0001562180-21-000225.txt : 20210106 0001562180-21-000225.hdr.sgml : 20210106 20210106175429 ACCESSION NUMBER: 0001562180-21-000225 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210104 FILED AS OF DATE: 20210106 DATE AS OF CHANGE: 20210106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DALLAS DAVID D CENTRAL INDEX KEY: 0001033206 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12431 FILM NUMBER: 21512011 MAIL ADDRESS: STREET 1: C/O UNITY BANCORP INC STREET 2: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITY BANCORP INC /NJ/ CENTRAL INDEX KEY: 0000920427 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 223282551 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 BUSINESS PHONE: 9087307630 MAIL ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 FORMER COMPANY: FORMER CONFORMED NAME: UNITY BANCORP INC /DE/ DATE OF NAME CHANGE: 19940316 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2021-01-04 false 0000920427 UNITY BANCORP INC /NJ/ UNTY 0001033206 DALLAS DAVID D C/O UNITY BANCORP INC 64 OLD HIGHWAY 22 CLINTON NJ 08809 true false true true Chairman of the Board Restricted Stock 2021-01-04 4 A false 1200.00 0.00 A 2473.00 D Common Stock 21481.00 D Common Stock 1740884.00 I Dallas Financial Holdings, LLC. Stock Options (Right to buy) 17.55 2021-01-04 4 A false 4000.00 0.00 A 2031-01-04 Common Stock 4000.00 17333.00 D 1,200 restricted shares were granted on 1/4/2021 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 300 shares on 1/4/2022, 300 shares on 1/4/2023, 300 shares on 1/4/2024, and 300 shares on 1/4/2025. 1,875 shares are held in an account at Computershare, which have upcoming vesting dates. 598 shares are dividend reinvested shares for a total of 2,473. 21,481 shares are held in an account at Shareworks of which dividends are reinvested quarterly. 180,574 shares are held in an account at Computershare of which dividends are reinvested quarterly. 1,560,310 shares are held in a brokerage account. 4,000 stock options were granted on 1/4/2021 from the 2019 Equity Compensation Plan. 33+% per year for 3 years beginning on 1/4/2021. 17,333 stock options were granted under various dates and vesting periods of which 7,933 are currently exercisable. Total Beneficial Ownership: 1,772,771 David D. Dallas, poa Laurie Cook, Controller/SVP 2021-01-05