0000920441-19-000005.txt : 20191114 0000920441-19-000005.hdr.sgml : 20191114 20191114141835 ACCESSION NUMBER: 0000920441-19-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191114 DATE AS OF CHANGE: 20191114 EFFECTIVENESS DATE: 20191114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KELLY LAWRENCE W & ASSOCIATES INC/CA CENTRAL INDEX KEY: 0000920441 IRS NUMBER: 953466353 STATE OF INCORPORATION: CA FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04133 FILM NUMBER: 191218895 BUSINESS ADDRESS: STREET 1: 199 SOUTH LOS ROBLES AVE STREET 2: SUITE 850 CITY: PASADENS STATE: CA ZIP: 91101 BUSINESS PHONE: 6264499500 MAIL ADDRESS: STREET 1: KELLY LAWARENCE W & ASSOCIATES INC STREET 2: 199 SOUTH LOS ROBLES AVE., STE. 850 CITY: PASADENA STATE: CA ZIP: 91101 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000920441 XXXXXXXX 09-30-2019 09-30-2019 KELLY LAWRENCE W & ASSOCIATES INC/CA

KELLY LAWARENCE W & ASSOCIATES INC 199 SOUTH LOS ROBLES AVE., STE. 850 PASADENA CA 91101

13F HOLDINGS REPORT 028-04133 N Alex Tescher 626-449-9500 Alex Tescher Pasadena CA 11-14-2019 0 207 599735 false INFORMATION TABLE 2 LKA-13f.xml LKA-13F HOLDINGS AS OF 09/30/2019 Wells Fargo & Co New Perp Pfd CV PFD 949746804 1282 845 SH SOLE 575 0 270 Wells Fargo & Co New Perp Pfd CV PFD 949746804 501 330 SH OTR 110 0 220 AG Mortgage Inv Tr 8 Pfd Ser B PRD 001228303 168 6600 SH SOLE 0 0 6600 AG Mortgage Inv Tr 8 Pfd Ser B PRD 001228303 138 5400 SH OTR 4000 0 1400 AG Mortgage Inv Tr 8.25 Pfd Se PRD 001228204 231 9100 SH SOLE 0 0 9100 AG Mortgage Inv Tr 8.25 Pfd Se PRD 001228204 51 2000 SH OTR 0 0 2000 Anworth Mortgage Asset 7.625 P PRD 037347408 101 4000 SH OTR 4000 0 0 Capital One Finl Corp DP Shs P PRD 14040H824 17 700 SH OTR 700 0 0 Capital One Finl Pfd Ser H PRD 14040H840 45 1700 SH OTR 0 0 1700 Energy Transfer Operat 7.625 P PRD 29278N400 330 13400 SH SOLE 13400 0 0 Energy Transfer Operat 7.625 P PRD 29278N400 17 700 SH OTR 700 0 0 Golar LNG Partners LP 8.75 Cum PRD Y2745C110 101 4000 SH OTR 4000 0 0 JPMorgan Chase 6.15 Pfd Ser H PRD 48127V827 264 10200 SH SOLE 0 0 10200 JPMorgan Chase 6.15 Pfd Ser H PRD 48127V827 49 1900 SH OTR 0 0 1900 New Residential Inv Cp 7.125 C PRD 64828T409 177 7000 SH SOLE 7000 0 0 Pennymac Mtg Invt Tr Pfd Ser A PRD 70931T301 107 4000 SH OTR 4000 0 0 Two Harbor Invt Corp 7.50 Cum PRD 90187B705 785 30950 SH SOLE 16050 0 14900 Two Harbor Invt Corp 7.50 Cum PRD 90187B705 342 13500 SH OTR 7900 0 5600 3M Co. COM 88579Y101 302 1835 SH SOLE 225 0 1610 3M Co. COM 88579Y101 327 1990 SH OTR 424 0 1566 AFLAC Inc. COM 001055102 3299 63050 SH SOLE 51262 0 11788 AFLAC Inc. COM 001055102 144 2756 SH OTR 156 0 2600 AT&T Inc COM 00206R102 474 12525 SH SOLE 125 0 12400 AT&T Inc COM 00206R102 3 81 SH OTR 81 0 0 AbbVie Inc. COM 00287Y109 833 10995 