-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DWwp0K68V34GlLykbxkGzmv1NttXh8R1QBZJz9aNpxSklzntQ67nSHSEH8/MJoMQ kieKhCH73TFPvmij37zdSg== 0000898430-02-004629.txt : 20021223 0000898430-02-004629.hdr.sgml : 20021223 20021223171518 ACCESSION NUMBER: 0000898430-02-004629 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021217 FILED AS OF DATE: 20021223 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: SACHS JOHN M CENTRAL INDEX KEY: 0001210922 RELATIONSHIP: OWNER FILING VALUES: FORM TYPE: 3 MAIL ADDRESS: STREET 1: 2399 CAMINO DEL RIP SOUTH STE. 101 CITY: SAN DIEGO STATE: CA ZIP: 92108 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ESSEX PROPERTY TRUST INC CENTRAL INDEX KEY: 0000920522 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 770369576 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13106 FILM NUMBER: 02867567 BUSINESS ADDRESS: STREET 1: 925 EAST MEADOW DR CITY: PALO ALTO STATE: CA ZIP: 94303 BUSINESS PHONE: 6504943700 MAIL ADDRESS: STREET 1: 925 EAST MEADOW DRIVE CITY: PALO ALTO STATE: CA ZIP: 94303 3 1 d3.htm FORM 3 Form 3
 
 
Form 3
 
 


   
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
 
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP
OF SECURITIES
 
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934, Section 17(a) of the
Public Utility Holding Company Act of 1935 or Section 30(h)
of the Investment Company Act of 1940
  
OMB APPROVAL
OMB Number:
3235-0104
Expires: January 31, 2005
Estimated average
burden hours per
response . . . 0.5
(Print or Type Responses)
  1.
  
Name and Address of Reporting Person*
   
Sachs                          John                               M.
   
   
                                    (Last)                                                  (First)                                                 (Middle)
   
2399 Camino Del Rio South, Ste. 101
   
   
                                     (Street)
   
San Diego, California 92108
   
   
                                    (City)                                                  (State)                                                 (Zip)
 
  2.
  
Date of Event Requiring Statement (Month/Day/Year)
   
12/17/2002
3.
  
I.R.S. Identification Number of Reporting Person, if an entity (voluntary)
   
DTS
4.
  
Issuer Name and Ticker or Trading Symbol
   
Essex Property Trust, Inc.    (NYSE:ESS)
5.




  
Relationship of Reporting Person(s) to Issuer (Check all applicable)
 
            ¨  Director                                                 x  10% Owner
 
            ¨  Officer (give title below)                     ¨  Other (specify below)
 
 
6.
  
If Amendment, Date of Original (Month/Day/Year)
   
N/A
7.


  
Individual or Joint/Group Filing (Check Applicable Line)
 
            x  Form filed by One Reporting Person
 
            ¨  Form filed by More than One Reporting Person

 
Table I — Non-Derivative Securities Beneficially Owned
 
  1.
  
Title of Security (Instr. 4)
   
Common Stock
Common Stock
Common Stock
Common Stock
Common Stock
Common Stock
2.
  
Amount of Securities Beneficially Owned (Instr. 4)
   
609,135
422,148
422,148
422,148
422,148
422,148
3.
  
Ownership Form: Direct (D) or Indirect (I) (Instr. 5)
   
D
I
I
I
I
I
4.
  
Nature of Indirect Beneficial Ownership (Instr. 5)
   
Revocable trust FBO Reporting Person and spouse (1)
 
Irrevocable Trust FBO L.L.Reese (daughter) (2)
 
Irrevocable Trust FBO J.D.Sachs (son) (2)
 
Irrevocable Trust FBO J.S.Phelps (daughter) (2)
 
Irrevocable Trust FBO S.Carole (daughter) (2)
 
Irrevocable Trust FBO K.A.Sachs (daughter) (2)
Table II — Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
 
1.
  
Title of Derivative Security (Instr. 4)
     
2.
  
Date Exercisable and Expiration Date (Month/Day/Year)
       
Date Exercisable
   
Expiration Date
              
3.
  
Title and Amount of Securities Underlying Derivative Security (Instr. 4)
       
Title
   
Amount or Number of Shares
              
4.
  
Conversion or Exercise Price of Derivative Security
     
5.
  
Ownership Form of Derivative Securities: Direct (D) or Indirect (I) (Instr. 5)
     
6.
  
Nature of Indirect Beneficial Ownership (Instr. 5)
     
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
 
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
 
Explanation of Responses:
 
(1)
 
Includes 121,827 shares held by escrow.
(2)
 
Reporting Person is trustee of these trusts, with shared investment and voting control. Reporting Person is not the beneficiary of, and has no pecuniary interest in, these trusts. The settlor of each trust is also the beneficiary of that trust.
 
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
 
/s/    JOHN M. SACHS
  
12/23/02
**Signature of Reporting Person
  
Date
 
  *
 
If the form is filed by more than one reporting person, see Instruction 4(b)(v).
 
**
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
 
Note:
File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
-----END PRIVACY-ENHANCED MESSAGE-----