-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BwLiBU98wNeFs1OVUADi2o3RF9mxjpF6kz4pDs3RGE3SGYtucBWb2Tko9PZXukGl nXgcd38m33oRoJuQbg8WwQ== 0001449046-08-000005.txt : 20081222 0001449046-08-000005.hdr.sgml : 20081222 20081222114311 ACCESSION NUMBER: 0001449046-08-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081218 FILED AS OF DATE: 20081222 DATE AS OF CHANGE: 20081222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DALLAS DAVID D CENTRAL INDEX KEY: 0001033206 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12431 FILM NUMBER: 081262985 BUSINESS ADDRESS: BUSINESS PHONE: 9087307630 MAIL ADDRESS: STREET 1: C/O UNITY BANCORP INC STREET 2: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITY BANCORP INC /NJ/ CENTRAL INDEX KEY: 0000920427 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 223282551 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 BUSINESS PHONE: 9087307630 MAIL ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 FORMER COMPANY: FORMER CONFORMED NAME: UNITY BANCORP INC /DE/ DATE OF NAME CHANGE: 19940316 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2008-12-18 0 0000920427 UNITY BANCORP INC /NJ/ unty 0001033206 DALLAS DAVID D C/O UNITY BANCORP INC 64 OLD HIGHWAY 22 CLINTON NJ 08809 1 0 1 1 Chairman Common Stock 205493 D Common Stock 9787 I Son Common Stock 793051 I Dallas Financial Holdings, LLC Common Stock 38413 I Trenton Liberty Ins. Co. Stock Option 3.8 2008-12-18 4 A 0 8000 3.8 A 2009-12-18 2018-12-18 Common Stock 8000 75656 D 203,234 in common stock; 2,259 in resticted stock; Also reported as indirectly owned by brother, Robert H. Dallas, II. 8,000 non-qualified stock options were granted on 12/18/2008 and issued from the 2002 Stock Option Plan; vesting over a three-year period, and on each of the first three anniversary dates, one-third of the option shall vest; i.e., 2,666 on 12/18/2009; 2,667 on 12/18/2010; and 2,667 on 12/18/2011. David Dallas, by POA Linda B. McDermott 2008-12-22 -----END PRIVACY-ENHANCED MESSAGE-----