0001604682-16-000022.txt : 20160106
0001604682-16-000022.hdr.sgml : 20160106
20160106111437
ACCESSION NUMBER: 0001604682-16-000022
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160105
FILED AS OF DATE: 20160106
DATE AS OF CHANGE: 20160106
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNITY BANCORP INC /NJ/
CENTRAL INDEX KEY: 0000920427
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 223282551
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 64 OLD HIGHWAY 22
CITY: CLINTON
STATE: NJ
ZIP: 08809
BUSINESS PHONE: 9087307630
MAIL ADDRESS:
STREET 1: 64 OLD HIGHWAY 22
CITY: CLINTON
STATE: NJ
ZIP: 08809
FORMER COMPANY:
FORMER CONFORMED NAME: UNITY BANCORP INC /DE/
DATE OF NAME CHANGE: 19940316
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DALLAS DAVID D
CENTRAL INDEX KEY: 0001033206
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12431
FILM NUMBER: 161325766
MAIL ADDRESS:
STREET 1: C/O UNITY BANCORP INC
STREET 2: 64 OLD HIGHWAY 22
CITY: CLINTON
STATE: NJ
ZIP: 08809
4/A
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4/A
2016-01-05
2016-01-05
0
0000920427
UNITY BANCORP INC /NJ/
unty
0001033206
DALLAS DAVID D
C/O UNITY BANCORP INC
64 OLD HIGHWAY 22
CLINTON
NJ
08809
1
0
1
1
Chairman of the Board
Restricted Stock
2016-01-05
4
A
0
1600
12.06
A
16473
D
Common Stock
1514040
I
Dallas Financial Holdings, LLC
Stock Options
12.06
2016-01-05
4
A
0
4000
12.06
A
2017-01-05
2026-01-05
Common Stock
4000
14956
D
1,600 restricted shares were granted on 1/5/16 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 400 shares on 1/5/17; 400 shares on 1/5/18; 400 shares on 1/5/19; and 400 shares on 1/5/20.
Stock price at the close of business on 1/5/16.
10,647 of total beneficially owned shares are Restricted Stock subject to four-year vesting periods determined by the individual grant dates; 5,826 shares are held in Mr. Dallas' account at Computershare.
Dallas Financial Holdings, LLC owns: 151,980 shares held in an acct. at Computershare; 1,355,736 shares held in street name; 6,324 shares held in certificate form.
4,000 stock options granted on 1/5/16, which vest 1/3 each year; i.e., 1,333 on 1/5/17; 1,333 on 1/5/18; and 1,334 on 1/5/19.
Total exercisable options as of 1/5/16.
Previously reported shares INO Dallas Financials Holdings, LLC was miscalculated and is correctly set forth hereinabove.
David D. Dallas, poa Linda B. McDermott, Corp. Sec.
2016-01-06