0001590464-14-000003.txt : 20140304 0001590464-14-000003.hdr.sgml : 20140304 20140304162507 ACCESSION NUMBER: 0001590464-14-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140303 FILED AS OF DATE: 20140304 DATE AS OF CHANGE: 20140304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITY BANCORP INC /NJ/ CENTRAL INDEX KEY: 0000920427 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 223282551 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 BUSINESS PHONE: 9087307630 MAIL ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 FORMER COMPANY: FORMER CONFORMED NAME: UNITY BANCORP INC /DE/ DATE OF NAME CHANGE: 19940316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAUCHAK JOHN J CENTRAL INDEX KEY: 0001238307 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12431 FILM NUMBER: 14664996 MAIL ADDRESS: STREET 1: C/O UNITYBANK CORP STREET 2: 64 OLD HWY 22 CITY: CLINTON STATE: NJ ZIP: 08809 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2014-03-03 0 0000920427 UNITY BANCORP INC /NJ/ unty 0001238307 KAUCHAK JOHN J C/O UNITYBANK CORP 64 OLD HWY 22 CLINTON NJ 08809 0 1 0 0 EVP/COO Common Stock - restricted 2014-02-02 4 A 0 2000 7.87 A 14443 D Common Stock 26357 D Stock Options 7.87 2014-03-03 4 A 0 10000 7.87 A 2015-03-03 2024-03-03 Common Stock 10000 63068 D 2,000 Restricted shares were granted effective 3/3/2014 and issued from the 2011 Stock Bonus Plan; vesting commences with 500 shares on 3/3/15; 500 shares on 3/3/16; 500 shares on 3/3/17; and 3/3/18. Total Restricted Stock Total Non-Restricted Stock 10,000 non-qualified stock options were granted on 3/3/2014 from the 2006 Stock Option Plan; vesting over a three-year period and on each of the first three anniversary dates, one-third of the option shall vest; i.e., 3,333 on 3/3/15; 3,333 on 3/3/16; and 3,334 on 3/3/17. 39,735 are currently exercisable; 23,333 are unexercisable. John J. Kauchak, poa Linda B. McDermott, Corp. Sec. 2014-03-03