0001604682-14-000009.txt : 20140902
0001604682-14-000009.hdr.sgml : 20140901
20140902131030
ACCESSION NUMBER: 0001604682-14-000009
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140902
FILED AS OF DATE: 20140902
DATE AS OF CHANGE: 20140902
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNITY BANCORP INC /NJ/
CENTRAL INDEX KEY: 0000920427
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 223282551
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 64 OLD HIGHWAY 22
CITY: CLINTON
STATE: NJ
ZIP: 08809
BUSINESS PHONE: 9087307630
MAIL ADDRESS:
STREET 1: 64 OLD HIGHWAY 22
CITY: CLINTON
STATE: NJ
ZIP: 08809
FORMER COMPANY:
FORMER CONFORMED NAME: UNITY BANCORP INC /DE/
DATE OF NAME CHANGE: 19940316
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BRODY MARK S
CENTRAL INDEX KEY: 0001248813
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12431
FILM NUMBER: 141077057
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2014-09-02
0
0000920427
UNITY BANCORP INC /NJ/
unty
0001248813
BRODY MARK S
1
0
1
0
Common Stock
2014-09-02
4
P
0
3458
8.3
A
68999
D
Common Stock
36457
I
Financial Planning Analysts
Common Stock
662725
I
Dispositive shares held at Financial Planning Analysts
Stock Options
Common Stock
19819
19819
D
42,813 shares jointly with spouse held at R & T; 10,500 held in an SEP-IRA acct.; 1,169 held at R & T; 11,059 restricted shares held at R & T; and 3,458 shares purchased through the Rights Offering for a total of 68,999 shares.
Total vested stock options: 4,863 at $9.83 expire 11/18/14; 2,756 at $12.62 expire 1/25/17; 4,200 at $7.10 expire 12/20/17; 8,000 at $3.80 expire 12/18/18.
Shares are dispositive shares over which Dr. Brody has no voting authority, but has dispositive power.
Mark S. Brody, poa Linda B. McDermott
2014-09-02