0000920441-12-000001.txt : 20120214 0000920441-12-000001.hdr.sgml : 20120214 20120214133934 ACCESSION NUMBER: 0000920441-12-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120214 DATE AS OF CHANGE: 20120214 EFFECTIVENESS DATE: 20120214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KELLY LAWRENCE W & ASSOCIATES INC/CA CENTRAL INDEX KEY: 0000920441 IRS NUMBER: 953466353 STATE OF INCORPORATION: CA FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04133 FILM NUMBER: 12607281 BUSINESS ADDRESS: STREET 1: 199 SOUTH LOS ROBLES AVE STREET 2: SUITE 850 CITY: PASADENS STATE: CA ZIP: 91101 BUSINESS PHONE: 6264499500 MAIL ADDRESS: STREET 1: KELLY LAWARENCE W & ASSOCIATES INC STREET 2: 199 SOUTH LOS ROBLES AVE., STE. 850 CITY: PASADENA STATE: CA ZIP: 91101 13F-HR 1 lka_13f.txt LKA FORM 13F FILING FOR PERIOD ENDING 12/31/2011 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Lawrence Kelly & Associates, Incorporated Address: 199 South Los Robles Avenue Suite 850 Pasadena, CA 91101 13F File Number: 28-4898 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person signing this report on Behalf of Reporting Manager: Name: Alex Tescher Title: Executive Vice President Phone: 626/449-9500 Email: alex@lawrencekelly.com Signature, Place, and Date of Signing: Alex Tescher Pasadena, CA February 14, 2012 Report Type (Check only one.): [ X ] 13F Holdings Report. [ ] 13F Notice. [ ] 13F Combination Report. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 121 Form 13F Information Table Value Total: $347,031 List of Other Included Managers: No. 13F File Number Name FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- General Motors 4.75% 12/01/13 CV PFD 37045V209 241 7050 SH SOLE 4750 2300 248 7250 SH OTHER 7250 Hartford Finl Svcs 7.25% Ser 4 CV PFD 416515708 419 22300 SH SOLE 11400 10900 505 26900 SH OTHER 26900 JPMorgan Chase 8.625% Pfd Ser PRD 46625H621 367 13300 SH SOLE 12500 800 99 3600 SH OTHER 3600 3M Co. COM 88579Y101 53 645 SH SOLE 645 544 6662 SH OTHER 6662 AFLAC Inc. COM 001055102 2813 65024 SH SOLE 44829 20195 773 17862 SH OTHER 17862 Abbott Labs COM 002824100 211 3760 SH SOLE 3760 329 5850 SH OTHER 5850 Albemarle Corp. COM 012653101 728 14140 SH OTHER 14140 Allergan Inc. COM 018490102 2123 24200 SH SOLE 16250 7950 88 1000 SH OTHER 1000 Apple, Inc. COM 037833100 19428 47970 SH SOLE 23406 24564 2766 6830 SH OTHER 6830 Autoliv Inc Com COM 052800109 2621 49000 SH SOLE 49000 70 1300 SH OTHER 1300 BHP Billiton LTD Spons ADR COM 088606108 8215 116310 SH SOLE 38475 77835 984 13925 SH OTHER 13925 BP PLC Spons ADR COM 055622104 241 5649 SH OTHER 5649 Bristol Myers Squibb COM 110122108 75 2120 SH SOLE 1620 500 229 6500 SH OTHER 6500 CVS Caremark Corp COM 126650100 272 6658 SH OTHER 6658 Celgene Corp COM 151020104 4108 60775 SH SOLE 14200 46575 Cerner Corp COM 156782104 10694 174600 SH SOLE 62550 112050 606 9900 SH OTHER 9900 Charles Schwab Corp (New) COM 808513105 163 14507 SH SOLE 13607 900 34 3000 SH OTHER 3000 Chevron Corp COM 166764100 3831 36009 SH SOLE 18427 17582 4045 38019 SH OTHER 38019 Cisco Systems COM 17275R102 2442 135071 SH SOLE 120571 14500 407 22500 SH OTHER 22500 Coca Cola Co COM 191216100 8377 119728 SH SOLE 28888 90840 1120 16000 SH OTHER 16000 ConocoPhillips COM 20825C104 291 4000 SH OTHER 4000 Costco Wholesale COM 22160K105 10802 129640 SH SOLE 59476 70164 1681 20172 SH OTHER 20172 Dentsply Intl Inc New COM 249030107 772 22062 SH SOLE 22062 Disney Walt Co Del COM 254687106 10185 271602 SH SOLE 112378 159224 679 18106 SH OTHER 