SH SOLE 4235 0 6760 AbbVie Inc. COM 00287Y109 390 5150 SH OTR 250 0 4900 Abbott Labs COM 002824100 147 1760 SH SOLE 0 0 1760 Abbott Labs COM 002824100 427 5100 SH OTR 0 0 5100 Adobe Sys Inc Com COM 00724F101 34 124 SH SOLE 124 0 0 Adobe Sys Inc Com COM 00724F101 83 300 SH OTR 0 0 300 Advanced Micro Devices Com COM 007903107 20096 693200 SH SOLE 310900 0 382300 Advanced Micro Devices Com COM 007903107 426 14700 SH OTR 700 0 14000 Albemarle Corp. COM 012653101 10088 145113 SH SOLE 68763 0 76350 Albemarle Corp. COM 012653101 566 8138 SH OTR 6838 0 1300 Alphabet Inc Cap Stk Cl A COM 02079K305 19765 16186 SH SOLE 8424 0 7762 Alphabet Inc Cap Stk Cl A COM 02079K305 1109 908 SH OTR 258 0 650 Alphabet Inc Cap Stk Cl C COM 02079K107 6750 5537 SH SOLE 2496 0 3041 Alphabet Inc Cap Stk Cl C COM 02079K107 234 192 SH OTR 114 0 78 Amazon Com Inc Com COM 023135106 231 133 SH SOLE 8 0 125 Amer States Water Co COM 029899101 250 2780 SH OTR 0 0 2780 Amgen, Inc. Com COM 031162100 666 3440 SH SOLE 1765 0 1675 Amgen, Inc. Com COM 031162100 62 322 SH OTR 122 0 200 Apache Corp COM 037411105 51 2010 SH SOLE 1310 0 700 Apple, Inc. COM 037833100 31951 142659 SH SOLE 79296 0 63363 Apple, Inc. COM 037833100 2168 9679 SH OTR 3225 0 6454 Applied Materials Inc. COM 038222105 4680 93785 SH SOLE 73385 0 20400 Applied Materials Inc. COM 038222105 101 2020 SH OTR 500 0 1520 Aptiv PLC COM G6095L109 13574 155270 SH SOLE 67570 0 87700 Aptiv PLC COM G6095L109 494 5655 SH OTR 2980 0 2675 Avery Dennison Corp. COM 053611109 170 1500 SH SOLE 0 0 1500 Avery Dennison Corp. COM 053611109 307 2700 SH OTR 2700 0 0 B&G Foods Inc. COM 05508R106 1000 52900 SH SOLE 22900 0 30000 B&G Foods Inc. COM 05508R106 85 4500 SH OTR 2400 0 2100 BP PLC Spons ADR COM 055622104 84 2200 SH SOLE 0 0 2200 BP PLC Spons ADR COM 055622104 207 5449 SH OTR 0 0 5449 Bank of New York Mellon COM 064058100 18 400 SH OTR 0 0 400 Berkshire Hathaway Cl B COM 084670207 373 1792 SH SOLE 1792 0 0 Berkshire Hathaway Cl B COM 084670207 11 55 SH OTR 0 0 55 Boeing Co. COM 097023105 373 980 SH SOLE 25 0 955 Bright Horizons Family Solutio COM 109194100 18610 122030 SH SOLE 59175 0 62855 Bright Horizons Family Solutio COM 109194100 603 3955 SH OTR 355 0 3600 Broadridge Financial Solutions COM 11133T103 20240 162663 SH SOLE 80633 0 82030 Broadridge Financial Solutions COM 11133T103 922 7410 SH OTR 3360 0 4050 CSX Corp COM 126408103 45 650 SH SOLE 650 0 0 CVS Caremark Corp COM 126650100 17 263 SH SOLE 0 0 263 California Wtr Svc Group COM 130788102 159 3000 SH SOLE 0 0 3000 Capital One Finl Corp COM 14040H105 14802 162694 SH SOLE 70830 0 91864 Capital One Finl Corp COM 14040H105 491 5402 SH OTR 600 0 4802 Cardinal Health Inc. COM 14149Y108 4 93 SH SOLE 93 0 0 Charles Schwab Corp (New) COM 808513105 651 15557 SH SOLE 13957 