0001604682-16-000023.txt : 20160106 0001604682-16-000023.hdr.sgml : 20160106 20160106113055 ACCESSION NUMBER: 0001604682-16-000023 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160105 FILED AS OF DATE: 20160106 DATE AS OF CHANGE: 20160106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITY BANCORP INC /NJ/ CENTRAL INDEX KEY: 0000920427 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 223282551 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 BUSINESS PHONE: 9087307630 MAIL ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 FORMER COMPANY: FORMER CONFORMED NAME: UNITY BANCORP INC /DE/ DATE OF NAME CHANGE: 19940316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DALLAS ROBERT H II CENTRAL INDEX KEY: 0001033204 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12431 FILM NUMBER: 161325819 MAIL ADDRESS: STREET 1: C/O UNITY BANCORP INC STREET 2: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-01-05 0 0000920427 UNITY BANCORP INC /NJ/ unty 0001033204 DALLAS ROBERT H II C/O UNITY BANCORP INC 64 OLD HIGHWAY 22 CLINTON NJ 08809 1 0 1 0 Restricted Stock 2016-01-05 4 A 0 1600 12.06 A 16473 D Common Stock 1514040 I Dallas Financial Holdings, LLC Stock Options 12.06 2016-01-05 4 A 0 4000 12.06 A 2017-01-05 2026-01-05 Common Stock 4000 14956 D 1,600 restricted shares were granted on 1/5/16 from he 2013 Stock Bonus Plan and vest over four years; vesting commences with 400 shares on 1/5/17; 400 shares on 1/5/18; 400 shares on 1/5/19; and 400 shares on 1/5/20. Stock price at the close of business on 1/4/16. 10,647 of total beneficially owned shares are Restricted Stock subject to four-year vesting periods determined by the individual grant dates; 5,826 shares are held in Mr. Dallas' account at Computershare. Dallas Financial Holdings, LLC owns: 151,980 shares held in an acct. at Computershare; 1,355,736 shares held in street name; 6,324 shares held in certificate form. 4,000 stock options granted on 1/5/16, which vest 1/3 each year; i.e., 1,333 on 1/5/17; 1,333 on 1/5/18; and 1,334 on 1/5/19. Total exercisable options as of 1/5/16. Previously reported shares INO Dallas Financial Holdings, LLC was miscalculated and is correctly set forth hereinabove. Robert H. Dallas, II, poa Linda B. McDermott, Corp. Sec. 2016-01-06