0001248813-17-000011.txt : 20170105 0001248813-17-000011.hdr.sgml : 20170105 20170105172226 ACCESSION NUMBER: 0001248813-17-000011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170103 FILED AS OF DATE: 20170105 DATE AS OF CHANGE: 20170105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITY BANCORP INC /NJ/ CENTRAL INDEX KEY: 0000920427 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 223282551 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 BUSINESS PHONE: 9087307630 MAIL ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 FORMER COMPANY: FORMER CONFORMED NAME: UNITY BANCORP INC /DE/ DATE OF NAME CHANGE: 19940316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DALLAS ROBERT H II CENTRAL INDEX KEY: 0001033204 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12431 FILM NUMBER: 17511892 MAIL ADDRESS: STREET 1: C/O UNITY BANCORP INC STREET 2: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2017-01-03 0 0000920427 UNITY BANCORP INC /NJ/ unty 0001033204 DALLAS ROBERT H II C/O UNITY BANCORP INC 64 OLD HIGHWAY 22 CLINTON NJ 08809 1 0 1 0 Common Restricted 2017-01-03 4 A 0 1200 15.7 A 5990 D Common Stock 13581 D Common Stock 1667771 I Dallas Financial Holdings, LLC Stock Options 15.7 2017-01-03 4 A 0 1500 15.7 A 2018-01-03 2027-01-02 Common Stock 1500 17918 D 1,200 restricted shares were granted on 1/3/17 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 300 shares on 1/3/18; 300 shares on 1/3/19; 300 shares on 1/3/20; and 300 shares on 1/3/21. Stock price at the close of business on 12/30/16. 5,600 restricted stock shares are currently held in an account at Computershare, which have upcoming vesting dates; 390 shares are dividend reinvested shares for a total of 5,990. Shares held in Mr. Dallas' name in an account at Computershare. 169,478 shares are held in an account at Computershare; 1,491,337 shares are held in a brokerage account; and 6,956 shares are in certificate form. 1,500 stock options were granted on 1/3/17, which vest 1/3 per year; i.e., 500 on 1/3/18; 500 on 1/3/19; and 500 on 1/3/20. 22,353 stock options were granted under various dates and vesting periods of which 17,918 are currently exercisable. Robert H. Dallas, II, poa Linda B. McDermott 2017-01-05