0001562180-20-000181.txt : 20200106 0001562180-20-000181.hdr.sgml : 20200106 20200106153024 ACCESSION NUMBER: 0001562180-20-000181 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200102 FILED AS OF DATE: 20200106 DATE AS OF CHANGE: 20200106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRODY MARK S CENTRAL INDEX KEY: 0001248813 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12431 FILM NUMBER: 20509403 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITY BANCORP INC /NJ/ CENTRAL INDEX KEY: 0000920427 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 223282551 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 BUSINESS PHONE: 9087307630 MAIL ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 FORMER COMPANY: FORMER CONFORMED NAME: UNITY BANCORP INC /DE/ DATE OF NAME CHANGE: 19940316 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2020-01-02 false 0000920427 UNITY BANCORP INC /NJ/ UNTY 0001248813 BRODY MARK S C/O UNITY BANK 64 OLD HIGHWAY 22 CLINTON NJ 08809 true false false false Restricted Stock 1475.00 D Common Stock 82379.00 D Common Stock 40102.00 I Financial Planning Analysts Common Stock 286713.00 I Financial Planning Analysts Dispositive Shares Stock Option (Right to Buy) 22.57 2020-01-02 4 A false 6600.00 0.00 A 2030-01-02 Common Stock 6600.00 18800.00 D 1,475 restricted shares are held in an account at Computershare, which have upcoming vesting dates. A total of 82,379 shares are beneficially owned by Dr. Brody; 48,400 are held jointly with his spouse, 12,705 are held in street name, 21,154 are held in an account at Shareworks, and 120 are held in an account at Computershare. Shares held in a master account of Financial Planning Analysts over which Dr. Brody has no voting authority, but has dispositive power. 6,600 stock options were granted on 1/2/2020 from the 2019 Equity Compensation Plan. 33+% per year for 3 years beginning on 02-Jan-2020 18,800 stock options were granted under various dates and vesting periods of which 9,133 are currently exercisable. Total Beneficial Ownership: 419,802 Dr. Mark Brody, POA Laurie Cook, Controller/SVP 2020-01-06