUSINESS PHONE: 8478643500 MAIL ADDRESS: STREET 1: 1560 SHERMAN AVE STE 1000 STREET 2: 37TH FLOOR CITY: EVANSTON STATE: IL ZIP: 60201-4800 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ATLAS GLOBAL INVESTMENTS LTD CENTRAL INDEX KEY: 0001373876 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24050 FILM NUMBER: 07525456 BUSINESS ADDRESS: STREET 1: WALKER HOUSR P O BOX 908 GT STREET 2: GRO TOWN CITY: GRAND CAY CAY ISL BWI STATE: E9 ZIP: 00000 BUSINESS PHONE: 345-945-3727 MAIL ADDRESS: STREET 1: WALKER HOUSR P O BOX 908 GT STREET 2: GRO TOWN CITY: GRAND CAY CAY ISL BWI STATE: E9 ZIP: 00000 3 1 rrd142590.xml FORM 3 X0202 3 2006-12-27 0 0000920947 NORTHFIELD LABORATORIES INC /DE/ NFLD 0001218710 BALYASNY ASSET MANAGEMENT LLC 135 E. 57TH STREET 27TH FL NEW YORK NY 10022 0 0 1 0 0001377459 Atlas Master Fund, Ltd. C/O BALYASNY ASSET MANAGEMENT LP 135 E. 57TH STREET, 27TH FL NEW YORK NY 10022 0 0 0 1 Group Member 0001377458 Atlas Global, LLC C/O BALYASNY ASSET MANAGEMENT LP 135 E. 57TH STREET, 27TH FL NEW YORK NY 10022 0 0 0 1 Group Member 0001373876 ATLAS GLOBAL INVESTMENTS LTD C/O BALYASNY ASSET MANAGEMENT LP 135 E. 57TH STREET, 27TH FL NEW YORK NY 10022 0 0 0 1 Group Member 0001377457 Atlas Global Investments II, Ltd. C/O BALYASNY ASSET MANAGEMENT LP 135 E. 57TH STREET, 27TH FL NEW YORK NY 10022 0 0 0 1 Group Member 0001345030 Visium Balanced Fund LP C/O BALYASNY ASSET MANAGEMENT LP 135 E. 57TH STREET, 27TH FL NEW YORK NY 10022 0 0 0 1 Group Member 0001356806 VISIUM LONG BIAS FUND L P C/O BALYASNY ASSET MANAGEMENT L.P. 135 E. 57TH STREET, 27TH FLOOR NEW YORK NY 10022 0 0 0 1 Group Member 0001356805 VISIUM BALANCED OFFSHORE FUND LTD C/O BALYASNY ASSET MANAGEMENT LP 135 E. 57TH STREET, 27TH FL NEW YORK NY 10022 0 0 0 1 Group Member 0001377456 Balyasny Dmitry 181 W. MADISON STREET; SUITE 3600 CHICAGO IL 60602 0 0 1 0 0001377453 Visium Capital Management, LLC C/O BALYASNY ASSET MANAGEMENT LP 135 E. 57TH STREET, 27TH FL NEW YORK NY 10022 0 0 0 1 Group Member Common Stock 338400 I See Footnotes Option (right to buy) 25.00 2007-01-04 2007-01-20 NFLD Common Stock 481400 I See Footnotes Option (right to buy) 7.5 2007-01-04 2007-01-20 NFLD Common Stock 418000 I See Footnotes Option (right to buy) 22.5 2007-01-04 2007-01-20 NFLD Common Stock 1526500 I See Footnotes Option (right to buy) 17.5 2007-01-04 2007-05-19 NFLD Common Stock 500 I See Footnotes These shares are held as follows: Atlas Master Fund, Ltd. ("AMF") owns 5.86% or 162,017 shares; Visium Balanced Fund LP ("VBF") owns 21.92% or 606,044 shares; Visium Long Bias Fund LP ("VLB") owns 9.41% or 260,168 shares; Visium Balanced Offshore Fund, Ltd. ("VBOF") owns 36.34% or 1,004,728 shares; and Visium Long Bias Offshore Fund Ltd. ("VLBOF") owns 25.85% or 714,701 shares. Additionally, Dmitry Balyasny owns 0.63% or 17,418 shares. By virtue of its position as investment advisor and/or sub-advisor to each of Atlas Master Fund, Ltd. ("AMF"), Atlas Global, LLC ("AG"), Atlas Global Investments, Ltd. ("AGI"), Atlas Global Investments II, Ltd. ("AGII"), Visium Balanced Fund LP ("VBF"), Visium Long Bias Fund LP ("VLB"), Visium Balanced Offshore Fund, Ltd. ("VBOF") and Visium Long Bias Offshore Fund Ltd. ("VLBOF"), Balyasny Asset Management LP may be deemed to beneficially own all 2,764,800 shares of Common Stock. By virtue of Atlas Global, LLC's ("AG") ownership of 10.79% of the equity interest in AMF, AG may be deemed to beneficially own the 162,017 shares of Northfield Laboratories, Inc.'s ("NFLD") stock that is beneficially owned by AMF. By virtue of Atlas Global Investments, Ltd. ("AGI") ownership of 83.72% of the equity interest in AMF, AGI may be deemed to beneficially own the 162,017 shares of NFLD stock that is beneficially owned by AMF. By virtue of Atlas Global Investments II, Ltd. ("AGII") ownership of 5.48% of the equity interest in AMF, AGII may be deemed to beneficially own the 162,017 shares of NFLD stock that is beneficially owned by AMF. /s/ SCOTT SCHROEDER, AUTHORIZED SIGNATORY FOR BALYASNY ASSET MANAGEMENT LP 2006-01-08 /s/ SCOTT SCHROEDER, AUTHORIZED SIGNATORY FOR ATLAS MASTER FUND, LTD. 2006-01-08 /s/ SCOTT SCHROEDER, AUTHORIZED SIGNATORY FOR ATLAS GLOBAL, LLC 2006-01-08 /s/ SCOTT SCHROEDER, AUTHORIZED SIGNATORY FOR ATLAS GLOBAL INVESTMENTS, LTD. 2006-01-08 /s/ SCOTT SCHROEDER, AUTHORIZED SIGNATORY FOR ATLAS GLOBAL INVESTMENTS II, LTD. 2006-01-08 /s/ SCOTT SCHROEDER, AUTHORIZED SIGNATORY FOR VISIUM BALANCED FUND LP 2006-01-08 /s/ SCOTT SCHROEDER, AUTHORIZED SIGNATORY FOR VISIUM LONG BIAS FUND LP 2006-01-08 /s/ SCOTT SCHROEDER, AUTHORIZED SIGNATORY FOR VISIUM BALANCED OFFSHORE FUND, LTD. 2006-01-08 /s/ SCOTT SCHROEDER, AUTHORIZED SIGNATORY FOR DMITRY BALYASNY 2006-01-08 /s/ SCOTT SCHROEDER, AUTHORIZED SIGNATORY FOR VISIUM CAPITAL MANAGEMENT, LLC 2006-01-08 -----END PRIVACY-ENHANCED MESSAGE-----