0001248813-17-000010.txt : 20170105 0001248813-17-000010.hdr.sgml : 20170105 20170105170015 ACCESSION NUMBER: 0001248813-17-000010 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170103 FILED AS OF DATE: 20170105 DATE AS OF CHANGE: 20170105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITY BANCORP INC /NJ/ CENTRAL INDEX KEY: 0000920427 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 223282551 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 BUSINESS PHONE: 9087307630 MAIL ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 FORMER COMPANY: FORMER CONFORMED NAME: UNITY BANCORP INC /DE/ DATE OF NAME CHANGE: 19940316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TUCKER ALLEN CENTRAL INDEX KEY: 0001238309 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12431 FILM NUMBER: 17511580 MAIL ADDRESS: STREET 1: C/O UNITYBANK CORP STREET 2: 64 OLD HWY 22 CITY: CLINTON STATE: NJ ZIP: 08809 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2017-01-03 0 0000920427 UNITY BANCORP INC /NJ/ unty 0001238309 TUCKER ALLEN C/O UNITYBANK CORP 64 OLD HWY 22 CLINTON NJ 08809 1 0 0 1 Vice Chairman of the Board Common Restricted 2017-01-03 4 A 0 1400 15.7 A 6190 D Common Stock 343379 D Common Stock 63497 I By Spouse Stock Options 15.7 2017-01-03 4 A 0 1600 15.7 A 2018-01-03 2027-01-03 Common Stock 1600 10266 D 1,400 restricted shares were granted on 1/3/17 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 350 on 1/3/18; 350 on 1/3/19; 350 on 1/3/20; and 350 on 1/3/21. Stock price at the close of business on 12/30/16. 5,800 restricted stock shares are currently held in an account at Computershare, which have upcoming vesting dates; 390 shares are dividend reinvested shares for a total of 6,190. 72,758 shares are held in Mr. Tucker's name in an account held at Computershare; 240,888 shares are held in a brokerage account; 29,733 shares are held in a Trust account at Computershare for a total of 343,379. 12,403 shares are held in an account in Charlotte Tucker's name; 3029 are held in a trust account; and 48,065 are held in a brokerage account for a total of 63,497. 14,800 stock options were granted under various dates and vesting periods of which 10,266 are currently exercisable. 1,600 stock options were granted on 1/3/17, which vest 1/3 per year; i.e., 534 on 1/3/18; 533 on 1/3/19; and 533 on 1/3/20. Allen Tucker, poa, Linda B. McDermott, Corp. Sec. 2017-01-05