0001562180-24-000174.txt : 20240104 0001562180-24-000174.hdr.sgml : 20240104 20240104133956 ACCESSION NUMBER: 0001562180-24-000174 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240102 FILED AS OF DATE: 20240104 DATE AS OF CHANGE: 20240104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRODY MARK S CENTRAL INDEX KEY: 0001248813 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12431 FILM NUMBER: 24511029 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITY BANCORP INC /NJ/ CENTRAL INDEX KEY: 0000920427 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] ORGANIZATION NAME: 02 Finance IRS NUMBER: 223282551 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 BUSINESS PHONE: 8006182265 MAIL ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 FORMER COMPANY: FORMER CONFORMED NAME: UNITY BANCORP INC /DE/ DATE OF NAME CHANGE: 19940316 4 1 primarydocument.xml PRIMARY DOCUMENT X0508 4 2024-01-02 false 0000920427 UNITY BANCORP INC /NJ/ UNTY 0001248813 BRODY MARK S C/O UNITY BANK 64 OLD HIGHWAY 22 CLINTON NJ 08809 true false false false false Restricted Stock 2024-01-02 4 A false 2200.00 0.00 A 4950.00 D Common Stock 70002.00 D Common Stock 40102.00 I Financial Planning Analysts Common Stock 247465.00 I Financial Planning Analysts Dispositive Shares Stock Options (Right to buy) Common Stock 22800.00 D 2,200 restricted shares were granted on 1/2/2024 from the 2023 Equity Compensation Plan and vest over four years; vesting commences with 550 shares on 1/2/2025, 550 shares on 1/2/2026, 550 shares on 1/2/2027, and 550 shares on 1/2/2028. 4,950 shares are held in an account at Computershare, which have upcoming vesting dates. A total of 70,002 shares are beneficially owned by Dr. Mark Brody; 33,592 are held jointly with his spouse, 13,436 are held at Fidelity, 22,854 are held in an account at Shareworks, and 120 are held in an account at Computershare. Shares held in a master account of Financial Planning Analysts over which Dr. Brody has no voting authority, but has dispositive power. 22,800 stock options were granted under various dates and vesting periods of which all are currently exercisable. Total Beneficial Ownership: 385,319 Dr. Mark Brody, POA Jason Murray, Accounting Operations Supervisor/AVP 2024-01-04