-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, B1S6phEHH0WU6vJPt9z+RLIAgIE/ZsBv99X+FxDDLgrnptUDlgXO0TNMjn4XyaMF NztyhHxRnH+ZNx9NR0e+7A== 0001181431-06-072152.txt : 20061228 0001181431-06-072152.hdr.sgml : 20061228 20061228121401 ACCESSION NUMBER: 0001181431-06-072152 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071211 FILED AS OF DATE: 20061228 DATE AS OF CHANGE: 20061228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Visium Balanced Fund LP CENTRAL INDEX KEY: 0001345030 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24050 FILM NUMBER: 061302069 BUSINESS ADDRESS: STREET 1: 650 MADISON AVE 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 MAIL ADDRESS: STREET 1: 650 MADISON AVE 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHFIELD LABORATORIES INC /DE/ CENTRAL INDEX KEY: 0000920947 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 363378733 STATE OF INCORPORATION: DE FISCAL YEAR END: 0531 BUSINESS ADDRESS: STREET 1: 1560 SHERMAN AVE STREET 2: SUITE 1000 CITY: EVANSTON STATE: IL ZIP: 60201-4800 BUSINESS PHONE: 8478643500 MAIL ADDRESS: STREET 1: 1560 SHERMAN AVE STE 1000 STREET 2: 37TH FLOOR CITY: EVANSTON STATE: IL ZIP: 60201-4800 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ATLAS GLOBAL INVESTMENTS LTD CENTRAL INDEX KEY: 0001373876 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24050 FILM NUMBER: 061302071 BUSINESS ADDRESS: STREET 1: WALKER HOUSR P O BOX 908 GT STREET 2: GRO TOWN CITY: GRAND CAY CAY ISL BWI STATE: E9 ZIP: 00000 BUSINESS PHONE: 345-945-3727 MAIL ADDRESS: STREET 1: WALKER HOUSR P O BOX 908 GT STREET 2: GRO TOWN CITY: GRAND CAY CAY ISL BWI STATE: E9 ZIP: 00000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BALYASNY ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001218710 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24050 FILM NUMBER: 061302074 BUSINESS ADDRESS: STREET 1: 181 W MADISON STE 3600 CITY: CHICAGO STATE: IL ZIP: 60602 BUSINESS PHONE: 3124992999 MAIL ADDRESS: STREET 1: 181 W MADISON STE 3600 CITY: CHICAGO STATE: IL ZIP: 60602 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VISIUM BALANCED OFFSHORE FUND LTD CENTRAL INDEX KEY: 0001356805 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24050 FILM NUMBER: 061302075 BUSINESS ADDRESS: STREET 1: P O BOX 2681GT CENTURY YARD 4TH FL STREET 2: CRICKET SQUARE HUTCHINS DR CITY: GRAND CAY CAY ISL STATE: E9 ZIP: 00000 BUSINESS PHONE: 345-949-1040 MAIL ADDRESS: STREET 1: P O BOX 2681GT CENTURY YARD 4TH FL STREET 2: CRICKET SQUARE HUTCHINS DR CITY: GRAND CAY CAY ISL STATE: E9 ZIP: 00000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VISIUM LONG BIAS FUND L P CENTRAL INDEX KEY: 0001356806 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24050 FILM NUMBER: 061302068 BUSINESS ADDRESS: STREET 1: 650 MADISON AVE 19TH FL CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-808-2351 MAIL ADDRESS: STREET 1: 650 MADISON AVE 19TH FL CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Visium Capital Management, LLC CENTRAL INDEX KEY: 0001377453 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24050 FILM NUMBER: 061302067 BUSINESS ADDRESS: STREET 1: 135 E. 57TH STREET, 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212 808 2300 MAIL ADDRESS: STREET 1: 135 E. 57TH STREET, 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Atlas Global Investments II, Ltd. CENTRAL INDEX KEY: 0001377457 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24050 FILM NUMBER: 061302070 BUSINESS ADDRESS: STREET 1: 135 E. 57TH STREET, 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212 808 2300 MAIL ADDRESS: STREET 1: 135 E. 57TH STREET, 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Atlas Global, LLC CENTRAL INDEX KEY: 0001377458 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24050 