0 1600 Charles Schwab Corp (New) COM 808513105 125 3000 SH OTR 3000 0 0 Chevron Corp COM 166764100 3174 26766 SH SOLE 18833 0 7933 Chevron Corp COM 166764100 3008 25361 SH OTR 4252 0 21109 Cisco Systems COM 17275R102 6211 125701 SH SOLE 90601 0 35100 Cisco Systems COM 17275R102 394 7975 SH OTR 1850 0 6125 Coca Cola Co COM 191216100 655 12030 SH SOLE 0 0 12030 Coca Cola Co COM 191216100 11 200 SH OTR 0 0 200 Comcast Corp New Cl A COM 20030N101 68 1500 SH SOLE 0 0 1500 Constellation Brands Inc Cl A COM 21036P108 35 170 SH SOLE 0 0 170 Corteva Inc COM 22052L104 119 4264 SH SOLE 2016 0 2248 Corteva Inc COM 22052L104 86 3065 SH OTR 1599 0 1466 Costco Wholesale COM 22160K105 23063 80049 SH SOLE 38263 0 41786 Costco Wholesale COM 22160K105 919 3191 SH OTR 1156 0 2035 Crimson Wine Group Ltd COM 22662X100 151 20000 SH SOLE 20000 0 0 DR Horton Inc COM 23331A109 15724 298309 SH SOLE 143355 0 154954 DR Horton Inc COM 23331A109 589 11181 SH OTR 5315 0 5866 Danaher Corp Del COM COM 235851102 20608 142683 SH SOLE 67573 0 75110 Danaher Corp Del COM COM 235851102 1314 9100 SH OTR 2845 0 6255 Deere & Co COM 244199105 11 63 SH SOLE 63 0 0 Disney Walt Co Del COM 254687106 15884 121886 SH SOLE 48630 0 73256 Disney Walt Co Del COM 254687106 743 5702 SH OTR 1811 0 3891 Dow Inc COM 260557103 203 4264 SH SOLE 2016 0 2248 Dow Inc COM 260557103 179 3765 SH OTR 2299 0 1466 Dupont De Nemours Inc Com COM 26614N102 397 5564 SH SOLE 2016 0 3548 Dupont De Nemours Inc Com COM 26614N102 192 2699 SH OTR 1233 0 1466 Eaton Corp COM G29183103 44 530 SH SOLE 80 0 450 Ecolab Inc Com COM 278865100 119 600 SH SOLE 0 0 600 Edwards Lifesciences Inc. COM 28176E108 10798 49100 SH SOLE 4000 0 45100 Energy Transfer LP UT Ltd Ptn COM 29273V100 63 4800 SH SOLE 0 0 4800 Exxon Mobil Corp COM 30231G102 707 10008 SH SOLE 3250 0 6758 Exxon Mobil Corp COM 30231G102 199 2823 SH OTR 750 0 2073 Fiserv Inc Com COM 337738108 19918 192277 SH SOLE 89707 0 102570 Fiserv Inc Com COM 337738108 1202 11600 SH OTR 3600 0 8000 Fortive Corp. COM 34959J108 14297 208530 SH SOLE 78190 0 130340 Fortive Corp. COM 34959J108 634 9245 SH OTR 2945 0 6300 Franco Nevada Corp COM 351858105 27 300 SH SOLE 0 0 300 GW Pharmaceuticals PLC ADS COM 36197T103 13 115 SH OTR 0 0 115 General Elec Co COM 369604103 255 28500 SH SOLE 19100 0 9400 General Elec Co COM 369604103 73 8148 SH OTR 0 0 8148 Gilead Sciences Inc. COM 375558103 1323 20880 SH SOLE 4925 0 15955 Gilead Sciences Inc. COM 375558103 108 1700 SH OTR 0 0 1700 Halliburton Co COM 406216101 792 42000 SH SOLE 19350 0 22650 Halliburton Co COM 406216101 204 10825 SH OTR 7225 0 3600 Hexcel Corp COM 428291108 22370 272367 SH SOLE 132063 0 140304 Hexcel Corp COM 428291108 964 11740 SH OTR 1040 0 10700 Home Depot Inc COM 437076102 17608 75892 SH SOLE 36167 0 39725 Home