0001248813-17-000007.txt : 20170105 0001248813-17-000007.hdr.sgml : 20170105 20170105155403 ACCESSION NUMBER: 0001248813-17-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170103 FILED AS OF DATE: 20170105 DATE AS OF CHANGE: 20170105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITY BANCORP INC /NJ/ CENTRAL INDEX KEY: 0000920427 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 223282551 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 BUSINESS PHONE: 9087307630 MAIL ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 FORMER COMPANY: FORMER CONFORMED NAME: UNITY BANCORP INC /DE/ DATE OF NAME CHANGE: 19940316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Patel Raj CENTRAL INDEX KEY: 0001449046 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12431 FILM NUMBER: 17510502 MAIL ADDRESS: STREET 1: C/O UNITY BANCORP, INC. STREET 2: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2017-01-03 0 0000920427 UNITY BANCORP INC /NJ/ unty 0001449046 Patel Raj C/O UNITY BANCORP, INC. 64 OLD HIGHWAY 22 CLINTON NJ 08809 1 0 0 0 Common Restricted 2017-01-03 4 A 0 1200 15.7 A 5540 D Common Stock 16303 D Stock Option 15.7 2017-01-03 4 A 0 1500 15.7 A 2018-01-03 2027-01-03 Common Stock 1500 10266 D 1,200 restricted shares were granted on 1/3/17 from the 2013 Stock bonus Plan and vest over four years; vesting commences with 300 shares on 1/3/18; 300 shares on 1/3/29; and 300 shares on 1/3/20. Stock price at the close of business on 12/30/16. 5,540 restricted stock shares are currently held in an account at Computershare, which have upcoming vesting dates. 16,303 shares are held in a brokerage account in the name of Mr. Patel. 1,500 stock options were granted on 1/3/17, which vest 1/3 per year; i.e., 500 on 1/3/18; 500 on 1/3/19 and 500 on 1/3/20. 14,700 stock options were granted under various dates and vesting periods of which 10,266 are currently exercisable. Raj Patel, poa Linda B. McDermott, Corp. Sec. 2017-01-05