FILM NUMBER: 061302072 BUSINESS ADDRESS: STREET 1: 135 E. 57TH STREET, 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212 808 2300 MAIL ADDRESS: STREET 1: 135 E. 57TH STREET, 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Atlas Master Fund, Ltd. CENTRAL INDEX KEY: 0001377459 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24050 FILM NUMBER: 061302073 BUSINESS ADDRESS: STREET 1: 135 E. 57TH STREET, 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212 808 2300 MAIL ADDRESS: STREET 1: 135 E. 57TH STREET, 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 rrd140513.xml FORM 4 X0202 4 2007-12-11 1 0000920947 NORTHFIELD LABORATORIES INC /DE/ NFLD 0001218710 BALYASNY ASSET MANAGEMENT LLC 135 E. 57TH STREET 27TH FL NEW YORK NY 10022 0 0 1 0 0001377459 Atlas Master Fund, Ltd. C/O BALYASNY ASSET MANAGEMENT LP 135 E. 57TH STREET, 27TH FL NEW YORK NY 10022 0 0 0 1 Group Member 0001377458 Atlas Global, LLC C/O BALYASNY ASSET MANAGEMENT LP 135 E. 57TH STREET, 27TH FL NEW YORK NY 10022 0 0 0 1 Group Member 0001373876 ATLAS GLOBAL INVESTMENTS LTD C/O BALYASNY ASSET MANAGEMENT LP 135 E. 57TH STREET, 27TH FL NEW YORK NY 10022 0 0 0 1 Group Member 0001377457 Atlas Global Investments II, Ltd. C/O BALYASNY ASSET MANAGEMENT LP 135 E. 57TH STREET, 27TH FL NEW YORK NY 10022 0 0 0 1 Group Member 0001345030 Visium Balanced Fund LP C/O BALYASNY ASSET MANAGEMENT LP 135 E. 57TH STREET, 27TH FL NEW YORK NY 10022 0 0 0 1 Group Member 0001356806 VISIUM LONG BIAS FUND L P C/O BALYASNY ASSET MANAGEMENT L.P. 135 E. 57TH STREET, 27TH FLOOR NEW YORK NY 10022 0 0 0 1 Group Member 0001356805 VISIUM BALANCED OFFSHORE FUND LTD C/O BALYASNY ASSET MANAGEMENT LP 135 E. 57TH STREET, 27TH FL NEW YORK NY 10022 0 0 0 1 Group Member 0001377453 Visium Capital Management, LLC C/O BALYASNY ASSET MANAGEMENT LP 135 E. 57TH STREET, 27TH FL NEW YORK NY 10022 0 0 0 1 Group Member Common Stock 2006-12-15 2006-12-15 4 P 0 107500 15 A 2182 I See Footnotes Common Stock 2006-12-15 2006-12-15 4 S 0 293000 14.96 D 2182 I See Footnotes Stock Option (right to buy) 22.50 2006-12-11 2006-12-11 4 S 0 10 2.44 D 2006-12-08 2007-05-19 Common Stock 1000 26191 I See Footnotes Stock Option (right to buy) 17.50 2006-12-11 2006-12-11 4 S 0 51 3.39 D 2006-12-08 2007-02-17 Common Stock 5100 26191 I See Footnotes Stock Option (right to buy) 17.50 2006-12-12 2006-12-12 4 S 0 4 3.59 D 2006-12-08 2007-02-17 Common Stock 400 26782 I See Footnotes Stock Option (right to buy) 22.50 2006-12-13 2006-12-13 4 P 0 27 1.47 A 2006-12-08 2007-01-20 Common Stock 2700 26809 I See Footnotes Stock Option (right to sell) 5 2006-12-13 2006-12-13 4 P 0 166 0.53 A 2006-12-08 2007-01-20 Common Stock 16600 26809 I See Footnotes Stock Option (right to sell) 7.50 2006-12-13 2006-12-13 4 P 0 166 0.53 A 2006-12-08 2007-01-20 Common Stock 16600 26809 I See Footnotes Stock Option (right to buy) 15.50 2006-12-14 2006-12-14 4 S 0 1 3.39 D 2006-12-08 2007-02-17 Common Stock 100 27337 I See Footnotes Stock Option (right to buy) 22.50 2006-12-14 2006-12-14 4 P 0 528 1.32 A 2006-12-08 2007-01-20 Common Stock 52800 27337 I See Footnotes Stock Option (right to buy) 22.50 2006-12-14 2006-12-14 4 S 0 6 2.24 D 2006-12-08 2007-05-19 Common Stock 600 27337 I See Footnotes Stock Option (right to sell) 15 2006-12-14 2006-12-14 4 P 0 250 3.91 A 2006-12-08 2007-01-20 Common Stock 25000 27337 I See Footnotes Stock Option (right to buy) 25 2006-12-15 2006-12-16 4 P 0 1650 0.85 D 2006-12-08 2007-01-20 Common Stock 165000 25150 I See Footnotes Stock Option (right to buy) 7.5 2006-12-15 2006-12-16 4 P 0 1500 8.53 A 2006-12-08 2007-01-20 Common Stock 150000 25150 I See Footnotes Stock Option (right to buy) 22.50 2006-12-15 2006-12-16 4 P 0 3000 1.28 A 2006-12-08 2007-01-20 Common Stock 