18106 Dollar Gen Corp. COM 256677105 8224 199900 SH SOLE 79100 120800 815 19800 SH OTHER 19800 EMC Corp Mass COM 268648102 3056 141870 SH SOLE 48025 93845 731 33925 SH OTHER 33925 Express Scripts Inc COM 302182100 9380 209892 SH SOLE 79317 130575 880 19700 SH OTHER 19700 Exxon Mobil Corp COM 30231G102 339 4004 SH SOLE 1800 2204 865 10203 SH OTHER 10203 General Elec Co COM 369604103 3284 183385 SH SOLE 101200 82185 804 44898 SH OTHER 44898 General Mills Inc COM 370334104 6709 166025 SH SOLE 44425 121600 1250 30925 SH OTHER 30925 Google, Inc. COM 38259P508 12813 19837 SH SOLE 9010 10827 943 1460 SH OTHER 1460 Hartford Financial Svcs COM 416515104 684 42100 SH SOLE 28250 13850 Hershey Co COM 427866108 6098 98700 SH SOLE 30900 67800 Int'l Bus Mach COM 459200101 9808 53338 SH SOLE 21638 31700 1942 10560 SH OTHER 10560 Intel Corp COM 458140100 729 30063 SH SOLE 15063 15000 653 26945 SH OTHER 26945 Intuit COM 461202103 3994 75950 SH SOLE 750 75200 32 600 SH OTHER 600 Johnson & Johnson COM 478160104 9284 141571 SH SOLE 72192 69379 1350 20582 SH OTHER 20582 Joy Global Inc (new) COM 481165108 9323 124355 SH SOLE 44850 79505 806 10750 SH OTHER 10750 Kimberly Clark Corp COM 494368103 33 450 SH SOLE 450 485 6600 SH OTHER 6600 Linn Energy LLC Unit Ltd Liab COM 536020100 152 4000 SH SOLE 4000 53 1400 SH OTHER 1400 McDonalds Corp COM 580135101 10806 107700 SH SOLE 37425 70275 1966 19600 SH OTHER 19600 Microsoft Corp COM 594918104 580 22350 SH OTHER 22350 NYSE Euronext COM 629491101 9198 352408 SH SOLE 133067 219341 1208 46275 SH OTHER 46275 Nestle SA Spons ADR (For Reg) COM 641069406 12513 216821 SH SOLE 91812 125009 1751 30340 SH OTHER 30340 Oracle Systems Corp COM 68389X105 5739 223750 SH SOLE 102825 120925 736 28700 SH OTHER 28700 Paccar Inc COM 693718108 96 2550 SH SOLE 2550 124 3300 SH OTHER 3300 Pepsico Inc COM 713448108 11653 175624 SH SOLE 76888 98736 1959 29524 SH OTHER 29524 Pfizer Inc COM 717081103 41 1897 SH SOLE 1897 573 26471 SH OTHER 26471 Procter & Gamble Co. COM 742718109 4460 66861 SH SOLE 41779 25082 1987 29790 SH OTHER 29790 Qualcomm Inc. COM 747525103 7075 129350 SH SOLE 27250 102100 345 6300 SH OTHER 6300 Rockwood Holdings Inc. COM 774415103 4731 120170 SH SOLE 18025 102145 436 11075 SH OTHER 11075 Royal Dutch Shell PLC Spons AD COM 780259206 2719 37199 SH SOLE 34999 2200 680 9300 SH OTHER 9300 SPDR Gold Trust Gold Shs COM 78463V107 365 2400 SH SOLE 2400 486 3200 SH OTHER 3200 Schlumberger Ltd COM 806857108 9443 138233 SH SOLE 64522 73711 740 10835 SH OTHER 10835 Seadrill Ltd. COM G7945E105 11219 338125 SH SOLE 114700 223425 1647 49650 SH OTHER 49650 Siemens AG Spons ADR COM 826197501 9360 97900 SH SOLE 45500 52400 1154 12075 SH OTHER 12075 Southwestern Energy Co COM 845467109 8155 255317 SH SOLE 121600 133717 856 26800 SH OTHER 26800 Sysco Corp COM 871829107 343 11700 SH OTHER 11700 Telefonica SA - Spons ADR COM 879382208 95 5550 SH SOLE 4950 600 222 12921 SH OTHER 12921 Teva Pharmaceutical Inds ADR COM 881624209 1861 46100 SH SOLE 39383 6717 230 5700 SH OTHER 5700 Union Pac Corp COM 907818108 9460 89300 SH SOLE 33875 55425 1033 9750 SH OTHER 9750 United Technologies COM 913017109 5568 76175 SH SOLE 16725 59450 965 13200 SH OTHER 13200 Verisign Inc. Com. COM 92343E102 827 23149 SH SOLE 23149 Verizon Communications COM 92343V104 18 450 SH SOLE 450 345 8600 SH OTHER 8600 Vodafone Group PLC Spons ADR COM 92857W209 196 6991 SH SOLE 5400 1591 341 12150 SH OTHER 12150 Xerox Corp. COM 984121103 413 51900 SH SOLE 19300 32600 114 14300 SH OTHER 14300