0001248813-17-000006.txt : 20170105
0001248813-17-000006.hdr.sgml : 20170105
20170105153509
ACCESSION NUMBER: 0001248813-17-000006
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170103
FILED AS OF DATE: 20170105
DATE AS OF CHANGE: 20170105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNITY BANCORP INC /NJ/
CENTRAL INDEX KEY: 0000920427
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 223282551
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 64 OLD HIGHWAY 22
CITY: CLINTON
STATE: NJ
ZIP: 08809
BUSINESS PHONE: 9087307630
MAIL ADDRESS:
STREET 1: 64 OLD HIGHWAY 22
CITY: CLINTON
STATE: NJ
ZIP: 08809
FORMER COMPANY:
FORMER CONFORMED NAME: UNITY BANCORP INC /DE/
DATE OF NAME CHANGE: 19940316
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Maricondo Peter E
CENTRAL INDEX KEY: 0001299077
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12431
FILM NUMBER: 17510384
MAIL ADDRESS:
STREET 1: 4 DEXTER DRIVE SOUTH
CITY: BASKING RIDGE
STATE: NJ
ZIP: 07920
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2017-01-03
0
0000920427
UNITY BANCORP INC /NJ/
unty
0001299077
Maricondo Peter E
4 DEXTER DRIVE SOUTH
BASKING RIDGE
NJ
07920
1
0
0
0
Common Restricted
2017-01-03
4
A
0
1400
15.7
A
5800
D
Common Stock
16558
D
Stock Options
15.7
2017-01-03
4
A
0
1600
15.7
A
2018-01-03
2027-01-03
Common Stock
1600
14886
D
1,400 restricted shares were granted on 1/3/17 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 350 shares on 1/3/18; 350 shares on 1/3/19; 350 shares on 1/3/20; and 350 shares on 1/3/21.
Stock price at the close of business on 12/30/16.
5,800 restricted stock shares are currently held in an account at Computershare, which have upcoming vesting dates.
15,428 shares are held in an account at Computershare; and 1,130 shares are held in a broker account in Mr. Maricondo's name.
1,600 stock options were granted on 1/3/17, which vest 1/3 per year; i.e., 534 on 1/3/18; 533 on 1/3/19; and 533 on 1/3/20.
19,420 stock options were granted under various dates and vesting periods of which 14,886 are currently exercisable.
Peter E. Maricondo, poa Linda B. McDermott, Corp. Sec.
2017-01-05