300000 25150 I See Footnotes Stock Option (right to buy) 12.50 2006-12-15 2006-12-16 4 P 0 600 2.67 A 2006-12-08 2006-12-16 Common Stock 60000 25150 I See Footnotes Stock Option (right to buy) 20 2006-12-15 2006-12-16 4 S 0 1 2.84 D 2006-12-08 2007-05-19 Common Stock 100 25150 I See Footnotes Stock Option (right to sell) 15 2006-12-15 2006-12-16 4 P 0 3046 4.08 A 2006-12-08 2007-01-20 Common Stock 304600 25150 I See Footnotes Stock Option (right to sell) 15 2006-12-15 2006-12-16 4 S 0 3000 3.87 D 2006-12-08 2007-01-20 Common Stock 300000 25150 I See Footnotes Stock Option (right to sell) 15 2006-12-15 2006-12-16 4 P 0 1775 0.26 A 2006-12-08 2006-12-16 Common Stock 177500 25150 I See Footnotes Stock Option (right to sell) 12.50 2006-12-15 2006-12-16 4 P 0 2000 0.06 A 2006-12-08 2006-12-16 Common Stock 200000 25150 I See Footnotes Stock Option (right to buy) 7.50 2006-12-15 2006-12-16 4 H 0 720 6.75 D 2006-12-08 2006-12-16 Common Stock 72000 25150 I See Footnotes Stock Option (right to buy) 10 2006-12-15 2006-12-16 4 H 0 400 5.18 D 2006-12-08 2006-12-16 Common Stock 40000 25150 I See Footnotes Stock Option (right to buy) 12 2006-12-15 2006-12-16 4 H 0 600 2.67 D 2006-12-08 2006-12-16 Common Stock 60000 25150 I See Footnotes Stock Option (right to buy) 20 2006-12-15 2006-12-16 4 H 0 1810 0 D 2006-12-08 2006-12-16 Common Stock 181000 25150 I See Footnotes Stock Option (right to buy) 25 2006-12-15 2006-12-16 4 H 0 500 0 D 2006-12-08 2006-12-16 Common Stock 50000 25150 I See Footnotes Stock Option (right to buy) 30 2006-12-15 2006-12-16 4 H 0 500 0 D 2006-12-08 2006-12-16 Common Stock 50000 25150 I See Footnotes Stock Option (right to buy) 22.5 2006-12-15 2006-12-16 4 H 0 4807 0 D 2006-12-08 2006-12-16 Common Stock 480700 25150 I See Footnotes These shares are held as follows: Atlas Master Fund, Ltd. ("AMF") owns 5.86% or 157,788 shares; Visium Balanced Fund, LP ("VBF") owns 21.92% or 590,226 shares; Visium Long Bias Fund, LP ("VLB") owns 9.41% or 253,377 shares; Visium Balanced Offshore Fund, Ltd. ("VBOF") owns 36.34% or 978,505 shares; and Visium Long Bias Offshore Fund Ltd. ("VLBOF") owns 25.85% or 696,047 shares. Additionally, Dmitry Balyasny owns 0.63% or 16,695 shares. By virtue of its position as investment advisor and/or sub-advisor to each of Atlas Master Fund, Ltd. ("AMF"), Atlas Global, LLC ("AG"), Atlas Global Investments, Ltd. ("AGI"), Atlas Global Investments II, Ltd. ("AGII"), Visium Balanced Fund LP ("VBF"), Visium Long Bias Fund LP ("VLB"), Visium Balanced Offshore Fund, Ltd. ("VBOF") and Visium Long Bias Offshore Fund Ltd. ("VLBOF"), Balyasny Asset Management L.P. may be deem ed to beneficially own all 2,692,639 shares of Common Stock. By virtue of Atlas Global, LLC's ("AG") ownership of 10.79% of the equity interest in AMF, AG may be deemed to beneficially own the 157,788 shares of Northfield Laboratories, Inc.'s ("NFLD") stock that is beneficially owned by AMF. By virtue of Atlas Global Investments, Ltd. ("AGI") ownership of 83.72% of the equity interest in AMF, AGI may be deemed to beneficially own the 157,788 shares of NFLD stock that is beneficially owned by AMF. By virtue of Atlas Global Investments II, Ltd. ("AGII") ownership of 5.48% of the equity interest in AMF, AGII may be deemed to beneficially own the 157,788 shares of OTCI stock that is beneficially owned by AMF. /s/ ATLAS MASTER FUND, LTD. 2006-12-13 /s/ ATLAS GLOBAL, LLC 2006-12-13 /s/ ATLAS GLOBAL INVESTMENTS II, LTD. 2006-12-13 /s/ ATLAS GLOBAL INVESTMENTS, LTD. 2006-12-13 /s/ VISIUM BALANCED FUND, LP 2006-12-13 /s/ VISIUM LONG BIAS FUND, LP 2006-12-13 /s/ VISIUM BALANCED OFFSHORE FUND, LTD. 2006-12-13 /s/ VISIUM CAPITAL MANAGMENT, LLC 2006-12-13 /s/ VISIUM ASSET MANAGEMENT 2006-12-13 -----END PRIVACY-ENHANCED MESSAGE-----