Depot Inc COM 437076102 1140 4912 SH OTR 1462 0 3450 Hon Hai Precision Inds ORD COM Y36861105 2 1000 SH OTR 1000 0 0 Honeywell Intl Inc COM 438516106 100 590 SH SOLE 590 0 0 IHS Markit LTD COM G47567105 147 2200 SH SOLE 0 0 2200 IQVIA Holdings Inc COM 46266C105 19670 131676 SH SOLE 63018 0 68658 IQVIA Holdings Inc COM 46266C105 1061 7100 SH OTR 450 0 6650 Int'l Bus Mach COM 459200101 131 900 SH OTR 0 0 900 Intel Corp COM 458140100 431 8355 SH SOLE 700 0 7655 Intel Corp COM 458140100 21 400 SH OTR 0 0 400 Intercontinental Exchange Grou COM 45866F104 20376 220831 SH SOLE 105951 0 114880 Intercontinental Exchange Grou COM 45866F104 1413 15310 SH OTR 4175 0 11135 Intuitive Surgical Inc Com New COM 46120E602 132 244 SH SOLE 0 0 244 JPMorgan Chase & Co COM 46625H100 7146 60720 SH SOLE 4270 0 56450 JPMorgan Chase & Co COM 46625H100 465 3950 SH OTR 250 0 3700 Johnson & Johnson COM 478160104 16699 129069 SH SOLE 59223 0 69846 Johnson & Johnson COM 478160104 967 7477 SH OTR 2517 0 4960 Kimberly Clark Corp COM 494368103 156 1100 SH SOLE 0 0 1100 Kontoor Brands Inc COM 50050N103 9 245 SH SOLE 217 0 28 Lowes Cos Inc Com COM 548661107 54 488 SH SOLE 0 0 488 Marsh & McLennan Cos Inc. COM 571748102 180 1800 SH SOLE 0 0 1800 McDonalds Corp COM 580135101 440 2050 SH SOLE 0 0 2050 McDonalds Corp COM 580135101 91 425 SH OTR 0 0 425 Merck & Co Inc COM 58933Y105 10639 126388 SH SOLE 99348 0 27040 Merck & Co Inc COM 58933Y105 255 3030 SH OTR 405 0 2625 Microsoft Corp COM 594918104 1063 7645 SH SOLE 2011 0 5634 Microsoft Corp COM 594918104 347 2493 SH OTR 60 0 2433 Nestle SA Spons ADR (For Reg) COM 641069406 6521 60158 SH SOLE 53452 0 6706 Nestle SA Spons ADR (For Reg) COM 641069406 574 5298 SH OTR 2375 0 2923 Nike, Inc. Cl B COM 654106103 12 125 SH OTR 0 0 125 Norfolk Southern Corp COM 655844108 216 1200 SH SOLE 0 0 1200 OGE Energy Corp. COM 670837103 22 480 SH SOLE 480 0 0 Occidental Pete Corp D COM 674599105 240 5400 SH SOLE 3300 0 2100 Occidental Pete Corp D COM 674599105 27 600 SH OTR 200 0 400 Oracle Systems Corp COM 68389X105 363 6600 SH SOLE 6000 0 600 Paccar Inc COM 693718108 179 2550 SH SOLE 0 0 2550 Panasonic Corp ADR (new) COM 69832A205 4 465 SH SOLE 465 0 0 PayPal Holdings Inc. COM 70450Y103 23781 229571 SH SOLE 108051 0 121520 PayPal Holdings Inc. COM 70450Y103 1596 15406 SH OTR 4956 0 10450 Pepsico Inc COM 713448108 17789 129749 SH SOLE 57243 0 72506 Pepsico Inc COM 713448108 931 6792 SH OTR 1265 0 5527 Pfizer Inc COM 717081103 204 5680 SH SOLE 1380 0 4300 Pfizer Inc COM 717081103 578 16080 SH OTR 1500 0 14580 Procter & Gamble Co. COM 742718109 2210 17767 SH SOLE 4299 0 13468 Procter & Gamble Co. COM 742718109 1696 13638 SH OTR 700 0 12938 Regeneron Pharmaceutical Com COM 75886F107 1235 4451 SH SOLE 3466 0 985 Roper Technologies Inc COM 