0001562180-23-000203.txt : 20230105 0001562180-23-000203.hdr.sgml : 20230105 20230105102258 ACCESSION NUMBER: 0001562180-23-000203 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230103 FILED AS OF DATE: 20230105 DATE AS OF CHANGE: 20230105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRODY MARK S CENTRAL INDEX KEY: 0001248813 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12431 FILM NUMBER: 23510021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITY BANCORP INC /NJ/ CENTRAL INDEX KEY: 0000920427 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 223282551 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 BUSINESS PHONE: 8006182265 MAIL ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 FORMER COMPANY: FORMER CONFORMED NAME: UNITY BANCORP INC /DE/ DATE OF NAME CHANGE: 19940316 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2023-01-03 false 0000920427 UNITY BANCORP INC /NJ/ UNTY 0001248813 BRODY MARK S C/O UNITY BANK 64 OLD HIGHWAY 22 CLINTON NJ 08809 true false false false Restricted Stock 2023-01-03 4 A false 2000.00 0.00 A 4000.00 D Common Stock 68752.00 D Common Stock 40102.00 I Financial Planning Analysts Common Stock 247465.00 I Financial Planning Analysts Dispositive Shares Stock Options (Right to buy) Common Stock 22800.00 D 2,000 restricted shares were granted on 1/3/2023 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 500 shares on 1/3/2024, 500 shares on 1/3/2025, 500 shares on 1/3/2026, and 500 shares on 1/3/2027. 4,000 shares are held in an account at Computershare, which have upcoming vesting dates. A total of 68,752 shares are beneficially owned by Dr. Mark Brody; 33,592 are held jointly with his spouse, 13,436 are held in street name, 21,604 are held in an account at Shareworks, and 120 are held in an account at Computershare. Shares held in a master account of Financial Planning Analysts over which Dr. Mark Brody has no voting authority, but has dispositive power. 22,800 stock options were granted under various dates and vesting periods of which 21,467 are currently exercisable. Total Beneficial Ownership: 381,786 Dr. Mark Brody, POA Jason Murray, Accounting Operations Supervisor/AVP 2023-01-05