0001554771-13-000002.txt : 20130319 0001554771-13-000002.hdr.sgml : 20130319 20130319103647 ACCESSION NUMBER: 0001554771-13-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130305 FILED AS OF DATE: 20130319 DATE AS OF CHANGE: 20130319 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAUCHAK JOHN J CENTRAL INDEX KEY: 0001238307 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12431 FILM NUMBER: 13700157 MAIL ADDRESS: STREET 1: C/O UNITYBANK CORP STREET 2: 64 OLD HWY 22 CITY: CLINTON STATE: NJ ZIP: 08809 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITY BANCORP INC /NJ/ CENTRAL INDEX KEY: 0000920427 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 223282551 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 BUSINESS PHONE: 9087307630 MAIL ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 FORMER COMPANY: FORMER CONFORMED NAME: UNITY BANCORP INC /DE/ DATE OF NAME CHANGE: 19940316 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2013-03-05 0 0000920427 UNITY BANCORP INC /NJ/ unty 0001238307 KAUCHAK JOHN J C/O UNITYBANK CORP 64 OLD HWY 22 CLINTON NJ 08809 0 1 0 0 Chief Operating Officer Common Stock 2013-03-05 4 A 0 2000 6.02 A 38693 D Stock Options 6.02 2013-03-05 4 A 0 10000 6.02 A 2014-03-05 2023-03-05 Common Stock 10000 60726 D 2,000 Restricted Shares were granted effective 3/5/13 and issued from the 2004 Stock Bonus Plan; vesting commences with 500 shares on 3/5/14; 500 shares on 3/5/15; 500 shares on 3/5/16; and 500 shares on 3/5/17. 26,250 are Non-Restricted Stock; 12,443 are Restricted stock. 10,000 non-qualified stock options were granted on 3/5/2013 from the 2006 Stock Option Plan; vesting over a three-year period and on each of the first three anniversary dates, one-third of the options shall vest; i.e., 3,333 on 3/5/14; 3,333 on 3/5/15; 3,334 on 3/5/16. 37,392 are currently exercisable; 23,334 are unexercisable. John J. Kauchak, poa Linda B. McDermott 2013-03-19