0001604682-14-000009.txt : 20140902 0001604682-14-000009.hdr.sgml : 20140901 20140902131030 ACCESSION NUMBER: 0001604682-14-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140902 FILED AS OF DATE: 20140902 DATE AS OF CHANGE: 20140902 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITY BANCORP INC /NJ/ CENTRAL INDEX KEY: 0000920427 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 223282551 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 BUSINESS PHONE: 9087307630 MAIL ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 FORMER COMPANY: FORMER CONFORMED NAME: UNITY BANCORP INC /DE/ DATE OF NAME CHANGE: 19940316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRODY MARK S CENTRAL INDEX KEY: 0001248813 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12431 FILM NUMBER: 141077057 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2014-09-02 0 0000920427 UNITY BANCORP INC /NJ/ unty 0001248813 BRODY MARK S 1 0 1 0 Common Stock 2014-09-02 4 P 0 3458 8.3 A 68999 D Common Stock 36457 I Financial Planning Analysts Common Stock 662725 I Dispositive shares held at Financial Planning Analysts Stock Options Common Stock 19819 19819 D 42,813 shares jointly with spouse held at R & T; 10,500 held in an SEP-IRA acct.; 1,169 held at R & T; 11,059 restricted shares held at R & T; and 3,458 shares purchased through the Rights Offering for a total of 68,999 shares. Total vested stock options: 4,863 at $9.83 expire 11/18/14; 2,756 at $12.62 expire 1/25/17; 4,200 at $7.10 expire 12/20/17; 8,000 at $3.80 expire 12/18/18. Shares are dispositive shares over which Dr. Brody has no voting authority, but has dispositive power. Mark S. Brody, poa Linda B. McDermott 2014-09-02