776696106 20825 58398 SH SOLE 27533 0 30865 Roper Technologies Inc COM 776696106 1056 2960 SH OTR 1035 0 1925 Ross Stores Inc. COM 778296103 648 5900 SH SOLE 5900 0 0 Royal Dutch Shell PLC Spons AD COM 780259206 1623 27574 SH SOLE 25374 0 2200 Salesforce.com Inc COM 79466L302 8981 60505 SH SOLE 14580 0 45925 Salesforce.com Inc COM 79466L302 174 1175 SH OTR 175 0 1000 Sanofi - ADR COM 80105N105 96 2075 SH SOLE 75 0 2000 Sanofi - ADR COM 80105N105 56 1200 SH OTR 0 0 1200 Schlumberger Ltd COM 806857108 7531 220393 SH SOLE 9673 0 210720 Schlumberger Ltd COM 806857108 2 70 SH OTR 70 0 0 Sempra Energy COM 816851109 118 800 SH SOLE 0 0 800 Sempra Energy COM 816851109 240 1624 SH OTR 1624 0 0 Sibanye-Stillwater Spons ADR COM 825724206 25 4547 SH SOLE 0 0 4547 Siemens AG Spons ADR (new) COM 826197501 79 1468 SH SOLE 0 0 1468 Smith & Nephew PLC Spons ADR COM 83175M205 392 8150 SH SOLE 0 0 8150 Southwestern Energy Co COM 845467109 8 4028 SH SOLE 2285 0 1743 Starbucks Corp COM 855244109 35 400 SH OTR 400 0 0 State Street Corp COM 857477103 74 1250 SH SOLE 0 0 1250 State Street Corp COM 857477103 27 450 SH OTR 0 0 450 Tredegar Corp. COM 894650100 28 1455 SH SOLE 1455 0 0 Union Pac Corp COM 907818108 20 124 SH SOLE 124 0 0 United Parcel Service Cl B COM 911312106 324 2700 SH SOLE 2700 0 0 United Technologies COM 913017109 223 1634 SH SOLE 0 0 1634 Universal Display Corp Com COM 91347P105 118 700 SH SOLE 0 0 700 V F Corp COM 918204108 156 1750 SH SOLE 1550 0 200 Vail Resorts Inc. COM 91879Q109 16244 71385 SH SOLE 30800 0 40585 Vail Resorts Inc. COM 91879Q109 691 3035 SH OTR 1145 0 1890 Verisign Inc. Com. COM 92343E102 1139 6038 SH SOLE 6038 0 0 Verizon Communications COM 92343V104 1400 23190 SH SOLE 14900 0 8290 Verizon Communications COM 92343V104 216 3585 SH OTR 1450 0 2135 Vertex Pharmaceuticals Com COM 92532F100 1190 7023 SH SOLE 2382 0 4641 Vertex Pharmaceuticals Com COM 92532F100 305 1800 SH OTR 200 0 1600 Visa Inc Cl A COM 92826C839 23091 134242 SH SOLE 58883 0 75359 Visa Inc Cl A COM 92826C839 1623 9436 SH OTR 2645 0 6791 Vivendi ORD Shs COM F97982106 22 792 SH SOLE 792 0 0 Wabtec Corp COM 929740108 11 150 SH SOLE 101 0 49 Wabtec Corp COM 929740108 3 44 SH OTR 4 0 40 Walgreens Boots Alliance Inc COM 931427108 41 745 SH SOLE 0 0 745 Walgreens Boots Alliance Inc COM 931427108 105 1891 SH OTR 0 0 1891 Wisdomtree Tr India Erngs Fd COM 97717W422 5 220 SH SOLE 220 0 0 Zoetis Inc Cl A COM 98978V103 15 118 SH SOLE 118 0 0 Zoetis Inc Cl A COM 98978V103 128 1028 SH OTR 0 0 1028 Aberdeen Emerging Markets Fd C EQ FDS 003021250 35 2349 SH SOLE 0 0 2349 Matthews Asia Small Companies EQ FDS 577125206 23 1331 SH SOLE 0 0 1331 Schwab S&P 500 Index Fd EQ FDS 808509855 50 1084 SH SOLE 1084 0 0 Schwab Small Cap Index Fd EQ FDS 808509848 47 1657 SH SOLE 1657 0 0