-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LORLYbz/WZdPEbPU0Q3IH8dDS1BN3kZqbzpcJrhDj5gV826el1by3bDx3w7zkQbx Hu0aJyKaEVZvEB9PYcHYfw== 0001033206-04-000001.txt : 20040211 0001033206-04-000001.hdr.sgml : 20040211 20040211145313 ACCESSION NUMBER: 0001033206-04-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040211 FILED AS OF DATE: 20040211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BONO MICHAEL T CENTRAL INDEX KEY: 0001253330 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12431 FILM NUMBER: 04585864 BUSINESS ADDRESS: STREET 1: UNITY BANCORP INC STREET 2: 64 OLD HWY. CITY: CLINTON STATE: NJ ZIP: 08809 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALI FRANK CENTRAL INDEX KEY: 0001238297 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12431 FILM NUMBER: 04585872 MAIL ADDRESS: STREET 1: C/O UNITYBANK CORP STREET 2: 64 OLD HWY 22 CITY: CLINTON STATE: NJ ZIP: 08809 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BUTLER DONNA CENTRAL INDEX KEY: 0001238298 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12431 FILM NUMBER: 04585870 MAIL ADDRESS: STREET 1: C/O UNITYBANK CORP STREET 2: 64 OLD HWY 22 CITY: CLINTON STATE: NJ ZIP: 08809 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DOWNES MICHAEL F CENTRAL INDEX KEY: 0001238299 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12431 FILM NUMBER: 04585874 MAIL ADDRESS: STREET 1: C/O UNITYBANK CORP STREET 2: 64 OLD HWY 22 CITY: CLINTON STATE: NJ ZIP: 08809 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TUCKER ALLEN CENTRAL INDEX KEY: 0001238309 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12431 FILM NUMBER: 04585866 MAIL ADDRESS: STREET 1: C/O UNITYBANK CORP STREET 2: 64 OLD HWY 22 CITY: CLINTON STATE: NJ ZIP: 08809 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STOTHOFF SAMUEL CENTRAL INDEX KEY: 0001248821 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12431 FILM NUMBER: 04585867 BUSINESS ADDRESS: STREET 1: C/O UNITY BANCORP INC STREET 2: 64 OLD HWY 22 CITY: CLINTON STATE: NJ ZIP: 08809 BUSINESS PHONE: 908-713-4304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DETOMMASO PETER CENTRAL INDEX KEY: 0001248822 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12431 FILM NUMBER: 04585868 BUSINESS ADDRESS: STREET 1: C/O UNITY BANCORP INC STREET 2: 64 OLD HWY 22 CITY: CLINTON STATE: NJ ZIP: 08809 BUSINESS PHONE: 908-713-4304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRODY MARK S CENTRAL INDEX KEY: 0001248813 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12431 FILM NUMBER: 04585871 BUSINESS ADDRESS: STREET 1: C/O UNITY BANCORP INC STREET 2: 64 OLD HWY 22 CITY: CLINTON STATE: NJ ZIP: 08809 BUSINESS PHONE: 908-713-4306 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITY BANCORP INC /DE/ CENTRAL INDEX KEY: 0000920427 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 223282551 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 BUSINESS PHONE: 9087307630 MAIL ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DALLAS ROBERT H II CENTRAL INDEX KEY: 0001033204 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12431 FILM NUMBER: 04585869 BUSINESS ADDRESS: STREET 1: C/O UNITY BANCORP INC STREET 2: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 BUSINESS PHONE: 9087307630 MAIL ADDRESS: STREET 1: C/O UNITY BANCORP INC STREET 2: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DALLAS DAVID D CENTRAL INDEX KEY: 0001033206 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12431 FILM NUMBER: 04585873 BUSINESS ADDRESS: STREET 1: C/O UNITY BANCORP INC STREET 2: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 BUSINESS PHONE: 9087307630 MAIL ADDRESS: STREET 1: C/O UNITY BANCORP INC STREET 2: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2004-02-11 0 0000920427 UNITY BANCORP INC /DE/ unty 0001033206 DALLAS DAVID D C/O UNITY BANCORP INC 64 OLD HIGHWAY 22 CLINTON NJ 08809 1 0 1 0 0001238297 ALI FRANK C/O UNITY BANCORP 64 OLD HWY 22 CLINTON NJ 08809 1 0 0 0 0001248813 BRODY MARK S UNITY BANCORP, INC. 64 OLD HIGHWAY 22 CLINTON NJ 08809 1 0 0 0 0001238298 BUTLER DONNA C/O UNITY BANCORP 64 OLD HWY 22 CLINTON NJ 08809 1 0 0 0 0001033204 DALLAS ROBERT H II C/O UNITY BANCORP INC 64 OLD HIGHWAY 22 CLINTON NJ 08809 1 0 1 0 0001248822 DETOMMASO PETER C/O UNITY BANCORP 64 OLD HIGHWAY 22 CLINTON NJ 08809 1 0 0 0 0001248821 STOTHOFF SAMUEL UNITY BANCORP, INC. 64 OLD HIGHWAY 22 CLINTON NJ 08809 1 0 0 0 0001238309 TUCKER ALLEN C/O UNITY BANCORP 64 OLD HWY 22 CLINTON NJ 08809 1 0 0 0 0001253330 BONO MICHAEL T C/O UNITY BANCORP 64 OLD HIGHWAY 22 CLINTON NJ 08809 0 1 0 0 EVP 0001238299 DOWNES MICHAEL F C/O UNITY BANCORP 64 OLD HWY 22 CLINTON NJ 08809 0 1 0 0 EVP Stock Options 11.28 2003-12-18 4 A 0 7000 11.28 A 2003-12-18 2013-12-18 Common 7000 43750 D Stock Options 11.28 2003-12-18 4 A 0 11000 11.28 A 2003-12-18 2013-12-18 Common Stock 11000 16250 D Stock Option 11.28 2003-12-18 4 A 0 7000 11.28 A 2003-12-18 2013-12-18 Common Stock 7000 12250 D Stock Option 11.28 2003-12-18 4 A 0 7000 11.28 A 2003-12-18 2013-12-18 Common Stock 7000 22750 D Stock Option 11.28 2003-12-18 4 A 0 7000 11.28 A 2003-12-18 2013-12-18 Common Stock 7000 43750 D Stock Option 11.28 2003-12-18 4 A 0 7000 11.28 A 2003-12-18 2013-12-18 Common Stock 7000 43750 D Stock Option 11.28 2003-12-18 4 A 0 7000 11.28 A 2003-12-18 2013-12-18 Common Stock 7000 43750 D Stock Option 11.28 2003-12-18 4 A 0 7000 11.28 A 2003-12-18 2013-12-18 Common Stock 7000 43750 D Stock Option 11.28 2003-12-18 4 A 0 4000 11.28 A 2004-12-18 2013-12-18 Common Stock 4000 82147 D Stock Option 11.28 2003-12-18 4 A 0 4000 11.28 A 2004-12-18 2013-12-18 Common Stock 4000 74188 D Options are exerciseable one-third during first three years. 47,400 immediately exercisable. 44,600 immediately exerciseable. David D. Dallas 2004-02-11 Frank Ali 2004-02-11 Mark S. Brody 2004-02-11 Donna Butler 2004-02-11 Robert H. Dallas, II 2004-02-11 Peter DeTommaso 2004-02-11 Samuel Stothoff 2004-02-11 Allen Tucker 2004-02-11 Michael T. Bono 2004-02-11 Michael F. Downes 2004-02-11 -----END PRIVACY-ENHANCED MESSAGE-----