0001062993-16-009789.txt : 20160516
0001062993-16-009789.hdr.sgml : 20160516
20160516141057
ACCESSION NUMBER: 0001062993-16-009789
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160510
FILED AS OF DATE: 20160516
DATE AS OF CHANGE: 20160516
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROADVISION INC
CENTRAL INDEX KEY: 0000920448
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 943184303
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1700 SEAPORT BLVD.,
STREET 2: SUITE 210
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
BUSINESS PHONE: 6503311000
MAIL ADDRESS:
STREET 1: 1700 SEAPORT BLVD.,
STREET 2: SUITE 210
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LIEMANDT JOSEPH
CENTRAL INDEX KEY: 0001295389
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34205
FILM NUMBER: 161652652
MAIL ADDRESS:
STREET 1: 5001 PLAZA ON THE LAKE
CITY: AUSTIN
STATE: TX
ZIP: 78746
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ESW Capital, LLC
CENTRAL INDEX KEY: 0001477025
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1209
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34205
FILM NUMBER: 161652653
BUSINESS ADDRESS:
STREET 1: 401 CONGRESS AVENUE
STREET 2: SUITE 2650
CITY: AUSTIN
STATE: TX
ZIP: 78701
BUSINESS PHONE: 512-524-6149
MAIL ADDRESS:
STREET 1: 401 CONGRESS AVENUE
STREET 2: SUITE 2650
CITY: AUSTIN
STATE: TX
ZIP: 78701
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0306
4
2016-05-10
0000920448
BROADVISION INC
BVSN
0001477025
ESW Capital, LLC
401 CONGRESS AVE., SUITE 2650
AUSTIN
TX
78701
0
0
1
0
0001295389
LIEMANDT JOSEPH
401 CONGRESS AVE., SUITE 2650
AUSTIN
TX
78701
0
0
1
0
Common Stock
2016-05-10
4
P
0
94
6.50
A
823714
D
Common Stock
2016-05-11
4
P
0
16704
6.8306
A
840418
D
Common Stock
2016-05-12
4
P
0
124020
7.00
A
964438
D
These shares are held directly by ESW Capital, LLC ("ESW"). Joseph Liemandt is the sole voting member of ESW and may be deemed to have beneficial ownership, for purposes of Section 13(d) of the Securities Exchange Act of 1934, of the shares held by ESW. Mr. Liemandt disclaims Section 16 beneficial ownership of the shares held by ESW, except to the extent, if any, of his pecuniary interest therein.
/s/ Andrew Price, Chief Financial Officer of ESW Capital, LLC
2016-05-16
/s/ Andrew Price, Attorney-in-Fact for Mr. Joseph Liemandt
2016-05-16